CFTC Newsroom Enforcement Press Releases

CFTC Newsroom Enforcement Press Releases http://www.cftc.gov/PressRoom/PressReleases/ $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Revokes Registrations of Georgia Resident Robert A. Christy and his company, Crabapple Capital Group LLC Mon, 20 May 2013 20:08:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6591-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Florida Orders Defendants Philip Milton and Trade, LLC, and Four Relief Defendants to Pay Millions in Restitution, Disgorgement, and Civil Monetary Penalties for Operating a $28.4 Million Ponzi Scheme Thu, 16 May 2013 19:28:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6590-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Spencer Montgomery, Brian Reynolds, Arjent Capital Markets LLC, and Chicago Trading Managers LLC to Pay More than $1.8 Million for Commodity Pool Fraud Thu, 16 May 2013 18:47:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6589-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders MB Trading Futures Inc., a Registered Retail Foreign Exchange Dealer, to Pay $200,000 Penalty to Settle Charges of Violating Minimal Financial Requirement Rules Tue, 14 May 2013 18:49:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6588-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Global Precious Metals Trading Company and Michael Ghaemi of Coral Gables, Florida with Fraudulent Precious Metals Scheme Mon, 13 May 2013 20:03:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6587-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Ohioans Kevin and Keelan Harris, Canada-based Karen Starr, and their Companies, Complete Developments, LLC and Investment International Inc., to Pay over $23 Million for Fraud in Foreign Currency Ponzi Scheme Mon, 13 May 2013 19:16:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6586-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Ron Eibschutz with Aiding and Abetting Disclosures of Material Nonpublic Information about Customer Trades in its Case against the CME Group’s New York Mercantile Exchange and Two Former Employees Wed, 08 May 2013 20:22:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6584-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Bostonian David Prescott with Forex Pool Fraud Mon, 06 May 2013 17:07:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6581-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sanctions Two Illinois Residents $400,000 and Imposes a 140-Day Trading Ban for Entering into Unlawful Wash Sales Mon, 29 Apr 2013 15:49:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6576-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Wisconsin Resident Eric N. Schmickle and his Company, Q Wealth Management Inc., to Pay over $5 Million in Restitution and a Civil Monetary Penalty for a Multi-Million Dollar Commodity Futures Fraud Tue, 23 Apr 2013 17:38:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6572-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Accounting Firm Tunney & Associates, P.C. and Its Sole Owner Michael Tunney with Failing to Properly Audit a Registered Futures Commission Merchant Thu, 18 Apr 2013 16:21:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6571-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders The Linn Group, Inc., a Registered Futures Commission Merchant, to Pay $400,000 Civil Monetary Penalty for Customer Account Deficiencies and Supervision Failures Thu, 18 Apr 2013 15:25:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6570-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders North Carolina Residents Timothy Bailey and Michael Hudspeth, and their Company, PMC Strategy, LLC, to Pay over $1.8 Million for Fraud in Foreign Currency Ponzi Scheme Wed, 17 Apr 2013 16:28:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6569-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Florida Orders Michael Alcocer and His Panama-based Company, InovaTrade, Inc., to Pay More than $38 Million in Foreign Currency Fraud Action Wed, 17 Apr 2013 14:34:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6568-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in California Orders National Equity Holdings, Inc. and Its Principal, Robert J. Cannone, to Pay over $3.6 Million to Settle Fraud Charges in CFTC Action Mon, 15 Apr 2013 18:20:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6567-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Florida-based Forex Global Solutions Inc., Forex Global Solutions Ltd., Barry Sendach, and Joshua Kershner to Pay $750,000 for Foreign Currency (Forex) Fraud and Violating CFTC Registration Requirements Tue, 09 Apr 2013 19:50:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6561-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Connecticut-based Interactive Brokers LLC, a Registered Futures Commission Merchant, to Pay a $225,000 Civil Monetary Penalty Tue, 09 Apr 2013 18:13:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6560-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges New York Firm 4X Solutions, Inc. and its Principal, Whileon Chay, with Forex Fraud Ponzi Scheme Mon, 08 Apr 2013 18:08:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6559-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Illinois Resident Brant L. Rushton and his Company, Summit Trading & Capital LLC, to Pay over $4.8 Million for Fraud and other Violations in Commodity Pool Scheme Fri, 05 Apr 2013 19:18:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6556-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Revokes Registrations of Gordon A. Driver and Axcess Fund Management, LLC Tue, 02 Apr 2013 20:22:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6555-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges North Carolina Resident James Harvey Mason with Commodity Pool Fraud Fri, 29 Mar 2013 16:18:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6549-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in California Orders Victor Yu and His Company to Pay over $3.2 Million in Foreign Currency Fraud Action Wed, 27 Mar 2013 20:52:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6544-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Revokes Registrations of New Jersey-based Victor E. Cilli and Progressive Investment Funds LLC Wed, 27 Mar 2013 19:35:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6543-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Florida Firms, Joseph Glenn Commodities LLC and JGCF LLC, and Owners Scott Newcom and Anthony Pulieri to Pay over $1 Million in Restitution and Penalties for Fraudulent Off-Exchange Transactions in Precious Metals with Retail Customers Wed, 27 Mar 2013 14:32:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6542-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Oregon-based System Capital, LLC and its President Joshua Wallace to Pay $840,000 for Solicitation Fraud and Making False Statements to the National Futures Association Wed, 20 Mar 2013 20:40:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6539-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Imposes More than $57 Million in Sanctions against Two Mexican Companies, MXBK Group S.A. de C.V. and MBFX S.A., for Defrauding their U.S. Foreign Currency (Forex) Customers Tue, 19 Mar 2013 19:58:00 UTC http://www.cftc.gov/PressRoom/PressReleases/6537-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Colorado Man Nicholas Trimble and His Two Companies, Capstone FX Quantitative Analysis, Inc. and Beekeepers Fund Capital Management, LLC, to Pay More than $3.5 Million in Foreign Currency Fraud Action Thu, 14 Mar 2013 19:39:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6534-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Revokes Registration of Growth Capital Management LLC Thu, 14 Mar 2013 17:52:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6533-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sues Michael Alcocer and His Company, InovaTrade, Inc., for Foreign Currency Fraud and Misappropriation Thu, 14 Mar 2013 16:13:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6532-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in New York Orders Madison Dean, Inc. and Its Principal, George Athanasatos, to Pay over $1.4 Million to Settle Forex Fraud Charges in CFTC Enforcement Action Mon, 11 Mar 2013 20:15:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6530-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Settles Charges against Ronnie Gene Wilson of South Carolina and His Company, Atlantic Bullion and Coin, for Operating a Multi-Million Dollar Silver Bullion Ponzi Scheme Thu, 28 Feb 2013 20:12:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6524-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal District Court in New York Enters Order of Permanent Injunction against Defendants Agape World, Inc. and Agape Merchant Advance LLC, Charged with Defrauding Customers in Commodity Futures Trading Scheme Thu, 28 Feb 2013 16:07:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6523-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Florida Enters Preliminary Injunction Order against Hunter Wise Commodities, LLC, Lloyds Commodities, LLC, and 18 Other Defendants in Connection with Operating a Multi-Million Dollar Fraudulent Precious Metals Scheme Wed, 27 Feb 2013 21:15:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6522-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Massachusetts Imposes $600,000 Penalty on Jeffrey Liskov and His Company, EagleEye Asset Management, for Committing a $3 Million Forex Fraud Mon, 25 Feb 2013 17:06:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6520-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges CME Group’s New York Mercantile Exchange and Two Former Employees with Disclosing Material Nonpublic Information about Customer Trades Thu, 21 Feb 2013 19:17:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6519-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Enskilda Futures Limited to Pay a $125,000 Civil Monetary Penalty for Failing to Meet Minimum Capital Requirements Due to Margin Errors Tue, 19 Feb 2013 18:31:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6517-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Nebraska Orders Omaha Resident Michael J. Welke to Pay $387,000 to Settle Commodity Pool Fraud Charges Wed, 13 Feb 2013 16:47:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6516-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Texas Orders Jonathan Hansen and His Company, J. Hansen Investments, LLC, to Pay over $1.3 Million to Settle Commodity Pool Fraud Action Tue, 12 Feb 2013 15:16:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6515-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges South Carolina Resident Robert Stanley Harrison with Commodity Pool Fraud Mon, 11 Feb 2013 17:35:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6513-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sanctions Gelber Group, LLC $750,000 for Trading Abuses on Two Exchanges Fri, 08 Feb 2013 21:38:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6512-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Texas