COMMENT FILE NUMBER: 93--013 8/23/98 11:03 PM

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17 CFR Part 155 Proposed Regulation Prohibiting Dual Trading by Floor

Brokers
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FR CITE: 57 FR 13025 (March 9, 1993)
CLOSES: 5/7/93
EXTENDED:
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FILE CONTENTS
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter)
Documents which do not have PDF links are availabe on request to [email protected] by using the
electronic request form. Electronic distribution of the documents is possible, depending on the
requester's ability to receive them. Paper copies of documents are available within the Washington, D.C.,
area through the Commission's Public Reading Room and outside the area through use of the
electronic request form. Fees of 15 cents per page apply to paper copies.

REQUEST FORM

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DOCUMENT: FR 1

Proposed rule
DATE: 3/9/93 FR PAGE: 13025 PAGES: 17

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DOCUMENT: FR 2

Correction
DATE: 3/12/93 FR PAGE: 13684 PAGES: 1

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DOCUMENT: FR 3

Final rule
DATE: 7/28/93 FR PAGE: 40335 PAGES: 18

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DOCUMENT: NC 1

Proposed Rule, Federal Register Document
DATE: 3/2/93 FR PAGE: N/A PAGES: 81

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DOCUMENT: NC 2

Regulatory Impact Analysis
DATE: 7/22/93 FR PAGE: N/A PAGES: 3

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