SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2009
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) :
: : :
All : 36,806: 21,416 1,985 250 15,094 34,546 36,761 36,781: 45 26
Old : 36,806: 21,416 1,985 250 15,094 34,546 36,761 36,781: 45 26
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: November 3, 2009 :
: 799: 613 90 41 118 646 772 777: 27 22
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 58.2 5.4 0.7 41.0 93.9 99.9 99.9: 0.1 0.1
Old : 100.0: 58.2 5.4 0.7 41.0 93.9 99.9 99.9: 0.1 0.1
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 43: 13 7 5 15 18 29 29:
Old : 43: 13 7 5 15 18 29 29:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 79.1 59.0 91.9 80.7 69.7 52.2 77.0 69.5
Old : 79.1 59.0 91.9 80.7 69.7 52.2 77.0 69.5
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2009
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 1,000 METRIC TONS CCX C02) :
: : :
All : 4,815: 2,762 177 1,347 289 3,196 4,398 4,720: 417 95
Old : 4,815: 2,762 177 1,347 289 3,196 4,398 4,720: 417 95
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: November 3, 2009 :
: -102: -117 -42 -5 -50 -55 -172 -101: 70 -0
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 57.4 3.7 28.0 6.0 66.4 91.3 98.0: 8.7 2.0
Old : 100.0: 57.4 3.7 28.0 6.0 66.4 91.3 98.0: 8.7 2.0
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 28: 19 4 8 1 5 23 14:
Old : 28: 19 4 8 1 5 23 14:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 42.8 79.2 66.3 96.3 33.0 60.2 45.1 63.9
Old : 42.8 79.2 66.3 96.3 33.0 60.2 45.1 63.9
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2009
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) :
: : :
All : 29,040: 1,462 939 977 26,550 27,117 28,989 29,033: 51 7
Old : 29,040: 1,462 939 977 26,550 27,117 28,989 29,033: 51 7
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: November 3, 2009 :
: 937: 201 -94 17 716 1,023 933 946: 4 -9
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 5.0 3.2 3.4 91.4 93.4 99.8 100.0: 0.2 0.0
Old : 100.0: 5.0 3.2 3.4 91.4 93.4 99.8 100.0: 0.2 0.0
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 32: 5 4 7 19 15 29 22:
Old : 32: 5 4 7 19 15 29 22:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 74.5 61.9 85.6 82.3 69.6 58.5 78.4 72.9
Old : 74.5 61.9 85.6 82.3 69.6 58.5 78.4 72.9
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 13, 2009