Orders Rodney Wagner and Roger Wagner, and their company GID Group, Inc., to Pay Over $2.4 Million for Fraud in Foreign Currency (Forex) Ponzi Scheme Wed, 06 Feb 2013 20:16:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6511-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders The Royal Bank of Scotland plc and RBS Securities Japan Limited to Pay $325 Million Penalty to Settle Charges of Manipulation, Attempted Manipulation, and False Reporting of Yen and Swiss Franc LIBOR Wed, 06 Feb 2013 12:57:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6510-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sues Australian Company, Halifax Investment Services, Ltd., for Unlawfully Soliciting U.S. Customers Tue, 05 Feb 2013 19:41:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6508-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Florida Imposes over $22.8 Million in a Monetary Sanction and Restitution against Floridian David Merrick and His Company, Trader’s International Return Network Mon, 04 Feb 2013 21:42:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6507-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Imposes over $2.8 Million in Sanctions against Florida Resident Martin H. Bedick and His Company, Angus Jackson, Inc., for Making False Statements Fri, 01 Feb 2013 21:48:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6506-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Seeks to Revoke the Registration of Robert A. Christy and the Registrations of his Company, Crabapple Capital Group LLC, Based on Court’s Permanent Injunction Order Prohibiting Them from Committing Further Fraud Mon, 28 Jan 2013 21:59:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6504-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Four Florida-based Precious Metals Firms and Three Individuals for Engaging in Illegal Retail Off-Exchange Transactions in Precious Metals Mon, 28 Jan 2013 17:05:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6503-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Default Judgment against Lincolnshire Trading Partners, LLC and Scott Geisinger for Violating CFTC Registration Requirements Fri, 18 Jan 2013 20:55:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6499-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Pro Trading Course LLC’s Commodity Trading Advisor Registration Revoked Wed, 16 Jan 2013 16:49:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6497-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Nevada Orders Charles Leroy Timberlake and Trans Global Investments, LLC to Pay $340,000 to Settle Commodity Pool Fraud Charges Tue, 15 Jan 2013 15:52:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6496-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Mizuho Securities USA Inc. to Pay $175,000 to Settle CFTC Charges of Secured Fund Deficiencies and Supervision Failures Thu, 03 Jan 2013 15:54:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6491-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Chicago-Based R.J. O’Brien & Associates, LLC Sanctioned $300,000 for Supervision Violations Wed, 02 Jan 2013 19:32:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6490-13.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Releases Enforcement Division’s Annual Results Wed, 19 Dec 2012 21:39:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6378-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Settles Charges against Virginia Resident Alexander Giap for Engaging in Two Fraudulent Commodity Futures Trading Schemes Wed, 19 Dec 2012 20:23:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6474-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders UBS to Pay $700 Million Penalty to Settle Charges of Manipulation, Attempted Manipulation and False Reporting of LIBOR and Other Benchmark Interest Rates Wed, 19 Dec 2012 15:56:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6472-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Calif. Company Arista LLC and Calif. Residents Abdul Sultan Walji and Reniero Francisco with Fraud in Operating $9.5 Million Commodity Pool Thu, 13 Dec 2012 14:53:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6460-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Texas Orders Houston-based Defendants Christopher Daley and his Company, TC Credit Service d/b/a Del-Mair Group, to Pay Over $2.6 Million for Fraud in a Commodity Pool Scheme Mon, 10 Dec 2012 16:36:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6454-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Goldman, Sachs & Co., a Commission Registrant, to Pay $1.5 Million for Supervision Failures Mon, 10 Dec 2012 15:22:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6450-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Ray Thomas Brown with Fraud, Misappropriation, and Registration Violations in Operating Two Commodity Pool Scams Thu, 06 Dec 2012 15:12:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6448-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Idaho Orders CFTC Defendant Trigon Group, Inc. to Return More than $20.6 million of Ill-Gotten Gains to Victims of its Fraud Wed, 05 Dec 2012 18:16:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6445-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in New York Orders Defendants Forex Capital Trading Group, Forex Capital Trading Partners, and Highland Stone Capital Management to Pay over $1.8 Million for Fraud in Off-Exchange Foreign Currency Scheme Wed, 05 Dec 2012 16:04:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6444-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Hunter Wise Commodities, Lloyds Commodities, C.D. Hopkins Financial, United States Capital Trust, Newbridge Alliance, Blackstone Metals Group, and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme Wed, 05 Dec 2012 15:14:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6447-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Settles Charges against Deepak Singhal and Meera Singhal for Engaging in Illegal Trading Scheme Tue, 04 Dec 2012 21:20:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6443-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Files Complaint in Federal Court against Eric Moncada, BES Capital LLC, and Serdika LLC Alleging Attempted Manipulation of Wheat Futures Contract Prices, Fictitious Sales, and Non-Competitive Transactions Tue, 04 Dec 2012 19:35:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6441-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders MBF Clearing Corp. to Pay $650,000 for Violating Customer Fund Segregation Requirements Mon, 03 Dec 2012 17:57:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6437-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in New York Orders Marc Perlman and iGlobal Strategic Management, LLC to Pay over $2 Million for Solicitation Fraud and Misappropriation Involving Off-Exchange Foreign Currency and a Commodity Pool Ponzi Scheme Thu, 29 Nov 2012 19:36:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6432-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Benjamin Hutchen, Formerly of Morgan Stanley & Co. LLC, to Pay a $300,000 Civil Monetary Penalty for Engaging in Unlawful Noncompetitive Futures Trades Tue, 27 Nov 2012 20:53:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6425-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Connecticut Resident Feisal Sharif with Operating a $5.4 Million Commodity Pool Ponzi Scheme and Misappropriating at least $900,000 of Pool Participants’ Funds Tue, 27 Nov 2012 16:51:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6424-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Ireland-based “Prediction Market” Proprietors Intrade and TEN with Violating the CFTC’s Off-Exchange Options Trading Ban and Filing False Forms with the CFTC Mon, 26 Nov 2012 16:28:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6423-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges North Carolina Resident Michael Anthony Jenkins and his Company, Harbor Light Asset Management, LLC, with Solicitation Fraud, Misappropriation, and Embezzlement in Ponzi Scheme Fri, 23 Nov 2012 19:43:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6422-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Cantor Fitzgerald Sanctioned $700,000 for Allowing Customer Funds to Become Under-Segregated Wed, 21 Nov 2012 16:30:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6419-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Eagle Market Makers Inc. to Pay over $223,000 in Penalties and Disgorgement to Settle Charges of Violating Corn Futures Speculative Position Limits and Failing to Supervise Traders Tue, 20 Nov 2012 16:07:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6416-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Illinois Orders Windsor Brokers, Ltd. of Cyprus to Pay $140,000 Civil Monetary Penalty, Cease Soliciting U.S. Customers, and Modify Website Wed, 14 Nov 2012 19:55:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6196-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Matthew Marshall Taylor with Fraud for Fabricating and Concealing Trades from His Employer and Obstructing Their Discovery Thu, 08 Nov 2012 19:46:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6409-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Idaho Orders Brad Lee Demuzio and Demuzio Capital Management, LLC, to Pay over $3 Million in Connection with CFTC Commodity Pool Forex Fraud Action Thu, 01 Nov 2012 15:33:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6407-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Illinois Resident Joshua T.J. Russo to Pay More than $1.8 Million in Restitution and Penalties for Futures and Options Fraud and Unauthorized Trading Fri, 26 Oct 2012 17:03:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6403-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Federal Court Order against Nicholas Cosmo for Engaging in Unauthorized Futures Trading that Resulted in Tens of Millions of Dollars in Investor Losses Thu, 25 Oct 2012 20:45:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6402-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Robert A. Christy and His Company, Crabapple Capital Group LLC, to Pay over $2.6 Million in Monetary Sanctions for Foreign Currency Fraud Tue, 23 Oct 2012 20:24:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6400-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders San Gabriel, California Resident David Kaup and His Companies to Pay over $1.89 Million in Restitution and Penalties to Settle Forex Fraud and Misappropriation Charges Tue, 23 Oct 2012 19:24:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6399-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Floridian Christopher Smithers with Fraud in Connection with Commodity-Related Activities and Violations of a Federal Court’s Prior Orders Tue, 23 Oct 2012 15:47:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6397-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Morgan Stanley Smith Barney LLC to Pay $200,000 for Supervision Violations Mon, 22 Oct 2012 