COMMENT FILE NUMBER: 90--001 9/4/98 02:42 AM

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17 CFR Part 155 Proposed Rule Concerning Restriction on Dual Trading

by Floor Brokers
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FR CITE: 54 FR 1047 (January 11, 1990)
CLOSES: 4/11/90 7/9/90
EXTENDED: 4/10/90
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FILE CONTENTS
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter)
Documents which do not have PDF links are availabe on request to secretary@cftc.gov by using the
electronic request form. Electronic distribution of the documents is possible, depending on the
requester's ability to receive them. Paper copies of documents are available within the Washington, D.C.,
area through the Commission's Public Reading Room and outside the area through use of the
electronic request form. Fees of 15 cents per page apply to paper copies.

REQUEST FORM

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DOCUMENT: FR 1

Proposed rule
DATE: 1/11/90 FR PAGE: 0147 PAGES: 15

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DOCUMENT: FR 2

Extension of comment period
DATE: 4/10/90 FR PAGE: 13288 PAGES: 1

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DOCUMENT: NC 1

Statement Submitted by Daniel R. Huber
DATE: 7/20/89 FR PAGE: N/A PAGES: 7

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DOCUMENT: NC 2

CFTC Meeting on Broker Association Study and Proposed Rules on Dual Trading Restriction
DATE: 1/4/90 FR PAGE: N/A PAGES: 62

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DOCUMENT: NC 3

Memorandum from Trading and Markets
DATE: 1/3/90 FR PAGE: N/A PAGES: 67

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