COMMENT FILE NUMBER: 96--009 8/24/98 04:44 PM

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17 CFR Parts 1, 3, 145 and 147 Financial Reporting and Debt-Equity Ratio

Requirements for Futures Commission Merchants and Introducing

Brokers
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FR CITE: 61 FR 7080 (February 26, 1996)
CLOSES: 3/27/96
EXTENDED:
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FILE CONTENTS
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter)
Documents which do not have PDF links are availabe on request to secretary@cftc.gov by using the
electronic request form. Electronic distribution of the documents is possible, depending on the
requester's ability to receive them. Paper copies of documents are available within the Washington, D.C.,
area through the Commission's Public Reading Room and outside the area through use of the
electronic request form. Fees of 15 cents per page apply to paper copies.

REQUEST FORM

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DOCUMENT: FR 1

Proposed rules
DATE: 2/26/96 FR PAGE: 07080 PAGES: 8

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DOCUMENT: FR 2

Final rules
DATE: 1/31/97 FR PAGE: 04633 PAGES: 10

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DOCUMENT: CL 1

Swiss Financial Services, Inc.
DATE: 3/14/96 FR PAGE: N/A PAGES: 2

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DOCUMENT: CL 2

LBS Limited Partnership
DATE: 3/20/96 FR PAGE: N/A PAGES: 1

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DOCUMENT: CL 3

Checkers, Simon & Rosner LLP
DATE: 3/25/96 FR PAGE: N/A PAGES: 2

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