23:29:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6395-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges David M. Nunn with Engaging in an Illegal Trading Scheme and Making False Statements to ICE Futures US Thu, 18 Oct 2012 20:43:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6393-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment of Customer Segregated Funds and Supervision Failures Wed, 10 Oct 2012 14:28:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6379-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Florida Imposes $350,000 Penalty against GlobeFX Club, Inc. and Jeremy Munson Globe for Making False Statements to the National Futures Association Thu, 04 Oct 2012 19:00:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6376-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Oscar Hernandez and His Companies to Pay $1.4 Million in Penalties and Bars Him from the Commodities Industry for Operating a Commodity Pool Ponzi Scheme Mon, 01 Oct 2012 19:25:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6374-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Martin B. Rosenthal to Pay $1.2 Million for Aiding and Abetting the Making of False Statements to the NFA, Failing to Register as a Commodity Trading Advisor, and Violating a Previous CFTC Order Fri, 28 Sep 2012 18:03:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6373-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Boston Resident John B. Wilson and His Company with Commodity Pool Fraud Fri, 28 Sep 2012 17:08:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6372-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Seeks to Revoke Registrations of Victor E. Cilli and his Company Progressive Investment Funds, LLC Thu, 27 Sep 2012 22:37:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6361-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Seeks to Revoke Registrations of Nevada Resident Gordon A. Driver and his Company, Axcess Fund Management LLC Thu, 27 Sep 2012 22:37:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6363-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges iFinix Futures, Inc. and Its Senior Executive Officer, Connecticut Resident Benhope Marlon Munroe, with Making False Statements to the National Futures Association and Failing to Meet Minimum Financial Requirements Thu, 27 Sep 2012 20:39:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6370-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders JP Morgan Chase Bank, N.A. to Pay $600,000 Civil Monetary Penalty for Violating Cotton Futures Speculative Position Limits Thu, 27 Sep 2012 20:05:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6369-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Florida Federal Court Orders Claudio Aliaga and His Company, CMA Capital Management, LLC, to Pay $5.5 Million in Penalties and Restitution for Operating a Forex Ponzi Scheme Thu, 27 Sep 2012 15:36:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6368-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Australia and New Zealand Banking Group Ltd. to Pay $350,000 Penalty for Violating Wheat and Cotton Futures Speculative Position Limits Thu, 27 Sep 2012 14:09:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6367-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders China-based Weidong Ge and Sheenson Investments, Ltd. to Pay $1.5 Million in Monetary Sanctions for Violating Speculative Position Limits in Cotton And Soybean Futures Tue, 25 Sep 2012 20:13:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6364-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Wisconsin Resident Eric N. Schmickle and His Company, Q Wealth Management Inc., with Operating a $5.3 Million Commodity Futures Fraud Tue, 25 Sep 2012 18:06:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6362-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sanctions York Business Associates LLC d/b/a TransAct Futures, a Registered Futures Commission Merchant, $199,000 for Supervision Failures in Handling a Customer Account Fri, 21 Sep 2012 19:51:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6360-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Infinity Futures LLC, an Introducing Broker, to Pay $340,000 for Supervision Violations Fri, 21 Sep 2012 19:20:00 UTC http://www.cftc.gov/PressRoom/PressReleases/6359-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Citigroup Inc. and Citigroup Global Markets Ltd. to Pay $525,000 Penalty for Violating Wheat Futures Speculative Position Limits Fri, 21 Sep 2012 18:55:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6358-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Default Judgment and Permanent Injunction Order against ProfitStars Intl, Corp. and Ulysis Starling for Engaging in a Business that Operated as a Deceit and Violating a Regulatory Disclosure Requirement Fri, 21 Sep 2012 15:29:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6357-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Seeks to Revoke the Commodity Trading Advisor Registration of Pro Trading Course, LLC Fri, 21 Sep 2012 14:34:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6356-12.doc.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Australian Resident Senen Pousa, U.S. Resident Joel Friant, and Their Company, Investment Intelligence Corp., with Operating a Fraudulent $53 Million Worldwide Off-Exchange Forex Scheme; Michael Dillard and Elevation Group Also Charged Wed, 19 Sep 2012 20:57:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6353-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Grahame Rhodes of Missouri with Fraud, Misappropriation, and Commingling Funds in Multi-Million Dollar Commodity Pool Ponzi Scheme Wed, 19 Sep 2012 20:29:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6354-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Florida Resident William Jeffery Chandler with Forex Fraud and Misappropriation Thu, 13 Sep 2012 19:06:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6352-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Seeks to Revoke Registrations of Linda Faye Harris and her companies, CDH Forex Investments, LLC and CDH Global Holdings, LLC Tue, 11 Sep 2012 18:43:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6350-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Lincolnshire Trading Partners, LLC. and Scott Geisinger with Registration Violations Mon, 10 Sep 2012 19:30:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6347-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Nikolai S. Battoo and Four Companies He Controls with Fraud In Connection With Commodity Pools that Accepted Over $140 Million from U.S. Investors Fri, 07 Sep 2012 20:02:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6346-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Tennessee Orders Blue Sky Capital Management Corp. and its Principal, Gregory M. Schneider, to Pay $140,000 for Making False Statements to the National Futures Association Thu, 06 Sep 2012 18:56:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6345-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Texas Orders Christopher B. Cornett to Pay over $17 Million in Sanctions in Foreign Currency Fraud Action Fri, 31 Aug 2012 20:33:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6342-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in California Orders Charles Steven Goodie and His Business, CSG Commodity Service Group, to Pay Nearly $1.2 Million to Settle CFTC Commodity Pool Fraud Action Fri, 31 Aug 2012 20:26:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6343-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Californian Jeffrey Gustaveson with Fraud, Misappropriation, and Issuing False Statements in Commodity Pool Scheme Thu, 30 Aug 2012 17:09:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6341-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Texas Resident Jonathan Hansen and His Company, J. Hansen Investments, LLC, with Commodity Pool Fraud, Misappropriation, and Commingling of Funds Wed, 29 Aug 2012 18:51:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6340-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges California Resident Marc Perlman and his company, iGlobal Strategic Management, LLC, with Solicitation Fraud and Misappropriation in Commodity Pool Ponzi Scheme Wed, 29 Aug 2012 16:32:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6339-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Foreign Traders SMP Bank and Epaster Investments, Ltd. to Pay $980,000 for Engaging in a Wash Sale Scheme in the CME’s Japanese Yen Options Contract Mon, 27 Aug 2012 19:14:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6337-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Seeks to Revoke Registration of Growth Capital Management LLC Based on CFTC Anti-Fraud Action Fri, 24 Aug 2012 17:14:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6335-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Illinois Resident Donald A. Newell and his Company, Quiddity, LLC, with Running a Fraudulent Allocation Scheme, Making Material False Statements to the CFTC, and Recordkeeping Violations Thu, 23 Aug 2012 16:02:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6333-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Settles Action against Douglas Elsworth Wilson and Three California Companies for Solicitation Fraud, Misappropriating Customer Funds, and Issuing False Statements in Commodity Futures and Forex Scheme Mon, 13 Aug 2012 19:16:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6325-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Colorado Resident Michael Bruce Gale with Commodity Pool Fraud Mon, 13 Aug 2012 18:28:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6324-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Idaho Orders Michael Justin Hoopes to Pay over $11.8 Million for Operating a Ponzi Scheme Mon, 30 Jul 2012 18:29:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6321-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges California Resident Victor Yu and His Company, VFRS, LLC, with Multi-Million Dollar Forex Fraud and Failure to Register as a Commodity Trading Advisor Mon, 30 Jul 2012 15:37:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6320-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Suspends Registrations of Chicago Mercantile Exchange Traders Christopher Foufas, William Kerstein, and Maksim Baron for Unlawful S&P 500 Trading Thu, 26 Jul 2012 15:34:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6318-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Interactive Brokers LLC, a Registered Futures Commission Merchant, to Pay $700,000 for Large Trader Reporting and Supervision Violations Wed, 25 Jul 2012 18:51:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6317-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Florida Residents Philip Leon, Paul Rangel, and John Wilkins and Their Company, Altamont Global Partners LLC, with Fraud and Misappropriation Wed, 25 Jul 2012 14:37:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6315-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Seeks