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RELEASE: pr6806-13

  • December 20, 2013

    CFTC Staff Issues Time-Limited No-Action Letter from Certain Entity-Level Internal Business Conduct Requirements for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada, the European Union, Japan, and Switzerland

    Washington, DC — Today, the Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission (CFTC) issued a time-limited no-action letter that provides relief to non-U.S. SDs and non-U.S. MSPs established in Australia, Canada, the European Union, Japan, and Switzerland from compliance with Commission regulations 23.600(c)(2) and 23.608, and, in the case of a non-U.S. SD or non-U.S. MSP established in Switzerland, 23.609.

    The letter issued today by the Divisions will expire on March 3, 2014.

    Last Updated: December 20, 2013

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