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| DOCUMENT: | NC | 3 |
| Statement of Commissioner Holum, Open Commission Meeting 09/03/97 |
| DATE: | 9/3/97 | FR PAGE: | N/A | PAGES: | 1 |
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| DOCUMENT: | CL | 1 |
| Chicago Board of Trade |
| DATE: | 11/6/97 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | CL | 2 |
| Government Finance Officers Association |
| DATE: | 11/10/97 | FR PAGE: | N/A | PAGES: | 5 |
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| DOCUMENT: | CL | 3 |
| Chicago Mercantile Exchange |
| DATE: | 11/4/97 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | CL | 4 |
| Futures Industry Association |
| DATE: | 11/12/97 | FR PAGE: | N/A | PAGES: | 5 |
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| DOCUMENT: | CL | 5 |
| National Futures Asscoiation |
| DATE: | 11/25/97 | FR PAGE: | N/A | PAGES: | 4 |
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| DOCUMENT: | CL | 6 |
| Association of the Bar of the City of New York, Committee on Futures Regulation |
| DATE: | 11/24/97 | FR PAGE: | N/A | PAGES: | 3 |
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| DOCUMENT: | CL | 7 |
| Memorandum of Meeting with Representatives of the Law and Compliance Division of the |
| Futures Industry Association |
| DATE: | 12/30/97 | FR PAGE: | N/A | PAGES: | 2 |
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