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Date
General Press Releases
12/31/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Further No-Action Relief for Certain U.S. Banks Wholly Owned by Non-U.S. Swap Dealers, for Purposes of Making Calculations Under the Swap Dealer Definition, 6488-12
12/31/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Registration Relief to Certain Introducing Brokers and Commodity Trading Advisors Involved in Swaps Activities, 6487-12
12/31/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Time-Limited Registration Relief to Certain Associated Persons, 6486-12
12/21/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter for Certain Persons Required to Register Pursuant to Recent Changes to Commission Regulations, 6485-12
12/21/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter for Operators of Investment Pools that Invest in Legacy Securitization Vehicles, 6484-12
12/21/2012
CFTC’s Division of Market Oversight Provides Swap Dealers With Swap Data Reporting Relief, 6483-12
12/21/2012
CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from the Reporting of Certain Non-Reporting Counterparty Information Pursuant to Parts 45 and 46, 6482-12
12/21/2012
CFTC’s Office of the General Counsel Issues Time-Limited, No-Action Relief for Compo Equity Total Return Swaps, 6481-12
12/21/2012
CFTC’s Division of Clearing and Risk Issues No-Action Letter for Singapore Exchange Derivatives Clearing Limited and its Clearing Members, 6480-12
12/21/2012
CFTC’s Division of Market Oversight Provides Additional Information Concerning its Existing No-Action Relief (CFTC Letter No. 12-46) for Reporting Parties Regarding Legal Entity Identifiers and Certain Identifying Information, 6479-12
12/21/2012
CFTC Approves Exemptive Order on Cross-Border Application of the Swaps Provisions of Dodd-Frank, 6478-12
12/21/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Regarding the Treatment of Swap Transactions Arising from Multilateral Portfolio Compression Exercises for Purposes of Making Calculations Under the Swap Dealer Definition, 6477-12
12/20/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain U.S. Banks Wholly Owned by Non-U.S. Swap Dealers, for Purposes of Making Calculations Under the Swap Dealer Definition, 6476-12
12/19/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief Regarding the Treatment of Swap Transactions by Persons Engaging in Floor Trader Activities, for Purposes of Making Calculations Under the Swap Dealer Definitio, 6475-12
12/19/2012
CFTC’s Division of Market Oversight Issues Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants From the Reporting Provisions of Part 45 for CDS Clearing-Related Swaps, 6473-12
12/18/2012
CFTC Releases Rule Enforcement Review of ICE Futures US, 6471-12
12/18/2012
CFTC Issues Interim Final Rules Regarding Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants, 6470-12
12/18/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter on the Obligation of Swap Dealers and Major Swap Participants to Provide the Pre-Trade Mid-Market Mark for Certain Credit Default Swaps and Interest Rate Swaps, 6469-12
12/18/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief Regarding the Treatment of Swap Transactions on Natural Gas Exchange for Purposes of Making Calculations Under the Swap Dealer Definition, 6468-12
12/18/2012
CFTC’s Division of Clearing and Risk Issues No-Action Letter for Japan Securities Clearing Corporation and its Clearing Participants, 6467-12
12/17/2012
CFTC’s Division of Market Oversight Issues Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants From Compliance With Reporting Obligations, 6466-12
12/17/2012
CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from Parts 43 and 45 Reporting for Prime Brokerage Transactions, and Reporting of Unique Swap Identifiers in Related Trades under Part 45 by Prime Brokers, 6465-12
12/17/2012
CFTC Approves Final Rule on Adaptation of Regulations to Incorporate Swaps – Records of Transactions, 6464-12
12/14/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Swap Dealers Concerning Annual Reports of Chief Compliance Officers, 6463-12
12/14/2012
