9:00 a.m. - 9:30 a.m.

Introduction and Opening Remarks by CFTC and SEC Staff

9:30 a.m. - 11:00 a.m.

Session I. Cross-border Transactions

• Application of requirements to foreign and domestic entities
• Reporting requirements
• Mandatory clearing and trading requirements

11:00 a.m. - 11:15 a.m.

Break

11:15 a.m. - 1:00 p.m.

Session II. Global Entities

• Registration as a swap or security-based swap dealer or major swap or security-based swap participant
• Substantive requirements
• Regulation of transactions versus regulation of entities
• Effect of international regulatory differences on global entities

1:00 a.m. - 2:15 p.m.

Lunchtime Break

2:15 p.m. - 4:00 p.m.

Session III. Market Infrastructure

• Registration of clearing agencies, trade data repositories, execution facilities and exchanges
• Substantive requirements
• Effect of international regulatory differences on market infrastructure