to Revoke Registrations of Brian Kim and his Company, Liquid Capital Management, LLC Tue, 24 Jul 2012 19:27:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6313-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders LMC Asset Management, Inc. to Pay $140,000 Civil Penalty for Forex Registration Violations Wed, 18 Jul 2012 18:26:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6308-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Missouri Orders Randall L. Stuckey and His Business Entities to Pay a $250,000 Penalty to Settle CFTC Forex Futures Fraud Action Wed, 18 Jul 2012 16:47:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6307-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in California Orders Las Vegas Resident Gordon A. Driver and His Companies to Pay over $41 Million in Restitution and Penalties in Commodity Pool Ponzi Scheme Mon, 16 Jul 2012 20:34:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6304-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders ACI Capital Group, L.L.C. and Alexandre P. Guimaraes to Pay Approximately $850,000 in Restitution and Penalty to Settle Forex Fraud Charges Thu, 12 Jul 2012 20:42:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6257-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Houston-based Christopher Daley and his company, TC Credit Service, LLC, with Solicitation Fraud and Misappropriation in $1.4 Million Dollar Commodity Pool Scheme Wed, 11 Jul 2012 20:27:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6301-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Files Complaint Against Peregrine Financial Group, Inc. and Russell R. Wasendorf, Sr. Alleging Fraud, Misappropriation of Customer Funds, Violation of Customer Fund Segregation Laws, and Making False Statements Tue, 10 Jul 2012 15:12:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6300-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Texas Orders Robert Mihailovich, Sr. and Growth Capital Management LLC to Pay over $9.3 Million in CFTC Anti-fraud Action Mon, 09 Jul 2012 18:42:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6299-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Default Judgment against The Trade Tech Institute, Inc., Technology Trading International, Inc., and Robert Sorchini for Fraudulent Solicitation of Managed Commodity Trading Accounts and Obtains Consent Judgment against Richard Carter as Cont Thu, 28 Jun 2012 13:50:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6290-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Barclays to pay $200 Million Penalty for Attempted Manipulation of and False Reporting concerning LIBOR and Euribor Benchmark Interest Rates Wed, 27 Jun 2012 12:20:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6289-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Florida Orders Over $2.5 Million in Sanctions against Abraham Gutterman and His Companies for Commodity Options Fraud and Misappropriation Tue, 26 Jun 2012 20:54:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6288-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Texas Orders Linda Harris, Chance Harris, CDH Forex Investments, LLC, and CDH Global Holdings, LLC, to Pay over $5.4 Million in Restitution and a Monetary Sanction for Forex Fraud Thu, 21 Jun 2012 19:51:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6286-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Illinois Orders Defendants Richard C. Regan and Pro Trading Course, LLC to Pay More than $600,000 in Restitution and Civil Monetary Penalties to Settle CFTC Anti-Fraud Action Thu, 14 Jun 2012 20:37:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6280-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Settles Charges against Defendant Robert Mihailovich, Jr. for Making False Statements to the CFTC Wed, 13 Jun 2012 17:54:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6279-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Ronnie Gene Wilson of South Carolina and His Company, Atlantic Bullion & Coin, Inc., with Operating a $90 Million Silver Bullion Ponzi Scheme Fri, 08 Jun 2012 15:03:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6275-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Jose S. Rubio and his Florida firm, Rubio Wealth Management, LLC, with Commodity Pool Fraud Thu, 07 Jun 2012 18:57:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6277-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Futures Commission Merchant Open E Cry, LLC to Pay $250,000 to Settle Failure to Supervise Charges Thu, 07 Jun 2012 16:31:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6276-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Nevada Resident Luis Salazar-Correa and His Company, Prosperity Team, LLC, to Pay More than $2.6 Million to Settle CFTC Anti-fraud Forex Action Wed, 06 Jun 2012 16:46:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6273-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Morgan Stanley & Co. LLC to Pay $5 Million Civil Monetary Penalty for Unlawful Noncompetitive Trades Tue, 05 Jun 2012 15:06:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6270-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Georgia Orders over $10 Million in Sanctions against Defendant Eldon A. Gresham in Forex Ponzi Scheme Thu, 31 May 2012 21:00:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6268-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in New Jersey Orders Victor Eugene Cilli and His Company, Progressive Investment Funds LLC, to Pay over $700,000 in Restitution and Penalty in Commodity Pool Ponzi Scheme Wed, 30 May 2012 15:26:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6267-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges CTI Group, LLC, Cooper Trading, Stephen Craig Symons, and James David Kline, all of California, with an $11 Million Fraud in the Sale of Automated Trading Systems Fri, 25 May 2012 19:09:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6266-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Washington, DC, Resident Marina Bühler-Miko and Her Company, Coventry Asset Managers, LLC, with Operating Fraudulent Forex Scheme Fri, 25 May 2012 17:09:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6265-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Chicago-based Trader Bradley Schiller with $7.8 Million Commodity Fraud Thu, 24 May 2012 19:29:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6262-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in New York Orders Chicago Resident and Former Floor Broker, Kent R.E. Whitney, to Pay $600,000 for Margin Call Avoidance Scheme Wed, 23 May 2012 17:53:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6261-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in South Carolina Orders Ronald E. Satterfield and Nicholas and Patricia Bos to Pay over $7.5 Million for Fraud in Connection with a Forex Ponzi Scheme Wed, 16 May 2012 19:54:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6258-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Michael J. Leighton of Torrance, Calif., with $1.6 Million Commodity Pool Fraud Fri, 11 May 2012 14:41:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6256-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges New York Firm Madison Dean, Inc., and its Principals, George Athanasatos and Laurence Dodge, with Forex Fraud Wed, 09 May 2012 15:21:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6254-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Default Judgment against Former Florida Resident Juvenal E. Machado and His Company, Invers Forex, LLC, for Off-Exchange Forex Scam Tue, 08 May 2012 20:15:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6253-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in New York Orders Thomas Qualls and His Company, International Foreign Currency, to Pay More than $4.6 Million in Restitution and Penalties in Connection with Off-Exchange Forex Futures Fraud Thu, 03 May 2012 19:48:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6251-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Utah Residents Christopher Hales, Eric Richardson and their Company, Bentley Equities, LLC, with Fraud and Misappropriation Thu, 03 May 2012 15:40:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6250-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Illinois Resident Dimitry Vishnevetsky and His Company, Oxford Capital, LLC, with Commodity Pool Fraud Thu, 03 May 2012 14:47:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6249-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Illinois Orders Trading Point of Financial Instruments Ltd. to Pay $140,000 Penalty for Acting as Unregistered Retail Forex Dealer Tue, 01 May 2012 21:08:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6248-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Sidney J. Charles, Jr. and his Maryland-based Company, The Borrowing Station, LLC, in Forex Ponzi Scheme Tue, 01 May 2012 15:54:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6247-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Enters Order Settling CFTC $85 Million Forex Fraud Action against California Resident Peter Son and his Companies SNC Asset Management, Inc. and SNC Investments, Inc. Thu, 26 Apr 2012 21:18:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6245-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Texas-based PassThrough Investments, LLC, and its Principals, Stephen Brantley and Dwayne Bryant Dawson, to Pay over $1.1 Million in Sanctions to Settle CFTC Charges of Fraud in Operating a Forex Trading Pool Thu, 26 Apr 2012 16:15:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6244-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Settles Action against Florida Resident Ghassan Tawachi for Fraud and Misappropriation Thu, 26 Apr 2012 15:36:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6243-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Georgia Resident Robert A. Christy and His Company Crabapple Capital Group LLC with Foreign Currency Fraud and Misappropriation Wed, 25 Apr 2012 18:21:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6242-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in California Orders Forex Liquidity LLC to Pay $400,000 for Failing to Maintain Required Net Capital and Books and Records Mon, 23 Apr 2012 19:01:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6240-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders $14 Million in Fines and Disgorgement Stemming from CFTC Charges against Optiver and Others for Manipulation of NYMEX Crude Oil, Heating Oil, and Gasoline Futures Contracts and Making False Statements Thu, 19 Apr 2012 22:18:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6239-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Colorado Defendants Flint-McClung Capital LLC and Shawon McClung to Pay over $6 Million in CFTC Action Charging Them with Running Forex Ponzi Scheme Wed, 18 Apr 2012 20:40:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6236-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Virginia Federal Court Orders Ronald W. Smith, Jr., Doing Business as Safeguard 3030 Investment