CFTC’s Division of Market Oversight Issues No-Action Letter Addressing Timeline for Swap Dealer Compliance with Large Swap Trader Reporting Rules, 6462-12
12/13/2012
CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from the Post-Allocation Swap Timing Requirement of § 45.3(e)(ii)(A) of the Commission’s Regulations, 6461-12
12/11/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Providing an Alternative to Fingerprinting to Establish Fitness of Principals Residing Outside the United States, 6459-12
12/11/2012
CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to Provide Certain Exemptive Relief Consistent With the Expiring July 2012 Exemptive Order, 6458-12
12/11/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Futures Commission Merchants Concerning Annual Reports of Chief Compliance Officers, 6457-12
12/10/2012
CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Part 20 Reporting Entities Regarding Identifying Information and for Part 45 & Part 46 Reporting Counterparties Regarding Legal Entity Identifiers & Other Identifying Information, 6456-12
12/10/2012
CFTC Accepting Public Comment on an Amended Request from the Chicago Mercantile Exchange Inc. to Adopt New Chapter 10 (“Regulatory Reporting of Swap Data”) and New Rule 1001 (“Regulatory Reporting of Swap Data”) of CME’s Rulebook, 6455-12
12/07/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Interpretative Guidance and No-Action Letter for Operators of Securitization Vehicles, 6453-12
12/07/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter for Operators of Mortgage REITs, 6452-12
12/07/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Provides No-Action Relief to Swap Dealers and Major Swap Participants from Compliance with Statutory Disqualification Prohibition with Respect to their Association with Certain Persons, 6451-12
12/06/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter on the Obligation of Swap Dealers and Major Swap Participants to Provide the Pre-Trade Mid-Market Mark for Certain Foreign Exchange Transactions, 6449-12
12/05/2012
CFTC’s Division of Market Oversight Provides Swap Dealers With Swap Data Reporting Relief With Respect To Equity Swaps, Foreign Exchange Swaps and Other Commodity Swaps, Due to Effects of Hurricane Sandy, 6446-12
12/04/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues a No-Action Letter for Business Development Companies, 6442-12
12/04/2012
CFTC Approves Order to Remove Interest Rate Asset Class from the Provisional Registration of ICE Trade Vault, LLC as a Swap Data Repository, 6440-12
12/04/2012
Joint Press Statement of Leaders on Operating Principles and Areas of Exploration in the Regulation of the Cross-border OTC Derivatives Market, 6439-12
12/03/2012
CFTC Approves Order to Add the Other Commodity Asset Class to the Provisional Registration of DTCC Data Repository (U.S.), LLC as a Swap Data Repository, 6438-12
11/30/2012
CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief Concerning Bespoke or Complex Swaps, 6436-12
11/30/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time Limited No-Action Letters for Operators of Certain Funds of Funds, 6435-12
11/30/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action for Family Offices, 6434-12
11/29/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Amended No-Action Letter on the Pay-to-Play Rules for Swap Dealers Conducting Business with Certain Governmental Special Entities-, 6433-12
11/28/2012
CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief from Required Clearing for Swaps entered into by Certain Cooperatives, 6431-12
11/28/2012
CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief from Required Clearing for Swaps between Affiliated Counterparties, 6430-12
11/28/2012
CFTC Issues Clearing Determination for Certain Credit Default Swaps and Interest Rate Swaps, 6429-12
11/28/2012
CFTC Staff Withdraws Elements of the “Frequently Asked Questions on Reporting of Cleared Swaps”, 6428-12
11/28/2012
CFTC Seeks Public Comment on Request from the Chicago Mercantile Exchange Inc. to Adopt New Chapter 10 (“Regulatory Reporting of Swap Data”) and New Rule 1001 (“Regulatory Reporting of Swap Data”) of CME’s Rulebook, 6427-12
11/28/2012
