REPARATIONS SANCTIONS IN EFFECT
BOOK 1
APRIL 21, 1975 - DECEMBER 31, 1983
- 1 -
RESPONDENT DOCKET NO.
---------- ----------
1. A. L. & T. Trading Co., R79-135-79-463
Inc.
2. Abbot, Meci & Ortz, Inc. R80-516-80-453
R80-592-80-461
3. Abelarde, Peter R77-440-78-68
4. Abrahamson, Norman R81-643-82-201
5. Abramson, Norman R81-483-81-528
R81-999-80-597
6. Acme Coal & Pellets, Inc. 82-R897
7. Acosta, Mike R79-340-79-529
8. Adams, Mike R81-138-82-499
9. Alechman, Sheldon R81-623-81-573
10. Alechman, Sheldon L. R80-135-81-277
11. Alexander, Cheryl R81-1320-82-495
12. Alexander, Jerry 82-R213
13. Alexander, Kent 82-R051
R81-1376-82-492
14. Alexander, Kent G. R81-1320-82-495
R81-1399-82-478
15. Alexandre-Thyseen, R81-833-82-195
Elizabeth
16. Allen, Art 83-R43
R81-877-81-758
.
- 2 -
RESPONDENT DOCKET NO.
---------- ----------
17. Allen, Arthur P. R81-1386-82-345
18. Allen, James R81-1160-82-332
19. Allen, Richard C. R77-505-78-49
20. Allen, Robert C. R77-166
21. Allen, William L. R78-433-79-57
22. Allied Coal Company 82-R930
23. Aloupis, Carl R81-116-82-236
R81-1272-82-317
R81-115-82-364
24. Aloupis, Carl S. R81-783-81-786
R81-811-82-94
R81-834-82-159
R81-1364-82-474
25. Alpha Currency, Inc. R79-596-80-150
26. American Coal Company 82-R265
82-R978
27. American Coal Exchange, 82-R417
Inc.
82-R104
28. American Commodity Corp. R81-606-81-726
29. American Commodity R80-944-80-693
Trading Systems, Inc.
30. American Currency Exchange R80-538-80-405
.
- 3 -
RESPONDENT DOCKET NO.
---------- ----------
American Currency Exchange R80-761-80-460
(continued)
R80-1138-80-727
31. American Gold and Silver R80-491-80-743
Exchange
32. American International R76-23
Trading Company
R77-108
R77-36
R77-38
R77-444-79-83
R77-5
R77-519-78-147
R78-118-79-170
R78-35
33. American Options R77-180
Corporation
R77-278
R77-512-78-154
R77-59
R77-105
34. American Petroleum R80-884-80-696
Exchange
R81-438-81-506
R80-899-80-679
.
- 4 -
RESPONDENT DOCKET NO.
---------- ----------
35. American Petroleum R80-1178-81-173
Exchange Corporation
R80-1181-81-41
R80-795-80-715
R80-1013-80-598
36. American Trading Company R81-635-81-762
37. Amstutz, Virgil R79-734-80-221
38. Annapolis Funding R80-950-80-605
Company, Inc.
39. Ansell, Murray 83-R255
40. Anthony, Peter R82-57-82-427
41. Arabatzis, Steven M. R78-505-79-94
42. Archer, Neal R77-36
43. Argonaut Commodity R81-1013-82-269
Trading Corporation
44. Armstrong, William R80-1008-80-682
R80-1056-80-676
45. Armstrong, William A. 82-R494
46. Astor & Montcalm, Inc. R79-123-79-308
47. Atlantic Coast Silver R80-227-80-266
Exchange, Inc.
R79-230-80-258
R80-1002-80-602
R80-244-80-289
.
- 5 -
RESPONDENT DOCKET NO.
---------- ----------
Atlantic Coast Silver R80-456-80-517
Exchange, Inc.
R80-209-80-298
48. Bailey, Pottes & York, R80-468-80-736
Inc.