Club, to Pay More than $3 Million in Forex Ponzi Scheme Wed, 18 Apr 2012 20:28:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6235-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Revokes Registration of Robert Wayne Mansell Fri, 13 Apr 2012 20:03:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6231-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Rosenthal Collins Group, LLC, a Registered Futures Commission Merchant, to Pay More than $2.5 Million for Supervision and Record-Production Violations Thu, 12 Apr 2012 18:31:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6230-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Brad Lee Demuzio of Idaho and his Company, Demuzio Capital Management, with Operating a Fraudulent $1.8 Million Commodity Pool and Forex Ponzi Scheme Thu, 12 Apr 2012 13:46:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6229-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Texas Orders Total Call Group, Inc. and its Principals to Pay over $4.8 Million in Fines for Making False Representations and Issuing False Account Statements in Forex Fraud Mon, 09 Apr 2012 20:43:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6227-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders JPMorgan Chase Bank, N.A. to Pay a $20 Million Civil Monetary Penalty to Settle CFTC Charges of Unlawfully Handling Customer Segregated Funds Wed, 04 Apr 2012 14:01:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6225-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Royal Bank of Canada with Multi-Hundred Million Dollar Wash Sale Scheme Mon, 02 Apr 2012 20:14:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6223-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Seeks to Revoke the Registrations of Illinois Resident Joseph A. Dawson and His Company, Strategic Research LLC Wed, 28 Mar 2012 21:50:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6222-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Puerto Rico Orders Angel F. Collazo and ACJ Capital, Inc. to Pay over $3.7 Million for Solicitation Fraud and Issuing False Statements in an Off-Exchange Foreign Currency Scheme Mon, 26 Mar 2012 20:53:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6218-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Revokes Registrations of Richard Allan Finger, Jr. and his Company, Black Diamond Futures, LLC Based on Criminal Action Wed, 21 Mar 2012 19:42:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6214-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Florida Resident Abraham Gutterman and His Companies, Alliance Capital Metals LLC and AR Goldman Wealth Management, LLC with Commodity Gold and Oil Options Fraud and Misappropriation Tue, 20 Mar 2012 20:43:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6213-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Joseph F. Welsh III, Former MF Global Broker, with Attempted Manipulation of Palladium and Platinum Futures Prices Wed, 14 Mar 2012 20:47:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6210-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Arjent Capital Markets LLC, Chicago Trading Managers LLC, Spencer Montgomery, and Brian Reynolds with Commodity Pool Fraud Tue, 13 Mar 2012 18:59:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6207-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Goldman Sachs Execution & Clearing, L.P., a Registered Futures Commission Merchant, to Pay $7 Million for Supervision Failures in Handling Accounts it Carried Tue, 13 Mar 2012 18:40:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6206-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Chicago Futures Commission Merchant FCStone, LLC and New York Introducing Broker Commodity Operations Inc. to Pay $260,000 for Supervision Violations Tue, 13 Mar 2012 17:29:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6205-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges MBF Clearing Corp. with Violations of Customer Fund Segregation Requirements Tue, 13 Mar 2012 17:20:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6204-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Florida Firm Angus Jackson, Inc. and its CFO Martin H. Bedick with Making False, Fictitious, or Fraudulent Statements to the NFA Mon, 12 Mar 2012 19:06:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6203-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Illinois Orders City Credit Capital, (UK) Ltd. to Pay $140,000 Civil Monetary Penalty for Acting as Unregistered Retail Forex Dealer Mon, 12 Mar 2012 18:19:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6202-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Illinois Resident Christopher Varlesi with Commodity Pool Fraud, Misappropriation, False Statements, and Failure to Register Fri, 09 Mar 2012 19:57:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6199-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases J.P. Morgan Securities LLC Agrees to Pay $140,000 Penalty for Confirming the Execution of a Prearranged Trade on the CBOT Thu, 08 Mar 2012 20:33:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6198-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases BlackRock Institutional Trust Co. NA Agrees to Pay $250,000 Penalty to Settle Charges of Prearranged Trading and Fictitious Sales on the CBOT Thu, 08 Mar 2012 20:15:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6197-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Alabama Resident John David Stroud and His Companies with Commodity Pool Fraud and Misappropriation Wed, 07 Mar 2012 20:41:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6195-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Illinois Orders Australian Firm Enfinium Pty Ltd to Pay $80,000 Penalty, Cease Soliciting U.S. Customers, and Modify Website Wed, 29 Feb 2012 19:48:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6194-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges IAG Capital Management, LLC and William Patrick Kelly, of Conn., with Commodity Pool Fraud, Commingling Pool Funds, and Making False Statements to the NFA Tue, 28 Feb 2012 21:58:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6193-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Alexander Giap of Annandale, Va., with Fraud by an Unregistered Commodity Trading Advisor Mon, 27 Feb 2012 20:11:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6191-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders James G. Brandolino to Pay $1 Million Penalty to Settle CFTC Charges of Commodity Futures Fraud Mon, 27 Feb 2012 18:22:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6190-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Illinois Orders Former Futures Trader David Sklena to Pay over $6.6 Million for Cheating Customers Mon, 27 Feb 2012 17:44:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6189-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Settles Action against Aaron Klein for Failing to Disclose He Was a Registrant’s Principal Fri, 24 Feb 2012 21:57:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6185-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Iowa Resident Jeffrey J. Kinseth and His Company, Virtual Vision Inc., to Pay More than $1 Million in Restitution and Penalties in Fraud Action Thu, 23 Feb 2012 16:52:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6187-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders New York Firm D.E. Shaw & Co. L.P. to Pay $140,000 Penalty for Violating Soybean and Corn Futures Speculative Position Limits Wed, 22 Feb 2012 16:57:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6186-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Mitchell Brian Huffman of North Carolina with Operating a Fraudulent $3.2 Million Commodity Pool Scheme Fri, 17 Feb 2012 17:35:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6183-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Texas Resident Robert D. Watson to Pay $31 Million for Defrauding Customers, Misappropriating Millions of Dollars, and Providing Fictitious Records in Forex Scheme Thu, 16 Feb 2012 21:14:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6181-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Georgia Federal Court Enters Order for Permanent Injunction against Joseph L. Autry, Jr. and His Company, Autry Capital Management LLC, for Commodity Fraud Wed, 15 Feb 2012 21:06:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6179-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Puerto Rico Resident Angel F. Collazo and his Companies, ACJ Capital Inc. and Solid View Capital LLC, in Forex Fraud Ponzi Scheme Wed, 15 Feb 2012 21:06:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6180-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Permanent Injunction against British Virgin Island Firm InterForex, Inc. for Acting as an Unregistered Retail Forex Dealer; Firm Ordered to Modify Website Thu, 09 Feb 2012 18:19:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6177-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Settles False Reporting Charges against Mark Vanderploeg and his Companies Involving Grain Elevators and Cooperatives in Five Midwestern States Wed, 08 Feb 2012 17:56:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6158-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Texas Resident Christopher B. Cornett in Foreign Currency Fraud Action Wed, 08 Feb 2012 16:50:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6175-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Arizona Federal Court Orders Anthony Eugene Linton to Pay More Than $1.7 Million for Operating Ponzi Scheme Thu, 02 Feb 2012 21:15:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6174-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Issues Consumer Advisory Alerting Public to Possible Precious Metals Fraud Tue, 31 Jan 2012 19:49:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6172-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Conn. Resident Timothy Michael Murphy and His Company, Centurion Global Capital Management LLC, to Pay $360,000 for Commodity Pool Solicitation Fraud Mon, 23 Jan 2012 19:32:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6169-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Files Enforcement Action against Two Indian Citizens for Allegedly Engaging in an Illegal Trading Scheme Thu, 12 Jan 2012 19:18:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6168-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Illinois Federal Court Imposes $140,000 Civil Monetary Penalty on Foreign Currency Firm, FXOpen Investments Inc., for Acting as an Unregistered Retail Foreign Exchange Dealer Mon, 09 Jan 2012 18:52:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6164-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Newedge USA, LLC, a Registered Futures Commission Merchant, to Pay $700,000 for Submitting Inaccurate Large Trader Reports to the CFTC and for Violating a Prior CFTC Order Mon, 09 Jan 2012 17:29:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6167-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders CFTC Defendant Larry Benny Groover to Pay $2.69 Million for Defrauding Customers in Forex Ponzi Scheme Thu, 05 Jan 2012 21:14:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6165-12.