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| DOCUMENT: | CL | 3 |
| Futures Industry Association (FIA) Law & Compliance Division |
| DATE: | 11/12/99 | FR PAGE: | N/A | PAGES: | 6 | PDF SIZE: | 207 KB | PDF LINK: | cf9933c003.p |
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| DOCUMENT: | CL | 2 |
| Interactive Brokers LLC |
| DATE: | 10/29/99 | FR PAGE: | N/A | PAGES: | 2 | PDF SIZE: | 66 KB | PDF LINK: | cf9933c002.p |
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| DOCUMENT: | CL | 1 |
| National Futures Association (NFA) |
| DATE: | 10/28/99 | FR PAGE: | N/A | PAGES: | 4 | PDF SIZE: | 138 KB | PDF LINK: | cf9933c001.p |
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