CFTC Meeting Scheduled for November 29, 2012, Has Been Cancelled, 6426-12
11/21/2012
CFTC Approves Application of Chicago Mercantile Exchange, Inc. for Provisional Registration as a Swap Data Repository, 6421-12
11/21/2012
CFTC to Hold 2012 Research Conference to Discuss Key Issues in Derivatives Markets, 6420-12
11/21/2012
CFTC to Hold Open Meeting to Consider Clearing Requirement Determination, 6418-12
11/20/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter on the Pay-to-Play Rules for Swap Dealers Conducting Business with Certain Governmental Special Entities, 6417-12
11/20/2012
CFTC Seeks Public Comment on Request from Natural Gas Exchange Inc. for an Amendment to its Order of Registration as a Derivatives Clearing Organization, 6415-12
11/20/2012
CFTC Staff Issues No-Action Letter Addressing Timeline for Swap Dealer Compliance with Swap Data Reporting Rules, 6414-12
11/15/2012
CFTC Approves Position Limit Appeal , 6413-12
11/14/2012
CFTC Issues Proposed Swaps Report for Public Comment, 6412-12
11/14/2012
CFTC’s Office of General Counsel Responds to Questions Regarding Certain Physical Commercial Agreements for the Supply and Consumption of Energy, 6411-12
11/14/2012
CFTC Seeks Public Comment on Request from ICE Clear Europe Limited for Order Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Customer Account, 6410-12
11/01/2012
CFTC’s Division of Clearing and Risk Issues Staff Interpretation Regarding Part 22, 6408-12
11/01/2012
CFTC’s Division of Clearing and Risk Issues Temporary Compliance Delay Due to Hurricane Sandy, 6406-12
10/31/2012
Commodity Futures Trading Commission’s Global Markets Advisory Committee to Meet November 7, 2012, 6405-12
10/30/2012
Hurricane Sandy Information,
10/29/2012
Commodity Futures Trading Commission Confirms Technology Advisory Committee Meeting on October 30, 2012,
10/26/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief to Swap Dealers and Major Swap Participants Regarding Certain Recordkeeping Obligations, 6404-12
10/23/2012
CFTC Announces Public Meeting of the Technology Advisory Committee, 6401-12
10/23/2012
CFTC Meeting Scheduled for October 25, 2012, Has Been Cancelled, 6398-12
10/23/2012
CFTC Proposes New Regulations and to Amend Existing Regulations to Enhance Protections for Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations, 6396-12
10/22/2012
CFTC Issues Final Interpretative Guidance to Clarify Foreign Regulators Indemnification and Confidentiality Obligations, 6394-12
10/18/2012
CFTC to Hold Open Meeting to Consider a Notice of Proposed Rulemaking on Enhancing Customer Protections, 6392-12
10/16/2012
CFTC Issues Final Rule Amending Existing Commission Regulations to Incorporate Swaps, 6391-12
10/12/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the Swaps Calculation by Certain Foreign Entities for Purposes of the Swap Dealer and Major Swap Participant Definitions, 6390-12
10/12/2012
CFTC Division of Swap Dealer and Intermediary Oversight Issues Letter Providing Time-Limited No-action Relief with Respect to Foreign Exchange Forwards and Foreign Exchange Swaps, 6389-12
10/12/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter Regarding the Treatment of Agricultural and Exempt Commodities in Making Calculations for Purposes of the Swap Dealer and Major Swap Participant Definitions, 6388-12
10/12/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Interpretative Letter Regarding Scope of Bona Fide Hedging Exemption for Registered Investment Companies, 6387-12
10/12/2012
CFTC Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the De Minimis Threshold for Swaps with Utility Special Entities, 6386-12
10/12/2012
CFTC Office of General Counsel Issues Interpretative and No-Action Letter Regarding Eligible Contract Participant Issues, 6385-12
10/12/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Registration No-Action Relief for Certain Swaps Intermediaries, 6384-12
10/11/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Interpretative Guidance to Equity REITs and Certain Securitization Funds, 6383-12
10/11/2012
CFTC Staff Preserves Regulatory Status Quo for Petitioning RTOs & ISOs, and for Government and Cooperatively-Owned Electric Utilities, 6382-12
10/11/2012