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Michigan Federal Court Orders Jeffrey L. Groendyke and JG Forex Fund to Pay over $1.4 Million for Operating a Forex Ponzi Scheme Mon, 19 Dec 2011 16:29:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6160-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Pro Trading Course, LLC, and Richard Regan with Solicitation Fraud Wed, 07 Dec 2011 16:36:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6155-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Merrill Lynch Commodities, Inc. to Pay $350,000 Civil Penalty for Violating Cotton Futures Speculative Position Limits Wed, 07 Dec 2011 16:05:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6154-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges San Diego Resident Charles Steven Goodie and His Company, CSG Commodity Services Group, with Commodity Pool Fraud Tue, 06 Dec 2011 22:35:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6152-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Brant L. Rushton and Melissa C. Rushston and their Company, Summit Trading & Capital LLC, with Misappropriation and Issuing False Statements in Fraudulent Commodity Scheme Thu, 01 Dec 2011 21:13:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6150-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Mississippi Residents Gary and Bradley Futch and Their Company, Tradewind Investments, LLC, with Commodity Options Fraud Wed, 30 Nov 2011 16:01:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6149-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders London-based Enskilda Futures Ltd. and Its Swedish Principal, Skandinaviska Enskilda Banken AB, to Pay a $150,000 Civil Penalty for Supervision Violations Mon, 28 Nov 2011 18:34:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6147-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Wisconsin-based Forex Dealer Jacob Juma Omukwe and His Companies to Pay over $2.6 Million in Restitution and Penalties in Foreign Currency Scheme Wed, 23 Nov 2011 16:20:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6146-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges California Residents Robert Cannone, Thomas Breen, and Francis Franco and Their Company, National Equities Holdings, Inc. with $1.4 Million Commodity Pool Fraud Wed, 16 Nov 2011 20:48:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6142-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Files Enforcement Actions against International Commodity Advisors, ProfitStars Int’l Corp., and Paragon FX Enterprises, Alleging Violations of the Commodity Exchange Act and Forex Regulations Wed, 16 Nov 2011 19:28:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6141-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders South Florida Resident Alan A. Grant and his Company, Francis Grant Investments Inc., to Pay $500,000 in Forex Fraud Charges Wed, 09 Nov 2011 20:49:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6139-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sanctions Velocity Futures, LLC, for Supervision Violations Wed, 09 Nov 2011 18:56:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6138-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges GID Group, Inc., Rodney and Roger Wagner with Fraud and Misappropriation in Connection with a $5.5 Million Forex Ponzi Scheme Wed, 09 Nov 2011 17:15:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6137-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Denver Man Nicholas Trimble and His Two Companies with Solicitation Fraud and Misappropriating Customer Funds in Million Dollar Foreign Currency Scheme Wed, 09 Nov 2011 16:30:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6136-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Orders against Patrick Rakotonanahary and his Company, Cyber Market Group LLC, for Defrauding Customers in a Multi-Million Dollar Foreign Currency Ponzi Scheme Fri, 04 Nov 2011 20:49:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6135-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Court Orders Jeffery A. Lowrance and His Company to Pay More than $4.5 Million for Operating Foreign Currency Ponzi Scheme Fri, 04 Nov 2011 20:08:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6134-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Charlotte, NC, Couple and Their Companies to Pay $24 Million for Defrauding Customers in Foreign Currency Ponzi Scheme Wed, 02 Nov 2011 15:38:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6133-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases North Carolina Federal Court Orders Rodney W. Whitney, Nicholas T. Cox, and Integra Capital Management, LLC, to Pay Over $6.9 Million for Ponzi Scheme Thu, 27 Oct 2011 20:18:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6130-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Seeks to Revoke or Suspend the Registration of Raleigh Capital Management, Inc. Wed, 26 Oct 2011 16:21:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6129-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Files Anti-Fraud Action against Idahoan Michael Justin Hoopes for Operating a Multi-Million Dollar Ponzi Scheme that Defrauded Mostly Idaho Residents Wed, 26 Oct 2011 14:16:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6128-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Texas Residents Linda Harris, Chance Harris and Two of Their Companies with Solicitation Fraud, Misrepresentation, and Misappropriation in Multi-Million Dollar Forex Scheme Tue, 25 Oct 2011 18:42:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6127-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Permanent Injunction against California Resident Scott Bottolfson and His Two Companies for Defrauding Customers in Multi-Million Dollar Commodity Pool Ponzi Scheme Wed, 19 Oct 2011 17:40:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6125-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Default Judgment against North Carolina Foreign Currency Firm Barki LLC in a $38 Million Ponzi Scheme Tue, 11 Oct 2011 21:36:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6123-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Texas Resident Ray M. White and CRW Management LP to Pay More than $19 Million for Defrauding Customers and Misappropriating Millions of Dollars in Forex Fraud Tue, 11 Oct 2011 18:53:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6122-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Releases Annual Enforcement Results Thu, 06 Oct 2011 16:57:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6121-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Convict Perry Jay Griggs and His Wife to Pay $2.1 Million Civil Penalty for Multi-Million Dollar Commodity Pool Fraud and Misappropriation Tue, 04 Oct 2011 19:41:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6120-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Forex Capital Markets LLC Ordered to Pay More Than $14.2 Million to Settle CFTC Charges Relating to Its Failure to Supervise Customer Accounts Mon, 03 Oct 2011 16:17:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6119-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Oscar Hernandez and His Florida Companies with Operating $3 Million Commodity Pool Ponzi Scheme Fri, 30 Sep 2011 17:07:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6118-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Alpha Trade Group, S.A. and Six Individuals with Fraud and Misappropriation in Connection with a $1.7 Million Foreign Currency and Futures Scheme Wed, 28 Sep 2011 14:40:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6115-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges National Accounting Firm McGladrey & Pullen, LLP, and Partner David Shane with Failure to Properly Audit One World Capital Group, a Former Registered Futures Commission Merchant Thu, 22 Sep 2011 17:38:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6114-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges California Resident James D. Crombie and Paron Capital Management, LLC with Making False, Fictitious, or Fraudulent Statements to the National Futures Association Thu, 15 Sep 2011 20:05:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6112-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges North Carolina Resident Toby D. Hunter and Two of His Companies with Fraud and Misappropriation in Multi-Million Dollar Commodity Scheme Fri, 09 Sep 2011 19:46:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6110-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Massachusetts Man Jeffrey Liskov and His Company, EagleEye Asset Management, LLC, with Committing a $3 Million Forex Fraud Fri, 09 Sep 2011 19:24:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6109-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sues 11 Foreign Currency Firms in Second Nationwide Sweep Against Unregistered Firms Thu, 08 Sep 2011 15:09:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6108-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges North Carolinian Roy Scarboro, Jr. with Solicitation Fraud and Misappropriating Customer Funds in Forex Scheme Thu, 01 Sep 2011 21:40:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6103-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Final Judgment against Italian National Carmine Garofalo Charged with Illegal Trading Wed, 31 Aug 2011 14:31:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6100-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Chicago-Based Floor Broker Craig Taffel Pays $180,000 Civil Monetary Penalty to Settle Charges that He Acted as an Unregistered Futures Commission Merchant Thu, 25 Aug 2011 20:52:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6099-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Chicago Futures Commission Merchant Tenco, Inc. Settles CFTC Charges that it Failed to Diligently Supervise and Placed Trades Without Proper Authorization Thu, 25 Aug 2011 20:19:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6098-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Dearborn Trading, Inc. and Joel Bronstein of Chicago, Illinois to pay $180,000 Civil Penalty for Failing to File Pool’s Closing Annual Report Thu, 25 Aug 2011 19:46:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6097-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Douglas Elsworth Wilson and Three California Companies with Solicitation Fraud, Misappropriating Customer Funds, and Issuing False Statements in Multi-Million Dollar Commodity Futures and Forex Scheme Mon, 22 Aug 2011 20:46:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6096-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Blue Sky Capital Management Corp. and Gregory M. Schneider with Making False Statements to the National Futures Association Wed, 10 Aug 2011 19:29:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6091-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Finds that St. Augustine, Florida, Couple and