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RELEASE: pr5876-10

  • August 19, 2010

    CFTC-SEC Announce Panelists for August 20, 2010, Public Roundtable to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps

    Washington, DC – The staffs of the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) today announced the panelists for their August 20, 2010, public roundtable to discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps. Note: the Roundtable’s agenda may be found in Commission press release #5870-10 (see related documents).

    Panel One: Identifying Types of Conflicts

    Clearing Organizations:

    • Johnathan Short, Senior Vice President, General Counsel and Corporate Secretary, ICE
    • William H. Navin, Executive Vice President and General Counsel, OCC

    Exchanges/Potential SEFs:

    • Lee Olesky, CEO and Co-Founder, TradeWeb

    Members/Potential Members:

    • James Hill, Managing Director and Global Credit Derivatives Officer, Morgan Stanley, representing the Securities Industry and Financial, Markets Association
    • Jason Kastner, Vice Chairman, Swaps and Derivatives Markets Association

    Investors or Consultants:

    • William De Leon, Executive Vice President, Global Head of Portfolio Risk Management, PIMCO
    • Heather Slavkin, Senior Legal and Policy Advisor, Office of Investment, AFL-CIO

    Interdealer Brokers:

    • Shawn Bernardo, Managing Director, Tullett Prebon Americas Corp.representing the Wholesale Markets Brokers Association

    Academic Community:

    • Darrell Duffie, Stanford University
    • Randy Kroszner, Professor of Economics, Booth School of Business, University of Chicago

    Panel Two: Ways to Mitigate Conflicts of Interest

    Clearing Organizations:

    • Roger Liddell, CEO, LCH Clearnet Group

    Exchanges/Potential SEFs:

    • Rick McVey, CEO, MarketAxess
    • Lynn Martin, COO, NYSE Liffe U.S.

    Members/Potential Members:

    • Jeremy Barnum, Managing Director, J.P. Morgan
    • Jason Kastner, Vice Chairman, Swaps and Derivatives Markets Association

    Investors or Consultants:

    • Heather Slavkin, Senior Legal and Policy Advisor, Office of Investment, AFL-CIO
    • Richard Prager, Managing Director, Global Head of FI Trading, Blackrock, or Stuart Spodek, Managing Director, Blackrock (Member of the Board, ISDA)

    Interdealer Brokers:

    • Shawn Bernardo, Managing Director, Tullett Prebon Americas Corp., representing Wholesale Markets Brokers Association

    Academic Community:

    • Hal Scott, Harvard Law School
    • Michael Greenberger, Professor, University of Maryland School of Law

    Media Contacts
    Scott Schneider
    202-418-5174

    R. David Gary
    202-418-5085

    Last Updated: August 20, 2010

See Also:

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