CFTC Staff Responds to Frequently Asked Questions on the Reporting of Cleared Swaps, 6381-12
10/10/2012
CFTC Staff Responds to Questions on Start of Swap Data Reporting, 6380-12
10/04/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Guidance on Segregated and Secured Funds Maintained in a Combined Omnibus Account, 6377-12
10/03/2012
Singapore Exchange Derivatives Trading Limited’s MSCI Indonesia Index Futures Contract has been Certified and may be Offered to U.S. persons through Direct Access Effective October 2, 2012, 6375-12
09/28/2012
CFTC Designates trueEX LLC as a Contract Market, 6371-12
09/26/2012
CFTC’s Division of Clearing and Risk Issues Extension of Time for Compliance from Certain Pre-Trade Screening Requirements, 6366-12
09/26/2012
CFTC Certifies S&P 500 Index Futures Contract Submitted by the Bolsa de Valores, Mercadorias e Futuros, 6365-12
09/20/2012
CFTC Approves Application of DTCC Data Repository, LLC for Provisional Registration as a Swap Data Repository, 6355-12
09/11/2012
CFTC Seeks Public Comment on Request from ICE Clear Europe for Order Permitting Portfolio Margining of Futures and Foreign Futures Contracts, 6351-12
09/11/2012
CFTC Meeting Scheduled for September 12, 2012, Has Been Cancelled, 6349-12
09/10/2012
CFTC Staff Responds to Questions on Timing of Swap Dealer Registration Rules, 6348-12
09/05/2012
CFTC to Hold Open Meeting to Consider Proposed Rules on Enhancing Customer Protections and Final Rules on Adaptation of Existing Regulations to Incorporate Swaps, 6344-12
08/28/2012
CFTC Certifies Euro STOXX 50 Ex Financials Index Futures Contract Submitted by Eurex Deutschland, 6338-12
08/27/2012
CFTC Issues Final Rules Establishing Swap Dealer and Major Swap Participant Requirements for Swap Trading Relationship Documentation, Swap Confirmation, Reconciliation and Compression of Swap Portfolios, 6336-12
08/23/2012
CFTC Approves Conforming Amendments to Part 4 Regulations Governing Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors, 6334-12
08/21/2012
CFTC Issues Proposed Order to Exempt Certain Specified Transactions of Regional Transmission Organizations and Independent System Operators, 6332-12
08/21/2012
CFTC Announces Website for Market Participants to Register for CFTC Interim Compliant Identifiers (CICI), 6331-12
08/17/2012
CFTC Issues Proposed Order to Exempt Certain Non-Financial Energy Derivative Transactions Between Government-Owned Electric Utilities and Cooperatively-Owned Electric Utilities, 6330-12
08/17/2012
CFTC Approves Conforming Rule on Registration of Intermediaries, 6329-12
08/16/2012
CFTC Proposes Inter-Affiliate Clearing Exemption, 6328-12
08/15/2012
CFTC Staff Grants Temporary No-Action Relief to Persons Eligible for the Trade Option Exemption, 6327-12
08/14/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Responds to Questions Regarding Recent Amendments to Compliance Obligations for Commodity Pool Operators and Commodity Trading Advisors, 6326-12
08/08/2012
CFTC Requests Public Comment on Cantor Clearinghouse, LP Petition to Amend its Order of Registration as a Derivatives Clearing Organization, 6323-12
08/02/2012
CFTC Staff to Host a Public Roundtable to Discuss Additional Customer Protections, 6322-12
07/26/2012
CFTC Requests Public Comment on an Application by LCH.Clearnet SA for Registration as a Derivatives Clearing Organization, 6319-12
07/25/2012
Public Meeting of the Technology Advisory Committee to be Held Tomorrow, 6316-12
07/24/2012
CFTC’s Division of Market Oversight Issues Temporary No-Action Relief from the Aggregation Requirements of the Commission’s Rule Regarding Position Limits for Futures and Swaps, 6314-12
07/24/2012
CFTC Approves Regulations to Phase in Compliance with Clearing Requirements of the Dodd-Frank Act, 6312-12
07/24/2012
CFTC Proposes Clearing Determination for Certain Credit Default Swaps and Interest Rate Swaps, 6311-12
07/24/2012
CFTC Announces Designation of DTCC-SWIFT as the Provider of CFTC Interim Compliant Identifiers, 6310-12
07/20/2012
CFTC Certifies Euro STOXX 50 Volatility Index Mini Futures Contract Submitted by Eurex Deutschland, 6309-12
07/18/2012
