COMMENT FILE NUMBER: 93--018 8/23/98 11:05 PM

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17 CFR Part 12 Complaints Against Registered Persons; Class Action

Suits
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FR CITE: 57 FR 17369 (April 2, 1993)
CLOSES: 6/1/93
EXTENDED:
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FILE CONTENTS
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter)
Documents which do not have PDF links are availabe on request to [email protected] by using the
electronic request form. Electronic distribution of the documents is possible, depending on the
requester's ability to receive them. Paper copies of documents are available within the Washington, D.C.,
area through the Commission's Public Reading Room and outside the area through use of the
electronic request form. Fees of 15 cents per page apply to paper copies.

REQUEST FORM

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DOCUMENT: FR 1

Notice of proposed rulemaking
DATE: 4/2/93 FR PAGE: 17369 PAGES: 3

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DOCUMENT: NC 1

Summary of Comments
DATE: 12/2/93 FR PAGE: N/A PAGES: 6

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DOCUMENT: CL 1

The Chicago Corporation
DATE: 4/30/93 FR PAGE: N/A PAGES: 2

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DOCUMENT: CL 2

National Futures Association
DATE: 6/1/93 FR PAGE: N/A PAGES: 3

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DOCUMENT: CL 3

Lord Day & Lord, Barrett Smith (Edmund R. Schroeder, John Sullivan)
DATE: 6/1/93 FR PAGE: N/A PAGES: 12

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