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| DOCUMENT: | CL | 4 |
| Markham, Jerry W., Professor of Law |
| DATE: | 9/15/93 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | CL | 5 |
| First Commercial Financial Group, Inc. |
| DATE: | 10/1/93 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | CL | 6 |
| National Futures Association |
| DATE: | 10/14/93 | FR PAGE: | N/A | PAGES: | 7 |
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| DOCUMENT: | CL | 7 |
| Maillie, Joel R. (CFTC Judgment Officer) |
| DATE: | 10/25/93 | FR PAGE: | N/A | PAGES: | 2 |
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| DOCUMENT: | CL | 8 |
| Lind-Waldock & Company |
| DATE: | 10/25/93 | FR PAGE: | N/A | PAGES: | 3 |
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| DOCUMENT: | CL | 9 |
| Lowdon, Jane E.; Belom, John F. |
| DATE: | 10/24/93 | FR PAGE: | N/A | PAGES: | 4 |
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| DOCUMENT: | CL | 10 |
| Futures Industry Association |
| DATE: | 11/5/93 | FR PAGE: | N/A | PAGES: | 6 |
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| DOCUMENT: | CL | 11 |
| Joan Protess & Associates |
| DATE: | 11/5/93 | FR PAGE: | N/A | PAGES: | 21 |
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