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RELEASE: publicroundtable080111agenda

  • Public Roundtable to Discuss International Issues relating to the Implementation of Title VII of the Dodd-Frank Act
    Three Lafayette Centre
    1155 21st Street, NW
    Washington, DC 20581

    August 1, 2011

    9:00 a.m. - 9:30 a.m.

    Introduction and Opening Remarks by CFTC and SEC Staff

    9:30 a.m. - 11:00 a.m.

    Session I. Cross-border Transactions

    • Application of requirements to foreign and domestic entities
    • Reporting requirements
    • Mandatory clearing and trading requirements

    11:00 a.m. - 11:15 a.m.


    11:15 a.m. - 1:00 p.m.

    Session II. Global Entities

    • Registration as a swap or security-based swap dealer or major swap or security-based swap participant
    • Substantive requirements
    • Regulation of transactions versus regulation of entities
    • Effect of international regulatory differences on global entities

    1:00 a.m. - 2:15 p.m.

    Lunchtime Break

    2:15 p.m. - 4:00 p.m.

    Session III. Market Infrastructure

    • Registration of clearing agencies, trade data repositories, execution facilities and exchanges
    • Substantive requirements
    • Effect of international regulatory differences on market infrastructure

    Last Updated: July 26, 2011

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