CFTC 2003 Federal Register Announcements

Last modified on September 17, 2004

SECTION A

Proposed CFTC rules and other announcements requesting comments, including Exchange new contract applications and major rule amendments, posted for six weeks following either the close of the comment period or date of action, with comment file number and closing date.

SECTION B

Final rules, orders, and similar announcements not requesting comments, posted for six weeks following publication, with effective date.

SECTION C

Sunshine Act announcements, posted for four weeks following publication.

SECTION D

CFTC Privacy Act Systems of Records, most recent compilation.

SECTION E

CFTC Public Information Collection Requirements.


======================== SECTION A ========================
Proposed Rules and Amendments


68 FR 75164 (December 30, 2003)

Interagency Proposal to Consider Alternative Forms of Privacy Notices Under the Gramm-Leach-Bliley Act

Comment File 03--016, closing date 03/29/2004

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68 FR 74556 (December 24, 2003)

Chicago Mercantile Exchange: Proposed Amendments to the Live Cattle and Feeder Cattle Futures Contracts Increasing the Maximum Daily Price Fluctuation Limit to $0.030 per Pound

Comment File 03--015, closing date 01/08/2004

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68 FR 70494 (December 18, 2003)

In the Matter of Intermarket Clearing Corporation -- Request for Vacation From Designation as Derivatives Clearing Organization

Comment File 03--014, closing date 12/23/2003

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68 FR 69634 (December 15, 2003)

17 CFR Part 143 Collection of Claims Owed the United States Arising From Activities Under the Commission's Jurisdiction

Comment File 03--013, closing date 01/14/2004, see also 69 FR 52995 (August 31, 2004)

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68 FR 66402 (November 26, 2003)

Citrus Associates of the New York Cotton Exchange Proposed FCOJ-A Futures and Options Contract and FCOJ-B Contract

Comment File 03--012, closing date 12/11/2003

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68 FR 66032 (November 25, 2003)

17 CFR Part 36 Exempt Commercial Markets

Comment File 03--011, closing date 01/26/2004, see also 69 FR 43285 (July 20, 2004)

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68 FR 46591 (August 6, 2003)

Chicago Mercantile Exchange:  Proposed Amendments to the Live Cattle Futures Contract Restricting Delivery to Cattle Born and Raised in the United States;  Reopening of the Public Comment Period

Comment File 03--010, closing date 08/22/2003, see also 68 FR 41783 (July 15, 2003)

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68 FR 46516 (August 6, 2003)

17 CFR Part 1 Investment of Customer Funds

Comment File 03--007, closing date 09/05/2003, see also 68 FR 38654 (June 30, 2003)

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68 FR 41783 (July 15, 2003)

Chicago Mercantile Exchange:  Proposed Amendments to the Live Cattle Futures Contract Restricting Delivery to Cattle Born and Raised in the United States

Comment File 03--010, closing date 08/22/2003

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68 FR 40835 (July 9, 2003)

17 CFR Part 1 Minimum Financial and Related Reporting Requirements for Futures Commission Merchants and Introducing Brokers

Comment File 03--009, closing date 09/08/2003, see also 69 FR 49784 (August 12, 2004) and 69 FR 55949 (September 17, 2004)

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CFTC Press Release 4814-03 (July 8, 2003)

CFTC REQUESTS COMMENT ON PROPOSED RULE CHANGES RELATED TO CHICAGO MERCANTILE EXCHANGE/CHICAGO BOARD OF TRADE COMMON CLEARING LINK

Comment File 03--008, closing date 07/14/2003

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68 FR 38654 (June 30, 2003)

17 CFR Part 1 Investment of Customer Funds

Comment File 03--007, closing date 07/30/2003

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68 FR 12622 (March 17, 2003)

17 CFR Part 4 Additional Registration and Other Regulatory Relief for Commodity Pool Operators and Commodity Trading Advisors

Comment File 03--006, closing date 05/01/2003, see also 68 FR 47221 (August 8, 2003), 68 FR 52836 (September 8, 2003), 68 FR 53430 (September 10, 2003)

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68 FR 12319 (March 14, 2003)

17 CFR Part 1 Account Identification for Eligible Bunched Orders

Comment File 03--005, closing date 04/28/2003, see also 68 FR 34790 (June 11, 2003)

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68 FR 12001 (March 13, 2003)

17 CFR Part 4 Performance Data and Disclosure for Commodity Trading Advisors

Comment File 03--004, closing date 04/14/2003, see also 68 (FR 42964 (July 21, 2003)

