| DOCUMENT NUMBER: | 6 |
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M. Philipp, Katten Muchin Zavis, to R. Adriance, L. Gregory, D. Van Wagner, and |
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Lawton, John, Division of Trading and Markets, re: Copy of Option Clearing |
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Corporation's Proposed Rule Submission to the Securities and Exchange |
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Commission Concerning Clearance and Settlement of Security Futures |
| DATE: |
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6/27/01 | PAGES: |
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21 | PDF SIZE: |
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478 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 7 |
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Cawley, Jean M., Options Clearing Corporation, to J. Lawton, Division of Trading |
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and Markets, and to J.W. Carpenter, Division of Market Regulation, Securities and |
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Exchange Commission, re: Copy of Option Clearing Corporation's Proposed Rule |
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Submission to the Securities and Exchange Commission Concerning Clearance |
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and Settlement of Security Futures |
| DATE: |
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6/29/01 | PAGES: |
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126 | PDF SIZE: |
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2982 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 8 |
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S.C. Ervin, Dechert, and A.W. Hahan, Katten Muchin Zavis, to J. Lawton, Division |
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of Trading and Markets, re: Application of Nasdaq LIFFE, LLC, Futures Exchange |
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for Designation as a Contract Market, Draft Documents Relating to the |
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Application, Transmittal Letter |
| DATE: |
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6/29/01 | PAGES: |
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2 | PDF SIZE: |
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29 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 9 |
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S.C. Ervin, Dechert, to J.A. Webb, Secretary, re: Application of Nasdaq LIFFE, |
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LLC, Futures Exchange for Designation as a Contract Market, FOIA Confidential |
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Treatment Request of June 6, 2001 |
| DATE: |
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7/2/01 | PAGES: |
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3 | PDF SIZE: |
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65 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 10 |
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S.C. Ervin, Dechert, and A.W. Hahan, Katten Muchin Zavis, to J. Lawton, Division |
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of Trading and Markets, re: Application of Nasdaq LIFFE, LLC, Futures Exchange |
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for Designation as a Contract Market, Draft Security Futures Agreement for |
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Clearing and Settlement Services Dated July 2, 2001 |
| DATE: |
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7/2/01 | PAGES: |
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3 | PDF SIZE: |
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60 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 11 |
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S.C. Ervin, Dechert, and A.W. Hahan, Katten Muchin Zavis, to J. Lawton, Division |
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of Trading and Markets, re: Application of Nasdaq LIFFE, LLC, Futures Exchange |
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for Designation as a Contract Market, Responses to CFTC Staff's Preliminary |
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Review of the Nasdaq LIFFE Contract Market Application Submissions Dated |
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June 6, 2001 through June 25, 2001 |
| DATE: |
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7/13/01 | PAGES: |
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18 | PDF SIZE: |
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514 KB | PDF LINK: |
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