COMMENT FILE NUMBER: 01--010 8/17/01 08:42 AM
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17 CFR Parts 3 and 170 Notice Registration as a Futures Commission
Merchant or Introducing Broker for Certain Securities Brokers or
Dealers
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FR CITE: 66 FR 27476 (May 17, 2001)
CLOSES: 6/18/01 7/11/01
EXTENDED: 6/22/01
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FILE CONTENTS
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter)
Documents which do not have PDF links are availabe on request to secretary@cftc.gov by using the electronic
request form. Electronic distribution of the documents is possible, depending on the requester's ability to receive
them. Paper copies of documents are available within the Washington, D.C., area through the Commission's
Public Reading Room and outside the area through use of the electronic request form. Fees of 15 cents per page
apply to paper copies.
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DOCUMENT: FR 3

Final rule
DATE:
8/17/01 FR PAGE:
43080 PAGES:
4 PDF SIZE: 49 KB PDF LINK: /files/foia/

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DOCUMENT: FR 2

Reopening and extension of comment period
DATE:
6/22/01 FR PAGE:
33494 PAGES:
1 PDF SIZE: 31 KB PDF LINK: /files/foia/

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DOCUMENT: FR 1

Proposed rules
DATE:
5/17/01 FR PAGE:
27476 PAGES:
5 PDF SIZE: 53 KB PDF LINK: /files/foia/

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DOCUMENT: CL 5

Futures Industry Association (FIA)
DATE:
7/12/01 FR PAGE:
N/A PAGES:
2 PDF SIZE: 78 KB PDF LINK: /files/foia/

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