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68 FR 11067 (March 7, 2003)

Chicago Board of Trade (CBT) Proposed New Mini-Sized Corn, Soybean, and Wheat Futures Contracts

Comment File 03--003, closing date 03/24/2003

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68 FR 10583 (March 5, 2003)

Chicago Mercantile Exchange (CME):  Proposed Amendments to the Weight Specifications, Speculative Position Limits, Delivery Locations, and Delivery Procedures for the Live Cattle Futures Contract

Correction, see also 68 FR 3231 (January 23, 2003)

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68 FR 3231 (January 23, 2003)

Chicago Mercantile Exchange (CME):  Proposed Amendments to the Weight Specifications, Speculative Position Limits, Delivery Locations, and Delivery Procedures for the Live Cattle Futures Contract

Comment File 03--002, closing date 02/07/2003, see also 68 FR 10583 (March 5, 2003)

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68 FR 545 (January 6, 2003)

Request of the New York Mercantile Exchange (NYMEX) for Approval of the New NYMEX PJM Calendar-Month Daily-LMP Swap (PJM Interconnection, LLC) Futures Contract; New NYMEX PJM Calendar-Week Daily-LMP Swap (PJM Interconnection, LLC) Futures Contract; and New NYMEX PJM Day-Ahead LMP Swap (PJM Interconnection, LLC) Futures Contract

Comment File 03--001, closing date 01/21/2003

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======================== SECTION B ========================
Final Rules and Orders


68 FR 73854 (December 22, 2003)

17 CFR Ch. I Regulatory Flexibility Agenda

Semiannual regulatory agenda

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68 FR 62776 (November 11, 2003)

Technology Advisory Committee Second Renewal

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68 FR 59113 (October 14, 2003)

17 CFR Part 4 Additional Registration and Other Regulatory Relief for Commodity Pool Operators and Commodity Trading Advisors;  Past Performance Issues; Correction

Final rules;  correction, see also 68 FR 12622 (March 17, 2003)

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68 FR 58583 (October 10, 2003)

17 CFR Part 30 Foreign Futures and Options Transactions

Order, effective date 10/10/2003

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68 FR 53430 (September 10, 2003)

17 CFR Part 4 Additional Registration and Other Regulatory Relief for Commodity Pool Operators and Commodity Trading Advisors;  Past Performance Issues

Correction, see also 68 FR 12622 (March 17, 2003)

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68 FR 52836 (September 8, 2003)

17 CFR Part 4 Additional Registration and Other Regulatory Relief for Commodity Pool Operators and Commodity Trading Advisors;  Past Performance Issues;  Correction

Final rules;  correction, see also 68 FR 12622 (March 17, 2003)

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68 FR 48549 (August 14, 2003)

17 CFR Part 18 Reports by Traders

CFR Correction (To Title 17, Parts 1 to 199, 01/01/2003 revision)

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68 FR 47221 (August 8, 2003)

17 CFR Part 4 Additional Registration and Other Regulatory Relief for Commodity Pool Operators and Commodity Trading Advisors; Past Performance Issues

Final rules, effective date 08/08/2003 except Sec.   4.35 (a) (1) (viii) which is effective 09/08/2003, see also 68 FR 12622 (March 17, 2003)

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68 FR 46446 (August 6, 2003)

17 CFR Part 30 Foreign Futures and Options Transactions; Correction

Corrections to order, effective date 08/06/2003

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68 FR 42964 (July 21, 2003)

17 CFR Part 4 Performance Data and Disclosure for Commodity Trading Advisors

Final rules, effective date 08/20/2003, see also 68 FR 12001 (March 13, 2003)

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68 FR 40498 (July 8, 2003)

17 CFR Part 30 Foreign Futures and Foreign Options Transactions

Final rules, effective date 07/08/2003

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68 FR 39006 (July 1, 2003)

17 CFR Part 30 Foreign Futures and Options Transactions

Order, effective date 07/01/2003

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68 FR 34790 (June 11, 2003)

17 CFR Part 1 Account Identification for Eligible Bunched Orders

Final rule, effective date 07/11/2003, see also 68 FR 12319 (March 14, 2003)

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68 FR 33623 (June 5, 2003)

17 CFR Parts 30 and 40 Amendment to Appendix C of Part 40 and Redesignation as Appendix D of Part 30

Final rule, effective date 06/05/2003

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68 FR 31280 (May 27, 2003)