49. Baker, Lauren 82-R208
R81-1005-82-164
R81-1072-82-252
50. Baker, Lauren C. R81-1195-82-387
R81-968-82-239
51. Baker, Lawrence C. (Mrs.) R81-941-82-319
52. Barnes, Ray R80-1269-81-331
R80-1319-81-367
53. Barrett, Ted R79-175-79-369
54. Barron, John R81-1107-81-835
55. Bartex Petroleum Corp. R80-999-80-597
56. Baum, Harry R81-1362-82-441
57. Bauman, Bernie R79-637-80-321
58. Bauman, Jeffrey R78-199-79-290
59. Beanstock, Sy R80-1336-81-368
60. Becker, Paul 82-R971
61. Bederson, Edwin R80-999-80-597
62. Bein, Calvin R80-7-80-269
63. Bell, James R77-397-79-81
.
- 6 -
RESPONDENT DOCKET NO.
---------- ----------
64. Bell, Steve 82-R104
65. Benjamin, Chuck R81-20-81-538
R81-55-81-444
66. Benson, C.B. Co., Inc. R80-7-80-269
67. Benson, Jim 82-R589
68. Berger, Robert R78-515-81-114
69. Berke, Michael R79-742-81-153
70. Berman, Harold R77-108
R77-36
R77-444-79-83
R77-519-78-147
R78-35
71. Berman, Melvin R77-36
R77-519-78-147
72. Bieri, Ray R79-82-80-17
73. Big Red American, Ltd. R79-235-81-357
74. Big Red Commodities Corp. R79-83-79-460
R79-67-79-482
75. Bilal, Muhammad Ali R79-758-80-352
76. Billups, Arthur R81-789-82-41
77. Billups, Glen R80-159-80-307
78. Bionstock, Sy R81-1092-82-25
.
- 7 -
RESPONDENT DOCKET NO.
---------- ----------
79. Blackstone Trading Company R80-1314-81-136
R81-877-81-758
80. Blake, Tom R80-1152-81-297
81. Bloch, Andy 82-R620
82. Bloch, Harvey 82-R620
R82-57-82-427
83. Bloch, Harvey M. R81-751-81-800
R81-877-81-758
84. Bloch, Noel R82-57-82-214
85. Bockhorn, Don R77-201
86. Bolard Precious Metals R79-121-79-467
Corporation
R79-171-79-315
R79-334-80-37
R79-507-80-282
R79-956-80-596
R80-395-80-593
87. Boman, Al 82-R104
88. Bonair Trading, Inc. R80-1018-80-599
89. Bonaire Trading Corp. R80-700-80-514
R81-534-82-518
90. Borell, Anthony R81-623-81-573
91. Borrell, Tony 82-R368
.
- 8 -
RESPONDENT DOCKET NO.
---------- ----------
92. Boston Gold & Silver R80-822-81-23
Exchange
R80-873-80-688
R80-87-80-202
93. Bower, Noah 83-R255
94. Bowman, Thomas R78-780-79-216
95. Boyd, Kenneth Douglas R78-85-78-205
96. Brandenberg Commodities, R80-114-80-179
Inc.
97. Brandenberg, Gregory J. R80-114-80-179
98. Brenick, George R78-58
99. Brent, Howard 82-R920
100. Bristol Options, Inc. R78-158-79-53
R77-190
101. British American R77-116
Commodity Options Corp.
R78-567-79-254
R79-185-79-532
R79-355-80-52
102. British Crown R78-678-81-312
Commodities, Inc.
R79-214-79-400
R79-38-79-454
103. Brown, Arthur G. R79-767-80-118
.
- 9 -
RESPONDENT DOCKET NO.
---------- ----------
104. Brown, Charles R80-1018-80-599
105. Brown, Dexter R78-331-78-254
106. Brown, Joe R79-214-79-400
107. Brown, Norman R80-1018-80-599
R81-534-82-518
108. Brown, Tom R79-38-79-454
109. Brutzman, Charles R77-295
110. Buckley, Tim R81-1315-82-347
R81-1327-82-449
111. Bugarski, Walter 82-R293
R81-1369-82-400
112. Burnbaum, Larry R80-227-80-266
R80-244-80-289
113. Burns, John (Jack) 82-R897
114. Bush, Jerry 82-R736
R81-1019-82-221
115. Bushe, Mr. R81-992-82-444
116. Buzzi, Stephen R. R81-1207-82-351
117. Buzzi, Steve R80-394-81-33
118. Cabot, Scott 82-R182
119. Caddell, Philip P. R81-598-81-689
120. Cadell, Phillip R81-536-81-531
.