Their Company Defrauded Customers in Off-Exchange Foreign Currency Scheme Mon, 08 Aug 2011 20:18:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6090-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Moroccan National and Former Citigroup Trader Otmane El Rhazi to Pay Over $1.49 Million for Unlawful Trading and Misappropriation from a Citibank, N.A. Proprietary Account Mon, 08 Aug 2011 15:06:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6089-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Tampa Resident Anthony J. Klatch II and Four Other Defendants with Fraudulently Soliciting over $11.3 Million Fri, 05 Aug 2011 17:08:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6088-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases London-based Forex Capital Markets Ltd. Ordered to Pay $140,000 Penalty to Settle CFTC Charges of Acting as an Unregistered Retail Forex Exchange Dealer Wed, 03 Aug 2011 15:31:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6087-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Susan G. Davis, David E. Howard II, Joseph Burgos, and their Companies with Fraud in Off-Exchange Foreign Currency Scheme Fri, 29 Jul 2011 15:46:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6083-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in California Orders Ruben Gonzalez, Jose Naranjo, and their Company to Pay over $8 Million for Operating Ponzi Scheme and Misappropriation Thu, 28 Jul 2011 20:49:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6086-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Illinois Orders Jay C. Nolan and His Company, Lodge Capital Group, LLC, to Pay $825,000 Civil Monetary Penalty for Multi-Million Commodity Pool Fraud Scheme Wed, 27 Jul 2011 15:50:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6082-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Christopher L. Pia, Former Portfolio Manager for Hedge Fund Moore Capital Management, LLC, to Pay $1 Million Penalty to Settle CFTC Charges of Attempted Manipulation Mon, 25 Jul 2011 19:01:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6079-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Texas Orders Jeremiah C. Yancy and His Company to Pay More than $2 Million for Foreign Currency Ponzi Scheme and Misappropriation Thu, 21 Jul 2011 21:41:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6077-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Ecoval Dairy Trade, Inc. Ordered to Pay $1,425,000 Penalty to Settle CFTC Charges of Attempted Manipulation of Non Fat Dry Milk Futures Prices Tue, 19 Jul 2011 18:08:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6075-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Jeffery A. Lowrance and His Company, First Capital Savings and Loan, with Operating a Million Dollar Foreign Currency Ponzi Scheme Fri, 15 Jul 2011 19:05:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6074-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Illinois Orders Joseph A. Dawson to Pay $2.1 Million Penalty for Commodity Pool Fraud and Misappropriation Wed, 13 Jul 2011 17:40:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6072-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Robert S. Moss of North Carolina with Commodity Pool Fraud and Misappropriation Wed, 13 Jul 2011 16:11:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6071-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Default Judgment and Permanent Injunction against Florida Resident David L. Ortiz and His Companies for Defrauding Customers in Off-Exchange Foreign Currency Scam Tue, 12 Jul 2011 15:38:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6069-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges CIS Commodities LLC and Allen N. Ward with Misappropriation of Customer Funds and also Charges CIS, Ward, Trans Global Investments, LLC and Charles Leroy Timberlake with Misrepresentation and Issuing False Statements Fri, 08 Jul 2011 15:15:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6068-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Texas Federal Court Issues Order Freezing Assets of Mark Rice and His Houston Company, Financial Robotics Thu, 07 Jul 2011 16:08:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6067-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Two Air Traffic Controllers and Commodity Trader Michael Gomez with Fraud and Misappropriation in $1.4 Million Dollar Off-Exchange Foreign Currency Scheme Tue, 05 Jul 2011 21:08:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6061-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Grand Island, Nebraska Resident with Fraud and Records Violations in Connection with $4 Million Commodity Pool Thu, 30 Jun 2011 21:33:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6065-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Colorado-based Flint-McClung Capital LLC and Shawon McClung with Fraud and Misappropriation in $1.9 Million Off-Exchange Foreign Currency Ponzi Scheme Thu, 30 Jun 2011 20:03:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6063-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Juvenal Machado and Florida-based Invers Forex, LLC with Defrauding Foreign Currency Customers of Almost $800,000 in Ponzi Scheme Tue, 28 Jun 2011 20:18:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6057-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Mark Adrian of Florida to Pay $140,000 Civil Penalty in Fraudulent Foreign Currency Scheme Mon, 27 Jun 2011 18:10:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6058-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Default Judgment and Permanent Injunction against ForInvest Group aka ForInvests Group LLC for Violating Multiple CFTC Registration Requirements Mon, 20 Jun 2011 20:18:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6055-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Florida Orders Capital Blu Management, LLC, Donovan Davis Jr., Damien Bromfield, Blayne Davis and DD International Holdings, LLC to Pay More than $17 Million for Committing Fraud Thu, 16 Jun 2011 20:53:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6054-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Victor E. Cilli and his company, Progressive Investment Funds LLC, with Operating a Commodity Pool Ponzi Scheme and Misappropriating Customer Funds Wed, 15 Jun 2011 16:49:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6053-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Revokes Registrations of Texas-based M25 Investments, Inc. and M37 Investments, LLC Tue, 07 Jun 2011 20:12:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6051-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Neal E. Hall of North Carolina with Registration and Disclosure Violations Tue, 07 Jun 2011 15:08:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6049-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Moroccan Resident Richmond Hamilton, Jr., and Chicago Commodity Pool Operator Raleigh Capital Management, Inc. to Pay More than $4 Million in Restitution and a Civil Monetary Penalty for Misappropriation & False Statements to the NFA Wed, 01 Jun 2011 20:21:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6047-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in Texas Orders Richard D. Theye to Pay More than $6.2 Million for Defrauding Investors in a Multi-Million Dollar Ponzi Scheme Thu, 26 May 2011 19:02:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6046-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Nebraska Residents Jonathan W. Arrington, Michael B. Kratville and Michael J. Welke and their Companies with $4.7 Million Fraud Thu, 26 May 2011 18:09:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6045-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sanctions Cadent Financial Services LLC $125,000 for Supervision Violations Wed, 25 May 2011 20:01:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6042-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Parnon Energy Inc., Arcadia Petroleum Ltd. and Arcadia Energy (Suisse) SA with Price Manipulation in the Crude Oil Market Tue, 24 May 2011 19:43:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6041-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Florida Firm, American Precious Metals, LLC, and Principals, Sammy J. Goldman and Harry Robert Tanner, Jr., with Fraud Thu, 19 May 2011 18:23:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6040-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Puerto Rico Resident Angel F. Collazo and ACJ Capital, Inc. with Solicitation Fraud and Issuing False Statements in Off-Exchange Leveraged Foreign Currency Scheme Mon, 16 May 2011 18:20:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6039-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Settles Charges against FX Trading, LLC for Failing to Maintain Minimum Net Capital Required for Futures Commission Merchants Thu, 12 May 2011 19:06:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6037-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Russian National Marat Yunusov to Pay $500,000 Civil Monetary Penalty for Illegal Commodity Futures Trading Scheme Mon, 09 May 2011 16:15:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6036-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Michigan Man Jeffrey L. Groendyke with Operating a Foreign Currency Ponzi Scheme and Misappropriating Customer Funds Wed, 04 May 2011 16:12:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6034-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Permanently Bars Former CME Floor Broker Thorbjorn Haveman from Trading for Misappropriation and Fictitious, Noncompetitive and Unauthorized Trading Mon, 02 May 2011 18:35:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6032-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sanctions New York Resident Howard Winell and His Companies, Winell Associates, Inc., and Maxie Partners GP, LLC, More than $5.2 Million for Fraud Mon, 02 May 2011 18:25:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6031-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Files Anti-Fraud Action against California Companies 20/20 Trading Company, Inc. and 20/20 Precious Metals, Inc. and their Employees, Bharat Adatia, Sharief McDowell and Todd Krejci Thu, 28 Apr 2011 16:11:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6029-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases New York Federal Court Orders Brian Kim and Liquid Capital Management, LLC, to Pay More than $12 Million in Restitution and Monetary Sanctions for Commodity Pool Fraud Thu, 21 Apr 2011 21:58:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6028-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Receiver Makes $792 Million Initial Distribution to Investors in New York Defendants Paul Greenwood’s and Stephen Walsh’s $1.3 Billion Investment Ponzi Scam Charged by the CFTC and SEC Thu, 21 Apr 2011 17:40:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6027-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Citigroup Trader Otmane El Rhazi, a Moroccan National, with Unlawful Trading and Misappropriation from a Citibank Proprietary