CFTC’s Division of Market Oversight Issues Temporary No-Action Relief to Non-Clearing Swap Dealers to Comply with Large Trader Reporting Requirements for Physical Commodity Swaps and Swaptions, 6306-12
07/17/2012
CFTC Announces Public Meeting of the Technology Advisory Committee, 6305-12
07/13/2012
CFTC Approves New Financial Rules Submitted by the National Futures Association to Strengthen the Protection of Customer Funds Held by Futures Commission Merchants, 6303-12
07/13/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief to Certain CPOs and CTAs to Meet Registration and Compliance Obligations, 6302-12
07/06/2012
CFTC’s Division of Market Oversight Issues Letter to Market Participants Regarding Compliance with Large Trader Reporting System for Physical Commodity Swaps and Swaptions, 6298-12
07/06/2012
CFTC Reopens Public Comment Period on Margin Requirements for Uncleared Swaps , 6297-12
07/03/2012
CFTC Issues Final Order Amending the Effective Date for Swap Regulation Order Issued on July 14, 2011, 6296-12
07/03/2012
CFTC to Hold Open Meeting to Consider Final Rule on the Further Definition of the term “Swap,” Final Rule on the End-User Exception to Clearing, and Proposed Rule to Exempt from Clearing Certain Swaps by Cooperatives, 6295-12
06/29/2012
CFTC Approves Phased Compliance Proposal for Certain Swap Regulations, 6294-12
06/29/2012
CFTC Approves Proposed Interpretive Guidance on Cross-Border Application of the Swaps Provisions of the Dodd-Frank Act, 6293-12
06/28/2012
CFTC Issues Order of Provisional Registration as a Swap Data Repository to ICE Trade Vault, LLC, 6292-12
06/28/2012
CFTC Approves Notice of Proposed Rulemaking to Enhance its Identification of Futures and Swap Market Participants, 6291-12
06/25/2012
CFTC Approves Notice of Proposed Rulemaking Prohibiting the Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements, 6287-12
06/21/2012
CFTC Will Not Hold June 21, 2012, Meeting, 6285-12
06/19/2012
The CFTC Announces the Departure of Chief Economist Andrei Kirilenko to the Massachusetts Institute of Technology, 6284-12
06/15/2012
CFTC Announces Public Meeting of the Technology Advisory Committee and Renewal of the Committee Charter and Membership, 6283-12
06/15/2012
CFTC Certifies Dow Jones Industrial Average Futures Contract Submitted by Osaka Securities Exchange, 6282-12
06/14/2012
CFTC to Hold Open Meeting to Consider Proposed Interpretive Guidance on Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act and a Proposed Exemptive Order Regarding Compliance with Certain Regulations under the Commodity Exc, 6281-12
06/12/2012
Statement of CFTC Chairman Gary Gensler Regarding Senate Appropriations Subcommittee’s Vote on the CFTC Budget, 6278-12
06/06/2012
Statement of CFTC Chairman Gary Gensler Regarding House Appropriations Subcommittee’s Vote on the CFTC Budget, 6274-12
06/05/2012
CFTC Certifies Nine Contracts Submitted by Eurex Deutschland, 6272-12
06/05/2012
CFTC’s Division of Market Oversight Issues Updated Guidebook for Part 20 Reports, 6271-12
06/01/2012
CFTC Files a General Creditor Claim in the Liquidation of MF Global, 6269-12
05/25/2012
CFTC Staff to Host a Public Roundtable to Discuss Proposed Regulations Implementing Core Principle 9 for Designated Contract Markets, 6264-12
05/24/2012
CFTC Staff to Host a Public Roundtable to Discuss the Proposed Volcker Rule, 6263-12
05/18/2012
CFTC Approves Notice of Proposed Rulemaking Regarding Regulations on Aggregation for Position Limits for Futures and Swaps, 6260-12
05/18/2012
CFTC Approves Final Rule on Swap Data Recordkeeping and Reporting Requirements for Pre-Dodd-Frank and Transition Swaps, 6259-12
05/10/2012
CFTC Proposes Order Amending the Effective Date for Swap Regulation Order Issued on July 14, 2011, 6255-12
05/07/2012
Joint Statement on Regulation of OTC Derivatives Markets,
05/03/2012
CFTC to Hold Open Meeting to Consider a Final Rule on Core Principles and Other Requirements for Designated Contract Markets and a Proposed Order Amending the Effective Date for Swap Regulation, 6252-12
05/01/2012
CFTC Votes to Clarify Indemnification and Confidentiality Provisions in the Dodd-Frank Act, 6246-12
04/25/2012
CFTC Releases Rule Enforcement Review of NYSE Liffe U.S., 6241-12
04/19/2012