17 CFR Ch. I Regulatory Flexibility Agenda

Semiannual regulatory agenda

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68 FR 25149 (May 9, 2003)

17 CFR Part 42 Department of the Treasury 31 CFR Part 103 Customer Identification Programs for Futures Commission Merchants and Introducing Brokers

Joint final rule, effective date 06/09/2003, see also 67 FR 48328 (July 23, 2002)

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68 FR 17024 (April 8, 2003)

Agricultural Advisory Committee;  Tenth Renewal

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68 FR 13903 (March 21, 2003)

In the Matter of Washington Mutual, Inc. and Its Various Subsidiaries Request for Relief

Order, effective date 03/21/2003

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68 FR 12684 (March 17, 2003)

Review by the National Futures Association of Disclosure Documents Required To Be Filed by Commodity Pool Operators for Publicly-Offered Commodity Pools

Notice and Order, effective date 03/17/2003

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68 FR 12583 (March 17, 2003)

17 CFR Part 4 Commodity Pool Operators

Final rules, effective date 03/17/2003, see also 67 FR 65734 (October 28, 2002)

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68 FR 5621 (February 4, 2003)

In the Matter of the New York Mercantile Exchange, Inc. Petition for Interpretation Pursuant to Section 1a(12) (C) of the Commodity Exchange Act

Order, effective date 02/04/2003

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68 FR 5545 (February 4, 2003)

17 CFR Parts 1, 30, and 190 Denomination of Customer Funds and Location of Depositories

Final rule, effective date 03/06/2003, see also 67 FR 52641 (August 13, 2002)

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68 FR 2254 (January 16, 2003)

17 CFR Part 4 Commodity Pool Operators and Commodity Trading Advisors;  Exemption From Requirement To Register For CPOs of Certain Pools and CTAs Advising Such Pools

Extension of comment period, see also 67 FR 68785 (November 13, 2002)

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68 FR 2319 (January 16, 2003)

In the Matter of the New York Mercantile Exchange, Inc. and the Intercontinental Exchange, Inc. Petitions for Treatment of Floor Brokers and Floor Traders as Eligible Commercial Entitles Pursuant to Section 1a(11) (C) of the Commodity Exchange Act

Order, effective date 01/16/2003, see also 67 FR 41698 (June 19, 2002)

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======================== SECTION C ========================
Sunshine Act Announcements


68 FR 69389 (December 12, 2003)

Cancellation of Open Commission Meeting 12/17/2003

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68 FR 68875 (December 10, 2003)

Open Commission Meeting 12/17/2003

see also 68 FR 69389 (December 12, 2003)

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68 FR 66082 (November 25, 2003)

Closed Commission Meeting 12/10/2003

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68 FR 65257 (November 19, 2003)

Closed Commission Meeting 12/19/2003

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68 FR 65257 (November 19, 2003)

Closed Commission Meeting 12/12/2003

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68 FR 65256 (November 19, 2003)

Closed Commission Meeting 12/5/2003

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68 FR 60339 (October 22, 2003)

Closed Commission Meeting 11/28/2003

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68 FR 60339 (October 22, 2003)

Closed Commission Meeting 11/21/2003

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68 FR 60339 (October 22, 2003)

Closed Commission Meeting 11/14/2003

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68 FR 60339 (October 22, 2003)

Closed Commission Meeting 11/07/2003

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68 FR 59164 (October 14, 2003)

Closed Commission Meeting 10/21/2003

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68 FR 55289 (September 24, 2003)

Closed Commission Meeting 10/31/2003

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68 FR 55289 (September 24, 2003)

Closed Commission Meeting 10/24/2003

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68 FR 55289 (September 24, 2003)

Closed Commission Meeting 10/17/2003

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68 FR 55289 (September 24, 2003)

Closed Commission Meeting 10/10/2003

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68 FR 55289 (September 24, 2003)

Closed Commission Meeting 10/03/2003

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68 FR 51251 (August 26, 2003)

Closed Commission Meeting 09/30/2003

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68 FR 51251 (August 26, 2003)

Closed Commission Meeting 09/26/2003

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68 FR 51251 (August 26, 2003)

Closed Commission Meeting 09/19/2003

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68 FR 51251 (August 26, 2003)

Closed Commission Meeting 09/12/2003

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68 FR 51251 (August 26, 2003)

Closed Commission Meeting 09/05/2003

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68 FR 43090 (July 21, 2003)