- 10 -
RESPONDENT DOCKET NO.
---------- ----------
121. Cagnina, Jack R81-869-82-183
122. Capital Development R80-271-80-262
Systems, Inc.
123. Capital Fidelity Group 82-R908
82-R918
124. Capital First Fidelity 82-R908
Corporation
125. Carademetropulo, Michael 82-R435
126. Carino, Anthony R81-483-81-528
127. Carmens, Neil R81-50-81-410
128. Carter, John R79-246-79-403
129. Carter, Rodgers & R79-453-80-308
Whitehead, Inc.
R79-551-80-225
R79-563-80-265
R79-671-80-304
R79-707-80-286
R79-724-80-284
R79-758-80-352
R79-782-80-216
R79-813-80-319
R80-360-80-353
R80-383-80-361
R80-157-80-302
.
- 11 -
RESPONDENT DOCKET NO.
---------- ----------
Carter, Rodgers & R80-174-80-274
Whitehead, Inc.
R80-175-81-50
R80-75-80-273
R80-161-80-303
R80-391-80-360
R80-448-80-334
R79-817-80-419
130. Caten, Peter R80-1056-80-676
131. Caufield, Michael H. R79-853-80-211
R81-70-81-151
132. Cayman Associates, Ltd. R78-698-79-165
R78-870-79-237
R79-271-79-477
R79-623-80-169
133. Central Commodities, Inc. 82-R204
82-R707
134. Cercone, Lou R80-277-81-36
R80-87-80-202
135. Certified Gems, Inc. R80-531-80-655
136. Charles, Jack R78-422-79-274
137. Charleton, Russell R78-553-79-495
138. Chartered Systems Corp. R79-799-80-160
of New York, Ltd.
.
- 12 -
RESPONDENT DOCKET NO.
---------- ----------
Chartered Systems Corp. R80-1140-81-98
of New York, Ltd.
R81-772-81-612
R81-297-81-723
R78-711-79-121
R79-36-80-410
R79-310-80-376
R79-53-79-376
R79-875-80-188
R80-11-80-192
R80-1336-81-363
R80-1336-81-368
R80-42-80-509
R81-1092-82-25
R81-236-81-344
R81-294-81-724
139. Chartered Systems 82-R214
Corporation
140. Chartered Systems 82-R488
Corporation of New York
R80-395-81-73
141. Chavis, Ellie R81-606-81-726
142. Cherry, Pat R81-658-82-82
R82-144
.
- 13 -
RESPONDENT DOCKET NO.
---------- ----------
143. CIC International of R77-268
California
R77-313
R77-516-78-90
144. Cioffi, Dennis R80-582-81-391
R81-893-82-32
145. Circharo, Armand R79-145-80-86
146. Circiello, Franco R79-13-80-498
147. Citadel Trading Co., Ltd. R78-365-78-232
148. Citadel Trading Company R77-4
of Chicago
149. Clancy, James K. R79-97-79-389
150. Clark, Matthew 82-R120
R81-1140-82-191
151. Cleary Trading Company, R78-472-79-159
Inc.
152. Clifton, Richard R81-855-81-793
153. Cochems, Robert R79-156-80-23
R79-246-79-403
154. Cohen, Bernard 82-R228
155. Cohen, Neil 82-R228
156. Cohen, Patricia Cherry R82-29-82-286
157. Cohen, Randall Cherry R82-29-82-286
158. Cohen, Seymour R77-242
.
- 14 -
RESPONDENT DOCKET NO.