Volcker Rule Conformance Period Clarified, 6238-12
04/18/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Financial Reporting Guidance to Futures Commission Merchants, 6237-12
04/18/2012
The Montreal Exchange’s S&P/TSX 60 Index Mini Futures Contract has been Deemed Certified and may be Offered to U.S. persons through Direct Access Effective April 19, 2012, 6234-12
04/17/2012
CFTC, National Futures Association, and AARP co-sponsor "Avoiding Fraud is Your Best Money Strategy" during Money Smart Week, 6233-12
04/16/2012
CPSS and IOSCO Issue Final Report on Principles for Financial Market Infrastructures and Seek Comment on Two Consultative Documents, 6232-12
04/11/2012
CFTC to Hold Open Meeting to Consider Two Final Rules, 6228-12
04/05/2012
CFTC Requests Public Comment on Application Submitted by Nadex Clearing, LLC for Registration as a Derivatives Clearing Organization, 6226-12
04/02/2012
CFTC Issues Order Prohibiting North American Derivatives Exchange’s Political Event Derivatives Contracts, 6224-12
03/27/2012
Singapore Exchange Derivatives Trading Limited’s Euro Stoxx 50 Index Futures Contract has been Certified and may be Offered to U.S. persons through Direct Access Effective March 23, 2012, 6221-12
03/27/2012
CFTC’s Division of Market Oversight Issues Advisory Addressing Bona Fide Hedge Transactions and Positions, 6220-12
03/27/2012
CFTC’s Division of Market Oversight Issues Advisory Highlighting the Commission’s Special Call Authorities Relating to Claimed Exemptions from Speculative Position Limits, 6219-12
03/26/2012
CFTC Announces Public Meeting of the Technology Advisory Committee and Members of the New Subcommittee on Automated and High Frequency Trading, 6217-12
03/23/2012
CFTC Seeks Public Comment on Request from NYPC for Order Permitting Cross Margining for Market Professionals, 6216-12
03/22/2012
CFTC’s Division of Market Oversight Issues Letter to Market Participants Regarding Compliance with Large Trader Reporting System for Physical Commodity Swaps and Swaptions, 6215-12
03/20/2012
CFTC Seeks Public Comment on Request from ICE Clear Europe for Order Permitting Portfolio Margining of Cleared Swaps and Foreign Futures Contracts, 6212-12
03/16/2012
CFTC Releases Staff Analysis of Market Data Related to Single-Name and Index Credit Default Swaps, 6211-12
03/13/2012
CFTC to Hold Open Meeting to Consider One Final Rule, 6209-12
03/13/2012
CFTC Vacates CME Clearing Europe Limited Registration as a Derivatives Clearing Organization, 6208-12
03/12/2012
CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators, 6201-12
03/09/2012
CFTC Announces Process to Designate the Provider of CFTC Interim Compliant Identifiers, 6200-12
02/28/2012
CFTC Proposes Rules to Help Prevent and Detect Identity Theft, 6192-12
02/23/2012
CFTC Staff to Host a Two-Day Public Roundtable to Discuss Additional Customer Collateral Protections, 6188-12
02/21/2012
CFTC to Hold Open Meeting to Consider One Final Rule and One Proposed Rule, 6184-12
02/16/2012
CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposed Rule, 6182-12
02/09/2012
Commodity Futures Trading Commission Votes to Establish a New Subcommittee of the Technology Advisory Committee (TAC) to focus on High Frequency Trading, 6178-12
02/09/2012
CFTC Issues Final Rule Amending Registration and Compliance Obligations for Commodity Pool Operators and Commodity Trading Advisors, 6176-12
02/02/2012
Commodity Futures Trading Commission and Securities and Exchange Commission Release Joint Report to Congress on International Swap Regulation, 6173-12
01/25/2012
CFTC Releases Results of Limited Reviews of Futures Commission Merchants, 6171-12
01/25/2012
CFTC Staff to Host Public Roundtable to Discuss the “Available to Trade” Provision for Swap Execution Facilities and Designated Contract Markets, 6170-12
01/06/2012
CFTC Chairman Names Vincente Martinez as Director of Recently Opened Whistleblower Office, 6166-12
01/05/2012
CFTC Commences 90-day Review of NADEX’s Proposed Political Event Derivatives Contracts, 6163-12
01/04/2012
CFTC to Hold Open Meeting to Consider Three Final Rules, One Proposed Rule and a Delegation of Authority Order, 6162-12

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