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| DOCUMENT: | CL | 4 |
| Futures Industry Association (FIA) |
| DATE: | 11/20/97 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | CL | 5 |
| Freeman, Freeman & Salzman for CME (CME Presentation from Open Commission Meeting |
| 12/16/97) |
| DATE: | 12/17/97 | FR PAGE: | N/A | PAGES: | 27 |
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| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 6 |
| ING (U.S.) Securities, Futures & Options, Inc. |
| DATE: | 1/6/98 | FR PAGE: | N/A | PAGES: | 1 |
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| DOCUMENT: | CL | 7 |
| Memorandum of Meeting with Chicago Mercantile Exchange Members and Staff, Office of |
| Commissioner Holum |
| DATE: | 2/17/98 | FR PAGE: | N/A | PAGES: | 1 |
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| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 8 |
| Memorandum of Meeting with Staff of Cargill Investor Services, Inc., and Cargill Grain |
| Division, Office of Commissioner Holum |
| DATE: | 2/18/98 | FR PAGE: | N/A | PAGES: | 1 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 9 |
| Memorandum of Meeting with Chicago Mercantile Exchange Members and Staff, Office of |
| Commissioner Spears |
| DATE: | 2/19/98 | FR PAGE: | N/A | PAGES: | 1 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 10 |
| National Introducing Brokers Association (NIBA) |
| DATE: | 2/19/98 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | CL | 11 |
| Memorandum of Meeting with CME Representatives, Office of Chairperson Born |
| DATE: | 3/2/98 | FR PAGE: | N/A | PAGES: | 1 |
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