| DOCUMENT NUMBER: | 6 |
| Letter by CBOE (Chicago Board Options Exchange) Regarding the Provision of |
| Regulatory Services, Appendix B-2 to Application |
| DATE: | 12/21/01 | PAGES: | 1 | PDF SIZE: | 16 KB | PDF LINK: |
| --------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 7 |
| Letter by OCC (Options Clearing Corporation) Regarding the Provision of Clearing |
| Services, Appendix D to Application |
| DATE: | 12/20/01 | PAGES: | 2 | PDF SIZE: | 17 KB | PDF LINK: |
| --------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 8 |
| Letter by NFA (National Futures Association) Regarding the Provision of Arbitration |
| Services, Appendix E to Application |
| DATE: | 12/19/01 | PAGES: | 1 | PDF SIZE: | 11 KB | PDF LINK: |
| --------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 9 |
| Letter of Agreement between OneChicago and NFA, Appendix E-2 to Application |
| DATE: | 01/10/02 | PAGES: | 2 | PDF SIZE: | 17 KB | PDF LINK: |
| --------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 10 |
| Certificate of Formation of SSFX, LLC, Appendix G-1 to Application |
| DATE: | 08/03/01 | PAGES: | 1 | PDF SIZE: | 11 KB | PDF LINK: |
| --------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 11 |
| Certificate of Amendment to Certificate of Formation of SSFX, LLC, Appendix G-2 to |
| Application |
| DATE: | PAGES: | 1 | PDF SIZE: | 11 KB | PDF LINK: |
| --------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 12 |
| Answers to Questions Related to the Commission's Preliminary Review of |
| OneChicago's Draft Submission dated November 15, 2001, Appendix I to |
| Application |
| DATE: | PAGES: | 15 | PDF SIZE: | 175 KB | PDF LINK: |
| --------------------------------------------------------------------------------------------------------------- |
