SULFUR FINANCIAL INSTR 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-006265
Commitments of Traders with Delta-adjusted Options and Futures Combined, December 28, 2010
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION :
: : :
All : 18,112: 13,188 0 0 4,840 18,103 18,028 18,103: 84 9
Old : 18,112: 13,188 0 0 4,840 18,103 18,028 18,103: 84 9
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: December 21, 2010 :
: -1,582: -1,165 0 0 -400 -1,539 -1,565 -1,539: -17 -43
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 72.8 0.0 0.0 26.7 100.0 99.5 100.0: 0.5 0.0
Old : 100.0: 72.8 0.0 0.0 26.7 100.0 99.5 100.0: 0.5 0.0
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 21: 9 0 0 7 8 16 8:
Old : 21: 9 0 0 7 8 16 8:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 67.3 95.0 94.6 100.0 67.3 89.9 92.8 94.7
Old : 67.3 95.0 94.6 100.0 67.3 89.9 92.8 94.7
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268
Commitments of Traders with Delta-adjusted Options and Futures Combined, December 28, 2010
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 1,000 METRIC TONS CCX C02) :
: : :
All : 4,307: 3,523 502 585 0 3,162 4,109 4,249: 198 58
Old : 4,307: 3,523 502 585 0 3,162 4,109 4,249: 198 58
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: December 21, 2010 :
: -1,401: -1,385 -320 57 0 -1,174 -1,328 -1,436: -73 36
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 81.8 11.7 13.6 0.0 73.4 95.4 98.7: 4.6 1.3
Old : 100.0: 81.8 11.7 13.6 0.0 73.4 95.4 98.7: 4.6 1.3
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 20: 17 1 6 0 2 18 8:
Old : 20: 17 1 6 0 2 18 8:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 61.8 92.7 82.0 98.7 56.5 85.1 73.4 85.1
Old : 61.8 92.7 82.0 98.7 56.5 85.1 73.4 85.1
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
RGGI CO2 ALLOWANCE 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U
Commitments of Traders with Delta-adjusted Options and Futures Combined, December 28, 2010
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) :
: : :
All : 11,949: 493 78 5 11,408 11,827 11,906 11,910: 43 39
Old : 11,949: 493 78 5 11,408 11,827 11,906 11,910: 43 39
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: December 21, 2010 :
: 42: -19 -5 -0 57 43 38 38: 4 4
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 4.1 0.7 0.0 95.5 99.0 99.6 99.7: 0.4 0.3
Old : 100.0: 4.1 0.7 0.0 95.5 99.0 99.6 99.7: 0.4 0.3
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 20: 4 2 3 7 7 12 11:
Old : 20: 4 2 3 7 7 12 11:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 94.3 86.9 99.1 99.4 94.2 86.9 99.1 99.4
Old : 94.3 86.9 99.1 99.4 94.2 86.9 99.1 99.4
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated January 3, 2011