COMMENT FILE NUMBER: 01--007 8/17/01 08:44 AM
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17 CFR Parts 41 and 140 Exemption for Certain Brokers or Dealers
from Provisions of the Commodity Exchange Act and CFTC
Regulations
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FR CITE: 66 FR 20118 (April 19, 2001)
CLOSES: 5/21/01
EXTENDED:
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FILE CONTENTS
(FR = Federal Register; NC = Non Comment or Background Material; CL = Comment Letter)
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DOCUMENT: FR 2

Final rules
DATE:
8/17/01 FR PAGE:
43083 PAGES:
5 PDF SIZE: 53 KB PDF LINK: /files/foia/

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DOCUMENT: FR 1

Proposed rules and request for comment
DATE:
4/19/01 FR PAGE:
20118 PAGES:
4 PDF SIZE: 49 KB PDF LINK: /files/foia/

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DOCUMENT: CL 1

The American Stock Exchange (Amex)
DATE:
5/31/01 FR PAGE:
N/A PAGES:
7 PDF SIZE: 271 KB PDF LINK: /files/foia/

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