COMMENT FILE NUMBER: 01--019 02/27/04 03:58 PM
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Commodity Futures Trading Commission 17 CFR Parts 1, 41 and 190
Securities and Exchange Commission 17 CFR Part 240 Applicability
of CFTC and SEC Customer Protection, Recordkeeping, Reporting,
and Bankruptcy Rules and the Securities Investor Protection Act of
1970 to Accounts Holding Security Futures Products
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FR CITE: 66 FR 50786 (October 4, 2001)
CLOSES: 11/5/01 12/5/01
EXTENDED: 11/2/01
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FILE CONTENTS
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter)
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request form. Electronic distribution of the documents is possible, depending on the requester's ability to receive
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Public Reading Room and outside the area through use of the electronic request form. Fees of 15 cents per page
apply to paper copies.
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DOCUMENT: FR 4

Correction
DATE:
11/5/02 FR PAGE:
67445 PAGES:
1 PDF SIZE: 15 KB PDF LINK: /files/foia/f

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DOCUMENT: FR 3

Joint final rules
DATE:
9/13/02 FR PAGE: 58283 PAGES: 18 PDF SIZE: 175 KB PDF LINK: /files/foia/f

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DOCUMENT: FR 2

Joint proposed rules; extension of comment periods
DATE:
11/2/01 FR PAGE: 55608 PAGES: 2 PDF SIZE: 37 KB PDF LINK: /files/foia/f

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DOCUMENT: FR 1

Joint proposed rules
DATE:
10/4/01 FR PAGE: 50786 PAGES: 20 PDF SIZE: 179 KB PDF LINK: /files/foia/f

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