---------- ----------
Cohen, Seymour R78-129-78-207
(continued)
R78-11-78-175
R78-407-79-149
R78-415-79-6
R78-522-79-98
R79-99
159. Cohn Commodities, Inc. R78-525-79-391
R78-554-79-154
R79-326-82-529
160. Collins, John R80-1258-81-315
R80-1294-81-466
R80-1248-81-306
R81-1333-81-406
R81-25-81-465
161. Colopy, Gene R78-372-79-91
162. Comex International R80-1376-81-91
163. Comex International R80-1377-82-531
Investors, Ltd.
R81-747-82-84
R81-706-81-776
164. Commerical Petrolera R80-999-80-597
International
165. Commodity Corporation of R78-113-78-221
America
.
- 15 -
RESPONDENT DOCKET NO.
---------- ----------
Commodity Corporation of R78-291-78-255
America
R78-345-79-44
R78-591-79-184
R78-670-79-171
R78-754-79-204
R79-12-79-229
R79-251-79-478
R79-252-79-445
166. Commodity Investment R78-790-79-48
Counselors
R78-872-79-115
R79-570-80-442
167. Commodity Management 82-R640
Assoc.
R81-994-82-137
168. Commodity Management 83-R20
Services, Inc.
83-R255
169. Commodity Resources, Inc. 82-R307
82-R848
R80-294-80-327
R81-520-81-488
R82-90
R81-64-81-210
.
- 16 -
RESPONDENT DOCKET NO.
---------- ----------
Commodity Resources, Inc. R81-807-81-819
(continued)
R81-963-81-768
R81-1322-82-487
170. Commodity Services R80-108-80-272
International
171. Commodity Trading Corp. 82-R522
R81-1160-82-332
R81-68-81-327
172. Commonwealth Petroleum R80-505-82-505
Corp.
R80-593-80-656
173. Comstock Investment Mgmt. R77-363-78-5
Corp.
174. Comstock Investors, Inc. R79-535-80-234
R80-116-80-173
175. Comvest Trading Corp. 82-R522
R79-564-80-454
R79-574-80-94
R79-600-80-102
R79-688-80-62
R79-790-80-178
R79-856-80-164
R79-886-80-189
R80-50-80-207
.
- 17 -
RESPONDENT DOCKET NO.
---------- ----------
Comvest Trading Corp. R80-51-80-163
(continued)
R80-53-81-107
R80-5-80-193
R80-85-80-240
R80-92-80-545
R81-1160-82-332
R81-786-81-728
176. Comvest, Inc. R79-522-80-105
R79-564-80-454
R79-574-80-94
R79-629-80-182
R79-702-80-186
R79-711-80-158
R79-768-80-152
R79-835-80-292
R80-1065-80-633
R79-856-80-164
R80-107-80-687
R79-880-80-159
R80-102-80-196
R79-792-80-177
R79-850-80-249
.
- 18 -
RESPONDENT DOCKET NO.
---------- ----------
Comvest, Inc. R80-1160-81-7
(continued)
R80-1271-81-48
R80-129-80-279
R80-130-80-268
R80-156-80-162
R80-166-80-173
R80-184-80-538
R80-285-80-317
R80-936-80-626
R80-384-80-473
R81-1067-82-97
R80-503-81-409
R81-763-82-524
R80-540-80-467
R80-598-80-466
R80-695-80-571
R80-823-80-739
R80-839-80-625
R80-85-80-240
R80-264-80-325
R80-343-80-465
R80-476-80-568
.
- 19 -
RESPONDENT DOCKET NO.
---------- ----------
177. Connelly, Brian R79-702-80-186
178. Conner, Michael R81-32-81-339
179. Connors & Davenport, Ltd. R79-742-81-153
R80-1048-80-634
R80-301-80-383
R80-302-80-373
R80-563-80-416
180. Consolidated Advisory 82-R333
Corporation
181. Consolidated Gold & R79-503-80-80
Silver, Inc.
R80-1397-81-152
R80-27-80-264
182. Continental Metals, Inc. 82-R563
R80-377-80-570
183. Cook, Thomas 82-R582
184. Cooley, Dan R81-1414-82-448
185. Cordero, Joseph M. R81-1288-82-469
186. Cosmopolitan Research and 82-R494
Development Corp.
