| COMMENT FILE NUMBER: | 01--014 | 3/13/02 08:03 AM |
| ______________________________________________________________________ |
| 17 CFR Part 41 Proposed Regulation To Restrict Dual Trading in |
| Security Futures Products |
| ______________________________________________________________________ |
| FR CITE: | 66 FR 36223 (July 11, 2001) |
| CLOSES: | 8/10/01 |
| EXTENDED: |
| ______________________________________________________________________ |
| FILE CONTENTS |
| (FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter) |
| Documents which do not have PDF links are availabe on request to [email protected] by using the electronic |
| request form. Electronic distribution of the documents is possible, depending on the requester's ability to receive |
| them. Paper copies of documents are available within the Washington, D.C., area through the Commission's |
| Public Reading Room and outside the area through use of the electronic request form. Fees of 15 cents per page |
| apply to paper copies. |
| REQUEST FORM | If you are unfamiliar with PDF files, click here for help |
| ______________________________________________________________________ |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | FR | 2 |
|
|
Final rulemaking |
| DATE: |
|
3/13/02 | FR PAGE: |
|
11223 | PAGES: |
|
7 | PDF SIZE: | 61 KB | PDF LINK: | /files/foia/ |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | FR | 1 |
|
|
Proposed regulation |
| DATE: |
|
7/11/01 | FR PAGE: |
|
36218 | PAGES: |
|
6 | PDF SIZE: | 57 KB | PDF LINK: | /files/foia/ |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 4 |
|
|
The American Stock Exchange |
| DATE: |
|
8/27/01 | FR PAGE: |
|
N/A | PAGES: |
|
3 | PDF SIZE: | 103 KB | PDF LINK: | /files/foia/ |
|
|
-------------------------------------------------------------------------------------------------------------------- |
| -------------------------------------------------------------------------------------------------------------------- |
| DOCUMENT: | CL | 3 |
|
|
Chicago Mercantile Exchange (CME) |
| DATE: |
|
8/10/01 | FR PAGE: |
|
N/A | PAGES: |
|
1 | PDF SIZE: | 30 KB | PDF LINK: | /files/foia/ |
|
|
-------------------------------------------------------------------------------------------------------------------- |