Technology Advisory Committee

CFTC’s Technology Advisory Committee
1155 21st Street, N.W.
Washington, DC 20581

October 30, 2012

Agenda

9:00 a.m. to 9:05 a.m.

Opening Remarks

Commissioner Scott D. O’Malia, Chairman, TAC

   

9:05 a.m. to 9:15 a.m.

Opening Remarks of CFTC Commissioners

   

9:15 a.m. to 10:45 a.m.

Panel I: Updates from the Subcommittee on High Frequency Trading, Overview and Working Groups 1 and 2

 
  • Overview of Subcommittee Work by Andrei Kirilenko (Chief Economist, CFTC)
  • Presentation of Working Group 1
  • Presentation of Working Group 2
  • Discussion
   

10:45 a.m. to 11:00 a.m.

Break

   

11:00 a.m. to 12:30 p.m.

Panel I Continued: Updates from the Subcommittee on High Frequency Trading, Working Groups 3 and 4

 

    • Presentation of Working Group 3

    • Presentation of Working Group 4

    • Discussion

12:30 p.m. to 1:30 p.m.

Lunch Break

   

1:30 p.m. to 2:00 p.m.

Panel II: Status Update on Customer Protection Technology Solution in Response to MF Global and Peregrine Financial

 

    • Christopher Hehmeyer (Chairman of the Board, NFA)

    Bryan Durkin (Chief Operating Officer, CME Group)

   

2:00 p.m. to 3:15 p.m.

Panel III: Pre-Trade Credit Checks and Rule 1.73

 

    • John Lawton (Deputy Director, CFTC Division of Clearing and Risk)

    • Greg Wood (Director, Deutsche Bank Securities; President, FIA Information Technology Division)

   

3:15 p.m. to 3:30 p.m.

Break

   

3:30 p.m. to 4:45 p.m.

Panel IV: Timing for Acceptance/Rejection of Clearing and Rule 1.74

 

    • John Lawton (Deputy Director, CFTC Division of Clearing and Risk)

    • Bryan Fairbanks (Executive Director, UBS)

    • Dan Maguire (Managing Director, LCH.Clearnet)

    • Randall Costa (Managing Director, Citadel)

   

4:45 p.m. to 5:00 p.m.

Concluding Remarks

 

    • Commissioner Scott D. O’Malia, Chairman, TAC