R80-1008-80-682
R80-1056-80-676
R80-1157-81-58
R80-1311-81-65
.
- 20 -
RESPONDENT DOCKET NO.
---------- ----------
Cosmopolitan Research and R81-777-81-658
Development Corp.
187. Couch, Jean R79-782-80-216
R79-817-80-419
188. Crain, Ed R81-1119-82-88
189. Cramer, E. Bud 82-R927
R81-466-81-548
190. Cramer, Robert 82-R797
191. Crawford, Harrison R80-1377-82-531
192. Creadon, Henry J. R77-440-78-68
193. Cronauer, Peter R. R78-626-79-105
194. Cronkite, Chris 82-R908
195. Crouch, Betty R81-471-82-29
196. Culhane, Al R79-123-79-308
197. Cunningham, Don R80-1212-81-313
R80-1295-81-392
198. Cunningham, Steve R81-1013-82-269
199. Currency & Metals R80-1298-81-81
Exchange, The
200. Cycle System Index, Inc. R79-734-80-221
201. D.F.S. Commodities R78-128-78-243
202. Dameron, Dana R80-626-81-168
R81-1282-82-180
203. Dameron, Dana D. R81-1043-82-63
.
- 21 -
RESPONDENT DOCKET NO.
---------- ----------
Dameron, Dana D. R81-1103-82-59
(continued)
204. Dameron, Inc. R81-1103-82-59
R81-1288-82-180
R81-1043-82-63
R81-861-81-810
R81-450-81-824
205. Daniel, Beverly M. R81-1160-82-332
206. Daniel, Joseph T. 82-R51
207. Daniels, Jim 82-R270
82-R271
R81-1109-82-223
R81-695-82-93
82-R272
208. Data Maui, Inc. 82-R371
209. Dauman, Robert R81-64-81-210
210. Davidson, John 83-R118
83-R56
211. Davidson, Phil R81-394-81-475
212. Davidson, Phillip R80-1387-81-434
R81-225-81-515
R81-24-81-636
213. Davis, Ben R81-121-81-181
.
- 22 -
RESPONDENT DOCKET NO.
---------- ----------
214. Davis, Greg R81-49-81-625
215. Davis, John H. 82-R517
216. Dawes, Douglas R78-468-79-75
217. Day, Dan R81-1269-82-250
218. Day, Danny 82-R140
R81-1369-82-440
R81-1399-82-478
219. Deane, Norman R78-678-81-312
R79-245-80-15
220. DeBerry & Co., S.E., Inc. 82-R807
221. DeBerry, S.E. R81-523-81-529
222. DeBerry, S.E., Inc. R81-523-81-529
223. DeBerry, Sims E. R80-56-81-138
R81-276-81-461
224. Dees, Charles R77-309
225. Deile, M. R81-843-82-98
226. Delphi Commodities, Inc. R80-256-80-294
R80-349-80-564
R80-721-80-672
R80-759-81-100
R80-1232-81-193
R81-1131-82-502
.
- 23 -
RESPONDENT DOCKET NO.
---------- ----------
227. DeNegris, Michael R79-53-79-376
R78-870-79-237
228. DePalma, Robert R79-334-80-37
R79-507-80-282
R80-757-81-158
229. Deprizio, Daniel R80-757-81-158
230. DeRosa, Robert R77-488-78-63
231. DeSano, Mark 82-R876
232. DeShore, Jan R78-209-78-297
233. Dibartolomeo, Dan R81-1077-82-205
234. Dieli, Carmi R81-782-82-42
235. Dieli, Carmine R81-112-81-541
R81-803-82-66
R81-837-82-26
236. Dietrich & Ziker R78-248-79-147
Marketing Services, Inc.
237. Dimaria, Ronald R. R79-143-80-54
238. Diversified Financial 82-R927
Sciences
a/k/a North Atlantic
Mgmt. Corp.
239. Diversified Financial R81-1207-82-351
Sciences, Inc.
R81-466-81-548
R81-548-81-675
.
- 24 -
RESPONDENT DOCKET NO.
