| DOCUMENT NUMBER: | 5 |
| D.S. Mitchell, Cadwalader, Wickersham & Taft, for BrokerTec Futures Exchange, L.L.C., |
| to E.W. Colbert, Attached Exhibit D: BrokerTec Futures Exchange, L.L.C. Rules |
| DATE: | 5/8/00 | PAGES: | 63 | PDF SIZE: | 2050 KB | PDF LINK: |
| ---------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 6 |
| Application of BrokerTec, L.L.C. for Initial Designation as a Contract Market, Attached |
| Exhibit E: BrokerTec Futures Exchange, L.L.C., Rules with Explanations |
| DATE: | PAGES: | 66 | PDF SIZE: | 2597 KB | PDF LINK: |
| ---------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 7 |
| D.S. Mitchell, Cadwalader, Wickersham & Taft, for BrokerTec Futures Exchange, L.L.C., |
| to E.W. Colbert, Attached Exhibit H: BrokerTec Futures Exchange, L.L.C., Exchange |
| Compliance with Regulatory Requirements |
| DATE: | 5/8/00 | PAGES: | 9 | PDF SIZE: | 255 KB | PDF LINK: |
| ---------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 8 |
| D.S. Mitchell, Cadwalader, Wickersham & Taft, for BrokerTec Futures Exchange, L.L.C., |
| to E.W. Colbert, Attached Exhibit I: Certificate of Formation of BrokerTec Clearing Co., |
| L.L.C. |
| DATE: | 5/8/00 | PAGES: | 1 | PDF SIZE: | 16 KB | PDF LINK: |
| ---------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 9 |
| D.S. Mitchell, Cadwalader, Wickersham & Taft, for BrokerTec Futures Exchange, L.L.C., |
| to E.W. Colbert, Attached Exhibit J: BrokerTec Clearing Co., L.L.C., Limited Liability Co. |
| Agreement & Bylaws |
| DATE: | 5/8/00 | PAGES: | 46 | PDF SIZE: | 1072 KB | PDF LINK: |
| ---------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 10 |
| Application of BrokerTec, L.L.C. for Initial Designation as a Contract Market, Attached |
| Exhibit K: BrokerTec Clearing Company, L.L.C., Limited Liability Company Agreement |
| and Bylaws with Explanations |
| DATE: | PAGES: | 47 | PDF SIZE: | 1735 KB | PDF LINK: |
| ---------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT NUMBER: | 11 |
| D.S. Mitchell, Cadwalader, Wickersham & Taft, for BrokerTec Futures Exchange, L.L.C., |
| to E.W. Colbert, Attached Exhibit L: BrokerTec Clearing Co., L.L.C. Rules |
| DATE: | 5/8/00 | PAGES: | 36 | PDF SIZE: | 1219 KB | PDF LINK: |
| ---------------------------------------------------------------------------------------------------------------------- |