Closed Commission Meeting 07/30/2003

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68 FR 42691 (July 18, 2003)

Closed Commission Meeting 08/29/2003

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68 FR 42691 (July 18, 2003)

Closed Commission Meeting 08/22/2003

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68 FR 42691 (July 18, 2003)

Closed Commission Meeting 08/15/2003

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68 FR 42690 (July 18, 2003)

Closed Commission Meeting 08/08/2003

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68 FR 42690 (July 18, 2003)

Closed Commission Meeting 08/01/2003

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68 FR 35631 (June 16, 2003)

Closed Commission Meeting 07/25/2003

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68 FR 35631 (June 16, 2003)

Closed Commission Meeting 07/18/2003

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68 FR 35631 (June 16, 2003)

Sunshine Act Meeting

Closed Commission Meeting 07/11/2003

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68 FR 35631 (June 16, 2003)

Sunshine Act Meeting

Closed Commission Meeting 07/03/2003

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68 FR 35631 (June 16, 2003)

Sunshine Act Meeting

Closed Commission Meeting 06/27/2003

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68 FR 35631 (June 16, 2003)

Sunshine Act Meeting

Closed Commission Meeting 06/20/2003

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68 FR 35631 (June 16, 2003)

Closed Commission Meeting 06/18/2003

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68 FR 12684 (March 17, 2003)

Sunshine Act Meeting

Closed Commission Meeting 04/04/2003

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68 FR 12684 (March 17, 2003)

Sunshine Act Meeting

Closed Commission Meeting 04/18/2003

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68 FR 12684 (March 17, 2003)

Sunshine Act Meeting

Closed Commission Meeting 04/25/2003

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68 FR 12684 (March 17, 2003)

Sunshine Act Meeting

Closed Commission Meeting 04/11/2003

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68 FR 7777 (February 18, 2003)

Sunshine Act Meeting

Closed Commission Meeting 03/28/3003

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68 FR 7777 (February 18, 2003)

Sunshine Act Meeting

Closed Commission Meeting 03/21/3003

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68 FR 7777 (February 18, 2003)

Sunshine Act Meeting

Closed Commission Meeting 03/14/3003

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68 FR 7777 (February 18, 2003)

Sunshine Act Meeting

Closed Commission Meeting 03/07/3003, 2:00 PM

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68 FR 7776 (February 18, 2003)

Sunshine Act Meeting

Closed Commission Meeting 03/07/3003, 11:00 AM

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68 FR 7776 (February 18, 2003)

Sunshine Act Meeting

Closed Commission Meeting 03/05/3003

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68 FR 4450 (January 29, 2003)

Sunshine Act Meeting

Open Commission Meeting, 02/05/2003

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68 FR 3017 (January 22, 2003)

Sunshine Act Meeting

Closed Commission Meeting, 02/07/2003

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68 FR 3017 (January 22, 2003)

Sunshine Act Meeting

Closed Commission Meeting, 02/14/2003

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68 FR 3017 (January 22, 2003)

Sunshine Act Meeting

Closed Commission Meeting, 02/21/2003

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68 FR 3017 (January 22, 2003)

Sunshine Act Meeting

Closed Commission Meeting, 02/28/2003

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======================== SECTION E ========================
CFTC Public Information Collection Requirements


68 FR 51009 (August 25, 2003) 

Agency Information Collection Activities Under OMB Review

Notice:  Information collection 3038-0017, Market Surveys

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68 FR 47550 (August 11, 2003)

Agency Information Collection Activities Under OMB Review

Notice;  Information Collection 3038-0019, Stock of Grain In Licensed Warehouses

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68 FR 47549 (August 11, 2003)

Agency Information Collection Activities Under OMB Review

Notice;  Information Collection 3038-0031, procurement contracts

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68 FR 35870 (June 17, 2003)

Agency Information Collection Activities:  Notice of Intent To Renew Collection 3038-0017, Market Survey

Notice

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68 FR 33479 (June 4, 2003)

Agency Information Collection Activities:  Notice of Intent To Renew Collection 3038-0031, Procurement Contracts

Notice

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68 FR 33478 (June 4, 2003)

Agency Information Collection Activities:  Notice of Intent To Renew Collection 3038-0019, Stocks of Grain in Licensed Warehouse

Notice

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68 FR 10209 (March 04, 2003)

Agency Information Collection Activities Under OMB Review

Notice;  Information Collection 3038-0043, Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration, and Member Responsibility Actions

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