---------- ----------
Diversified Financial R81-675
Sciences, Inc.
240. Domestic Oil Corporation R80-999-80-597
R80-585-80-628
R80-808-80-632
R80-816-80-631
R80-915-80-642
R80-641-80-629
R80-770-80-630
241. Domestic Oil Corporation, 82-R613
U.S.A.
242. Donney Securities, Ltd. R79-317-79-511
R80-757-81-158
R78-524-79-233
243. Dorchester Commodities, R78-621-79-129
Inc.
R80-58-80-271
244. Dotson, Robert R81-611-82-325
245. Douglass, Lynn 82-R58
246. Drexel Equity Associates, 82-R298
Inc.
82-R487
83-R242
247. Drexel, Ryan & Brown R80-1357-81-237
R80-408-80-495
.
- 25 -
RESPONDENT DOCKET NO.
---------- ----------
248. Duarte, George R80-133-80-283
249. Dumas, Ben R81-852-81-700
250. Duncan, Frank R81-1369-82-440
251. Dunn, Bradford & Willis R80-392-80-351
R80-546-80-418
R81-4-81-322
252. Dunn, John 82-R225
253. E.K. Capital Corp. R80-769-80-482
R80-778-80-529
R80-652-80-425
R80-654-80-426
R80-598-80-413
R81-789-82-41
R80-573-80-394
R80-633-80-432
R81-29-81-562
R80-1022-80-588
R80-954-80-638
R80-528-81-22
R80-1058-80-635
R80-533-80-381
R80-1071-80-580
.
- 26 -
RESPONDENT DOCKET NO.
---------- ----------
E.K. Capital Corp. R80-554-80-372
(continued)
R80-1071-80-636
R80-554-80-379
R80-1097-80-662
R80-569-80-380
R80-1110-80-702
R80-510-80-393
R80-1183-81-3
R80-574-80-403
R80-1143-81-46
R80-864-80-558
R80-1161-81-503
R80-779-80-556
R80-463-80-395
R80-666-80-484
R80-482-80-398
R81-1083-82-397
R80-662-80-462
R80-914-81-26
R80-819-80-604
R80-730-80-472
R81-644-81-743
.
- 27 -
RESPONDENT DOCKET NO.
---------- ----------
E.K. Capital Corp. R80-866-80-585
(continued)
R80-854-80-554
R80-798-80-574
R80-756-80-487
R80-686-80-429
254. E.P. North American R80-384-80-485
Trading Corp.
R80-647-80-486
255. E.R.G. Resources, Inc. 82-R434
256. Eckhardt, Ralph R78-185-79-22
257. Eckhardt-Quiter & Co. R78-135-79-22
258. Ecomonic Systems, Inc. R77-236
R78-4-78-182
259. Edwards, Kenneth R79-62-79-527
260. Edwards, Roy R79-254-79-396
261. Eisbart, Sami R78-711-79-121
262. Eisenberg, Murray R78-692-79-341
R79-570-80-442
R80-1352-81-166
263. Eisenberg, Murray I. R78-872-79-115
R78-790-79-48
264. Emden, Jeffery R80-1338-81-362
R79-640-80-275
.
- 28 -
RESPONDENT DOCKET NO.
---------- ----------
265. Enivel Management R81-710-81-664
266. Epstein, Hank R80-291-80-215
267. Epstein, Steven R. 82-R848
268. Esposito, Edward R80-999-80-597
269. Euro American Advisory R81-852-81-700
Corporation
270. Euro American 82-R660
Commodities, Inc.
271. Euro American Trading R81-1407-82-271
Corporation
272. Euro American Trading R81-575-81-763
Group
82-R596
273. Euro American Trading 82-R271
Group, Ltd.
82-R270
R81-695-82-93
R81-717
R80-1386-81-96
R81-1109-82-223
R81-1114-82-88
R81-1146-82-224
82-R272
274. Evans, Steve R79-123-79-308
275. Everett, Donovan R78-248-79-147
.
- 29 -
RESPONDENT DOCKET NO.