Account Mon, 18 Apr 2011 20:21:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6025-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges California Resident Lyndon Lydell Parrilla and His Company, Green Tree Capital, with Fraud in Multi-Million Dollar Forex Scheme Thu, 14 Apr 2011 17:55:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6024-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sues 14 Foreign Currency Firms in Nationwide Sweep Thu, 14 Apr 2011 16:55:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5974-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Settles Charges against Kuen Cheol Song for Illegal, Fictitious Trading Scheme Tue, 12 Apr 2011 19:45:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6023-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Pennsylvania-based New Century Investment Management LLC and Ward Onsa of Marco Island, Florida, with Operating a Commodity Pool Ponzi Scheme Wed, 06 Apr 2011 14:49:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6016-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Florida Precious Metals Company Kastle & Hawke, Inc. and its Principals, James A. Ward and Nathaniel R. Walker, with Fraud Wed, 30 Mar 2011 20:48:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6014-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases U.S. District Court Orders Texas Man Willie Lee Cloud, Jr. and his Company, C & R Financial, Inc., to Pay More than $5.35 Million in Restitution and a Civil Monetary Penalty for Operating a Foreign Currency Ponzi Scheme Tue, 29 Mar 2011 19:54:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6012-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC and State of California Charge The Trade Tech Institute, Inc., Technology Trading International, Inc., Robert Sorchini and Richard Carter with Fraudulently Soliciting More than 600 Managed Commodity Trading Accounts Wed, 23 Mar 2011 16:48:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6005-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sanctions Hernando Chovil of McLean, Virginia, for Fraud in Connection with Operating a Commodity Pool Tue, 22 Mar 2011 19:42:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6008-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sanctions Bunge Global Markets, Inc. $550,000 for Entering Pre-Market Soybean Futures Orders on Globex that Caused Non-Bona Fide Prices to be Reported Tue, 22 Mar 2011 16:20:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6007-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court in North Carolina Orders Dennis Todd Hagemann and Yellowstone Partners, Inc. to Pay More than $1.6 Million for Defrauding Investors in a Foreign Currency Ponzi Scheme Mon, 21 Mar 2011 22:02:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5999-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Florida Resident Jeremy M. Globe and his Company, GlobeFX Club, Inc., with Making False Statements to the National Futures Association Mon, 21 Mar 2011 21:15:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6006-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Florida Couple and their Company, Queen Shoals Consultants, LLC, with Defrauding Foreign Currency Customers of More than $1.44 Million Thu, 17 Mar 2011 20:38:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6004-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Orders Brookshire Raw Materials Management, LLC, John M. Marshall, Stephen Z. Adams and Other Companies to Pay More than $15.8 Million for Defrauding Pool Participants and Misappropriating Millions of Dollars in a Commodity Pool Scheme Wed, 16 Mar 2011 16:02:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6003-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Alan James Watson, Michael S. Potts and Cash Flow Financial LLC with Defrauding Customers in $45 Million Commodity Pool Ponzi Scheme Tue, 15 Mar 2011 19:27:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr6002-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Jacob Juma Omukwe and his Companies with Solicitation Fraud and Misappropriation in $3 Million Foreign Currency Scheme Wed, 09 Mar 2011 18:13:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5997-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Arizona Federal Court Imposes More than $1.1 Million in Restitution and Monetary Sanctions on Helmut H. Weber, Charged with Fraud and Misappropriation in Foreign Currency Scheme Fri, 04 Mar 2011 21:34:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5996-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Tennessee Federal Court Imposes More than $49.7 Million in Monetary Sanctions on Dennis R. Bolze and His Company, Centurion Asset Management, Inc. for Fraud and Misappropriation in Commodity Pool Ponzi Scheme Fri, 04 Mar 2011 19:57:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5995-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases California Federal Court Imposes More than $46.9 Million in Monetary Sanctions on Robert D. Bame and his Firm, Forward Investment Group, LLC, for Commodity Pool Fraud Thu, 03 Mar 2011 17:08:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5994-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases New York Federal Court Orders Staten Island Resident Jeffrey Shalhoub and Jeff Shalhoub Investments to Pay More than $700,000 in Connection with a Commodity Futures Ponzi Scheme Tue, 01 Mar 2011 21:48:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5993-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Florida Resident David L. Ortiz and his Companies, Goyep International, Inc. and Royal Returns, Inc., with Defrauding Customers in an Off-Exchange Foreign Currency Scam Mon, 28 Feb 2011 18:06:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5992-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Seeks to Revoke the Registrations of Texas-based M25 Investments, Inc. and M37 Investments, LLC Thu, 24 Feb 2011 19:21:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5991-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Missouri Resident Randall L. Stuckey and His Three Business Entities with Soliciting at Least $2.8 Million from Customers in Foreign Currency (Forex) Futures Fraud Tue, 22 Feb 2011 21:18:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5990-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sanctions Cantor Fitzgerald & Co. $100,000 for Wash Sales and Causing Noncompetitive Trading in the Reformulated Gasoline Futures Contract Traded on the New York Mercantile Exchange Tue, 22 Feb 2011 18:39:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5989-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Federal Court Freezes Assets of Texas Man Larry Benny Groover, Charged by the CFTC with Operating a Foreign Currency Ponzi Scheme and Misappropriating Customer Funds Thu, 17 Feb 2011 15:27:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5986-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Obtains Asset Freeze against Keith Simmons, Deanna Salazar, Bryan Coats, Jonathan Davey and Their Companies, Charged in $35 Million Foreign Currency Ponzi Scheme Wed, 16 Feb 2011 21:39:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5985-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases New York Federal Court Freezes Assets of Brian Kim and His New York Firm, Liquid Capital Management LLC Tue, 15 Feb 2011 17:10:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5984-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Two North Carolina Residents and their Company, PMC Strategy, LLC, with Fraudulently Soliciting at least $669,000 in Foreign Currency Ponzi Scheme Mon, 14 Feb 2011 22:28:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5983-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges New York Resident Hasaan R. Steel with Commodity Pool Fraud Wed, 09 Feb 2011 16:15:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5982-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Chicago-Based Futures Commission Merchant Newedge USA, LLC to Pay More than $220,000 for Violating Speculative Position Limits in Live Cattle Futures Trading Tue, 08 Feb 2011 15:55:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5981-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Wins Commodity Fraud Trial Fri, 04 Feb 2011 19:55:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5980-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sanctions New York Resident James M. Peister and His Company, Northstar International Group, Inc., More than $11 Million to Settle CFTC Anti-Fraud Action Thu, 03 Feb 2011 18:17:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5979-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Minnesota Federal Court Orders Minnesota Man Charles E. Hays and His Company, Crossfire Trading, LLC, to Pay More than $84 Million in Disgorgement and Civil Monetary Penalties in Connection with Multi-Million Dollar Commodity Pool Ponzi Scheme Wed, 02 Feb 2011 20:54:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5978-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Utah Federal Court Freezes Assets of Robert Andres and His Houston Firm, Winsome Investment Trust, and Robert Holloway and His Salt Lake City Company, US Ventures LC Mon, 31 Jan 2011 21:33:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5976-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Orders Illinois Traders Andrew Daniels, Ed Taylor and Daniels Trading Group LLC to Pay $2 Million and Imposes Trading Prohibition for Violating Rough Rice Speculative Position Limits and Concealing Material Facts from the CME Group Wed, 26 Jan 2011 21:33:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5975-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Florida Federal Court Orders Sarasota Resident Beau Diamond and his Company, Diamond Ventures LLC, to Pay More than $4 Million in Restitution and Civil Monetary Penalties in Connection with Multi-Million Dollar Forex Fraud Tue, 25 Jan 2011 17:10:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5971-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges Arizona Resident Anthony Eugene Linton with Operating a Foreign Currency Ponzi Scheme Mon, 24 Jan 2011 17:04:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5970-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Sanctions Commodity Trading Advisor Alan F. Dasher Thu, 13 Jan 2011 17:37:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5963-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases CFTC Charges California Resident Scott Bottolfson with Operating a $14 Million Commodity Pool Ponzi Scheme Tue, 11 Jan 2011 19:09:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5962-11.html

]]> $urlvar=//www.cftc.gov/PressRoom/PressReleases/ http//qa.cftc.gov/PressRoom/PressReleases Utah Resident Darren L. Shanks and His Firm, Forex Auto Profits, LLC, Ordered to Pay More than $2.9 Million in Fines and Restitution for Fraud and Misappropriation in Foreign Currency Scheme Fri, 07 Jan 2011 17:32:00 UTC http://www.cftc.gov/PressRoom/PressReleases/pr5961-11.html

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