| COMMENT FILE NUMBER: | 93--013 | 8/23/98 11:03 PM |
| ______________________________________________________________________ |
| 17 CFR Part 155 Proposed Regulation Prohibiting Dual Trading by Floor |
| Brokers |
| ______________________________________________________________________ |
| FR CITE: | 57 FR 13025 (March 9, 1993) |
| CLOSES: | 5/7/93 |
| EXTENDED: |
| ______________________________________________________________________ |
| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to secretary@cftc.gov by using the |
| electronic request form. Electronic distribution of the documents is possible, depending on the |
| requester's ability to receive them. Paper copies of documents are available within the Washington, D.C., |
| area through the Commission's Public Reading Room and outside the area through use of the |
| electronic request form. Fees of 15 cents per page apply to paper copies. |
| REQUEST FORM |
| ______________________________________________________________________ |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | FR | 1 |
| Proposed rule |
| DATE: | 3/9/93 | FR PAGE: | 13025 | PAGES: | 17 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | FR | 2 |
| Correction |
| DATE: | 3/12/93 | FR PAGE: | 13684 | PAGES: | 1 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | FR | 3 |
| Final rule |
| DATE: | 7/28/93 | FR PAGE: | 40335 | PAGES: | 18 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 1 |
| Proposed Rule, Federal Register Document |
| DATE: | 3/2/93 | FR PAGE: | N/A | PAGES: | 81 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | NC | 2 |
| Regulatory Impact Analysis |
| DATE: | 7/22/93 | FR PAGE: | N/A | PAGES: | 3 |
| ------------------------------------------------------------------------------------------------------------------------------------------------------- |