---------- ----------
276. F & W Coal, Inc. 82-R235
82-R55
277. Fairchild, Arabatzis and R78-268-78-226
Smith, Inc.
R78-478-79-305
R78-622-79-54
R79-123-79-308
R79-175-79-369
R79-50-79-262
278. Farber, Fred 82-R360
279. Farrell, Arthur R78-484-79-240
280. Fasano, Gilda R78-214-78-228
R78-459-79-117
281. Federal Gold Exchange Co. R80-233-81-820
R80-396-80-620
R80-703-80-578
282. Federal Metals Depository R79-307-80-101
Corp.
283. Feeney, David S. R79-600-80-102
R81-518-81-735
284. Fidelity Federal Bullion R80-442-80-516
Co.
R80-945-80-573
285. Fienga, Joe R81-209-81-554
.
- 30 -
RESPONDENT DOCKET NO.
---------- ----------
286. Fienga, Joseph 82-R33
R81-1362-82-425
287. Finley, Marvin R79-267-79-413
R79-554-80-170
288. First American Currency R80-1180-81-44
Corporation
289. First Bergen Investors 82-R299
Corporation
290. First California R81-1032-82-207
Commodities
291. First Fidelity Bullion R80-857-80-737
292. First Fidelity Financial 82-R104
Corporation
293. First Financial Investment R80-1077-80-699
294. First London Commodity R77-440-78-68
Options, Ltd.
295. First Mercantile R80-389-80-648
Investment
296. First N.Y. Commodity R77-228
Options, Ltd.
R73-596-79-329
297. First National Bullion R79-424-80-129
Corp.
R79-542-80-270
R79-640-80-275
R80-413-80-323
.
- 31 -
RESPONDENT DOCKET NO.
---------- ----------
First National Bullion R80-654-80-406
Corp.
R80-177-80-430
R79-381-80-92
R79-394-80-68
R79-407-80-69
R79-408-80-70
R79-473-80-91
R79-554-80-170
R79-452-80-73
R79-664-82-71
R79-292-79-434
R80-420-80-358
R79-637-80-321
R79-652-80-171
R79-654-80-406
R79-586-80-745
R79-640-80-275
R80-464-80-384
R80-525-80-382
R80-680-80-437
R79-572-80-146
R79-591-80-214
.
- 32 -
RESPONDENT DOCKET NO.
---------- ----------
298. First National Currency R80-329-80-502
R79-572-80-146
299. First New England R77-126
International Commodities
R77-17-78-3
300. First New York Investors R78-482-79-140
Corp.
R74-143-80-54
R78-517-79-134
R78-574-79-32
R78-789-80-233
R79-130-80-27
R79-551-80-316
R79-676-81-286
R79-745-80-212
R80-392-80-155
R77-411-80-111
R78-801-79-310
R78-207-79-34
R78-363-79-481
R78-370-79-36
R78-556-79-136
R78-640-79-108
.
- 33 -
RESPONDENT DOCKET NO.
---------- ----------
First New York Investors R78-865-79-313
Corp.
R79-16-79-276
R79-254-79-396
R79-70-79-296
R78-277-79-148
R78-248-79-147
301. First Regal Commodities R78-257-79-42
R78-398-78-293
R78-749-79-273
R78-99-78-202
R79-326-80-529
302. First Worthington 82-R225
Financial
303. Fish, Joe R81-464-81-559
304. Fish, Joe H. R81-803-82-66
305. Fitzgerald, Steven R77-4
306. Flaherty, Richard R79-745-80-212
307. Flaks, Stephen R78-621-79-129
R78-621-79-42
308. Forbes & Bradstreet, Inc. R80-838-80-714
R81-188-81-335
R81-33-81-288
309. Foster, Stephen C. R79-239-79-129
.
- 34 -
RESPONDENT DOCKET NO.
---------- ----------
310. Frank, Edward L. R81-1299-82-520
311. Frankford, Gary R81-212-81-346
312. Frankland Commodities R78-331-78-254
Corp.
