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Events

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Date
Events
12/16/2010
Open Meeting on Eighth Series of Proposed Rules under the Dodd-Frank Act
Commodity Futures Trading Commission – Washington , DC
CFTC to hold open meeting.

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12/10/2010
CFTC, SEC Staff Roundtable to Discuss Issues Related to Capital and Margin for Swaps and Security-Based Swaps
Commodity Futures Trading Commission – Washington , DC
Staff from the CFTC and SEC to host a roundtable.

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12/09/2010
Open Meeting on Seventh Series of Proposed Rules under the Dodd-Frank Act
Commodity Futures Trading Commission – Washington , DC
CFTC to hold open meeting.

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12/02/2010
CFTC Staff Roundtable to Discuss Disruptive Trading Practices
Commodity Futures Trading Commission – Washington , DC
CFTC staff to hold roundtable.

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12/01/2010
Open Meeting on Sixth Series of Proposed Rules under the Dodd-Frank Act
Commodity Futures Trading Commission – Washington , DC
CFTC to hold open meeting.

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11/19/2010
Open Meeting on Fifth Series of Proposed Rules under the Dodd-Frank Act
Commodity Futures Trading Commission – Washington , DC
CFTC to hold open meeting.

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11/10/2010
Open Meeting on Fourth Series of Proposed Rules under the Dodd-Frank Act
Commodity Futures Trading Commission – Washington , DC
CFTC to hold open meeting.

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11/05/2010
Joint CFTC-SEC Advisory Committee Meeting
Commodity Futures Trading Commission – Washington , DC
Committee to continue its examination of emerging regulatory issues.

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10/26/2010
Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act
Commodity Futures Trading Commission – Washington , DC
CFTC to hold open meeting.

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10/22/2010
CFTC Staff Roundtable on Customer Collateral Protection
Commodity Futures Trading Commission – Washington , DC
CFTC staff to hold public roundtable.

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10/22/2010
CFTC, SEC Staffs Roundtable on Credit Default Swaps
Commodity Futures Trading Commission – Washington , DC
CFTC and SEC staffs to hold public roundtable.

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10/19/2010
Open Meeting on Second Series of Proposed Rules under the Dodd-Frank Act
Commodity Futures Trading Commission – Washington , DC
CFTC to hold open meeting.

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10/12/2010
Technology Advisory Committee
Commodity Futures Trading Commission – Washington , DC
CFTC Commissioner O'Malia to chair.

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10/05/2010
Global Markets Advisory Committee Meeting
Commodity Futures Trading Commission – Washington , DC
CFTC Commissioner Sommers to chair.

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10/01/2010
Open Meeting on First Series of Proposed Rules under the Dodd-Frank Act
Commodity Futures Trading Commission – Washington , DC
CFTC to hold open meeting.

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09/16/2010
CFTC Staff Roundtable on the Proposed Ownership and Control Report
Commodity Futures Trading Commission – Washington , DC
CFTC staff to lead a public roundtable.

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09/15/2010
CFTC, SEC Staffs Roundtable on Swap Execution Facilities and Security-Based Swap Execution Facilities
Securities and Exchanges Commission – Washington , DC
CFTC and SEC staffs to hold public roundtable.

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09/14/2010
SEC, CFTC Roundtable to Discuss Swap Data, Swap Data Repositories and Real Time Reporting
Commodity Futures Trading Commission – Washington , DC
CFTC and SEC staffs to hold a public roundtable

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08/20/2010
CFTC-SEC Roundtable on Governance and Conflicts of Interest in the Clearing and Listing of Swaps
Commodity Futures Trading Commission – Washington , DC
CFTC and SEC staffs to hold a public roundtable

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08/11/2010
Joint CFTC-SEC Advisory Committee Meeting
Commodity Futures Trading Commission – Washington , DC
Committee to continue its examination of the market events of May 6, 2010

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08/05/2010
Agricultural Advisory Committee Meeting
Commodity Futures Trading Commission – Washington , DC
CFTC Commissioner Dunn to chair

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07/14/2010
Technology Advisory Committee
Commodity Futures Trading Commission – Washington , DC
CFTC Commissioner O'Malia to chair

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06/22/2010
Joint CFTC-SEC Advisory Committee Meeting
Securities and Exchanges Commission – Washington , DC
Testimony by representatives from various exchanges and firms regarding the market events of May 6, 2010
05/24/2010
Joint CFTC-SEC Advisory Committee Meeting on Emerging Regulatory Issues
Securities and Exchanges Commission – Washington , DC
The Joint Committee will discuss the preliminary findings of the staffs of the CFTC and SEC related to the unusual market events of May 6, 2010.

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04/27/2010
03/25/2010
Public Meeting to Examine Futures and Options Trading in the Metals Markets
Commodity Futures Trading Commission – Washington , DC
01/14/2010
Public Meeting Regarding Proposed Position Limits Rule
Commodity Futures Trading Commission – Washington , DC

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