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E) S.C. Ervin, Dechert, and A.W. Hahan, Katten Muchin Zavis, to J.A. Webb, |
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Secretary, re: Application of Nasdaq LIFFE, LLC, Futures Exchange for |
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Designation as a Contract Market, Nasdaq LIFFE Futures Exchange General |
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Notice: Responsible Persons |
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6/6/01 | PAGES: |
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4 | PDF SIZE: |
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109 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 1 |
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F) S.C. Ervin, Dechert, and A.W. Hahan, Katten Muchin Zavis, to J.A. Webb, |
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Secretary, re: Application of Nasdaq LIFFE, LLC, Futures Exchange for |
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Designation as a Contract Market, Nasdaq LIFFE Futures Exchange Notice: Client |
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Disclosure Requirements for ATS |
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6/6/01 | PAGES: |
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2 | PDF SIZE: |
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55 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 2 |
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S.I. Luparello, NASD Regulation, to J. Lawton, Division of Trading and Markets, |
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re: NASD Regulatory Services to be Provided for Nasdaq LIFFE, LLC, Futures |
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6/14/01 | PAGES: |
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2 | PDF SIZE: |
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23 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 3 |
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S.C. Ervin, Dechert, and A.W. Hahan, Katten Muchin Zavis, to J. Lawton, Division |
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of Trading and Markets, re: Application of Nasdaq LIFFE, LLC, Futures Exchange |
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for Designation as a Contract Market, Draft Documents Relating to the |
| DATE: |
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6/25/01 | PAGES: |
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48 | PDF SIZE: |
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1314 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 4 |
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M. Philipp, Katten Muchin Zavis, to R. Adriance, J. Lawton, L. Gregory, and D. |
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Van Wagner, Division of Trading and Markets, re: Securities and Exchange |
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Commission Approval of Options Clearing Corporation's Amendments to its Rules |
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and By-Laws to Allow for Clearing of Security Futures |
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6/25/01 | PAGES: |
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10 | PDF SIZE: |
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277 KB | PDF LINK: |
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| DOCUMENT NUMBER: | 5 |
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Draft Preliminary Review of MASD/LIFFE Contract Market Application |
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Submissions Dated June 6, 2001 through June 25, 2001 |
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6/26/01 | PAGES: |
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12 | PDF SIZE: |
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329 KB | PDF LINK: |
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/files/foia/repfoia/foirf01 |
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