R78-524-79-426
313. French, Jim 83-R248
314. Gallagher, Christopher R81-1131-82-502
315. Galligano, Michael 82-R976
316. Galligano, Michael A. 83-R388
R79-643-80-35
317. Gambino, Victor R80-882-80-657
R81-1013-82-269
318. Garner, Phil 82-R970
319. Garvanne, Eric R77-372-78-9
320. Garvey, Michael R80-286-81-31
321. George, Eric R81-1344-82-480
322. Gharbi, Michael 82-R435
a/k/a Carademetropulo,
Michael
R81-1315-82-347
R81-1327-82-449
323. Ghun, Hak R79-724-80-284
R80-282-80-311
R81-234-81-269
.
- 35 -
RESPONDENT DOCKET NO.
---------- ----------
Ghun, Hak R81-354-81-300
(continued)
R81-661-81-699
R81-920-81-806
324. Gilkison, Kenneth R81-734-81-790
325. Ginefra, Patrick R78-407-79-149
326. Glass, George R81-1064-82-140
R81-939-82-218
327. Global Precious Metals 82-R360
328. Glover, John J. R80-264-80-325
329. Goddard, Dennis R79-612-80-301
330. Gold International, Inc. R79-267-79-413
331. Gold, Dr. Phillip 82-R574
332. Gold, Phillip 82-R964
333. Goldberg, Samuel R79-503-80-80
R80-27-80-264
334. Golden, Robert R78-678-81-312
335. Goldsmith, Roy 82-R861
336. Gondar, Frank R78-516-80-475
337. Goodsmith, Cary J. R81-889-82-13
338. Goolsby, Jerry 82-R979
339. Gorenstein, Stewart R78-113-78-221
R78-291-78-255
.
- 36 -
RESPONDENT DOCKET NO.
---------- ----------
Gorenstein, Stewart R78-345-79-44
(continued)
R79-251-79-478
R78-591-79-184
R78-670-79-171
R78-754-79-204
R79-12-79-229
R79-251-79-478
R79-252-79-445
R78-754-79-204
340. Gott, Stan R79-637-80-321
341. Gottlieb, Gary R80-999-80-597
342. Gottsch, Patrick 82-R161
343. Gray, Ted R79-637-80-321
344. Green, Mark R81-399-81-781
345. Greenberg, Daniel R77-378-78-24
346. Greenbrier Trading 82-R699
Services, Inc.
R81-1140-82-191
82-R120
347. Gregory Commodity Options R79-250-80-402
348. Gregory Commodity R77-113
Options, Inc.
R77-132
.
- 37 -
RESPONDENT DOCKET NO.
---------- ----------
Gregory Commodity R77-191
Options, Inc.
R77-225
R77-244
R77-248
R78-239-79-110
R78-37
349. Gregory Commodity R78-516-80-475
Options, Ltd.
350. Griffin, Ronald R. R78-692-79-341
R77-244
351. Guest, Mark 82-R51
352. Guinn, Paul 82-R777
353. Gune, William R80-61-81-179
R81-1390-82-291
354. Gunther, Mr. 82-R1049
82-R1050
355. Gurley, Dale 82-R265
356. Haas, Mr. R81-1013-82-269
R81-743-82-127
357. Haas, Steven C. R81-1381-82-479
358. Haberbush, Arthur R80-452-81-73
359. Hagan, David R77-317
R77-392-78-35
.
- 38 -
RESPONDENT DOCKET NO.
---------- ----------
360. Hagon, David R79-875-80-188
361. Haines, Peter R81-503-81-734
362. Hall, Chuck R80-286-81-31
363. Hall, William E. R81-537-81-699
364. Hallander, Fred R81-772-82-612
365. Hamilton Investors Corp. R80-61-81-179
366. Handy, John R79-623-80-169
367. Handy, Jon 82-R371
368. Hannun, Donald R. R77-126
R77-17-78-3
369. Hardwick & Wells R81-1064-82-140
Commodities, Inc.
R81-833-82-195
R81-939-82-218
370. Harmer, James R81-33-81-228
371. Harrison, Sheldon R80-1034-81-291
372. Hartford, Joseph R81-437-82-391
373. Harvey, Dodels