SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 3, 2009
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION ALLOWANCES) :
: : :
All : 36,008: 20,803 1,895 210 14,977 33,899 35,990 36,004: 18 4
Old : 36,008: 20,803 1,895 210 14,977 33,899 35,990 36,004: 18 4
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: October 27, 2009 :
: -1,227: -467 -358 -132 -630 -738 -1,229 -1,228: 2 1
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 57.8 5.3 0.6 41.6 94.1 99.9 100.0: 0.1 0.0
Old : 100.0: 57.8 5.3 0.6 41.6 94.1 99.9 100.0: 0.1 0.0
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 42: 12 7 5 15 18 29 28:
Old : 42: 12 7 5 15 18 29 28:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 79.1 57.7 92.5 80.6 69.4 53.2 80.0 71.0
Old : 79.1 57.7 92.5 80.6 69.4 53.2 80.0 71.0
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 3, 2009
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 1,000 METRIC TONS CCX C02) :
: : :
All : 4,916: 2,879 219 1,352 339 3,251 4,569 4,821: 347 95
Old : 4,916: 2,879 219 1,352 339 3,251 4,569 4,821: 347 95
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: October 27, 2009 :
: 474: 362 -13 16 75 477 453 479: 22 -5
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 58.6 4.5 27.5 6.9 66.1 92.9 98.1: 7.1 1.9
Old : 100.0: 58.6 4.5 27.5 6.9 66.1 92.9 98.1: 7.1 1.9
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 31: 22 4 8 1 5 26 14:
Old : 31: 22 4 8 1 5 26 14:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 43.0 78.7 66.9 95.4 33.2 59.1 45.0 63.5
Old : 43.0 78.7 66.9 95.4 33.2 59.1 45.0 63.5
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
NITROGEN FIN INS ANNUAL 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626F
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 3, 2009
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 1 U.S. EPA CAIR ANNUAL EMMISSION ALLOWANCES) :
: : :
All : 17,286: 379 2,100 0 16,907 15,186 17,286 17,286: 0 0
Old : 17,286: 379 2,100 0 16,907 15,186 17,286 17,286: 0 0
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: October 27, 2009 :
: -1,671: -245 1 -101 -1,289 -1,535 -1,635 -1,635: -36 -36
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 2.2 12.1 0.0 97.8 87.9 100.0 100.0: 0.0 0.0
Old : 100.0: 2.2 12.1 0.0 97.8 87.9 100.0 100.0: 0.0 0.0
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 20: 1 2 0 11 12 12 14:
Old : 20: 1 2 0 11 12 12 14:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 86.0 89.7 97.0 98.3 85.6 88.0 95.4 95.9
Old : 86.0 89.7 97.0 98.3 85.6 88.0 95.4 95.9
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U
Commitments of Traders with Delta-adjusted Options and Futures Combined, November 3, 2009
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) :
: : :
All : 28,103: 1,262 1,033 960 25,834 26,093 28,056 28,087: 47 16
Old : 28,103: 1,262 1,033 960 25,834 26,093 28,056 28,087: 47 16
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: October 27, 2009 :
: -123: 53 59 -23 -144 -164 -114 -127: -9 4
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 4.5 3.7 3.4 91.9 92.8 99.8 99.9: 0.2 0.1
Old : 100.0: 4.5 3.7 3.4 91.9 92.8 99.8 99.9: 0.2 0.1
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 32: 4 6 6 19 15 28 22:
Old : 32: 4 6 6 19 15 28 22:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 75.4 59.8 86.8 81.3 70.6 56.3 79.5 72.1
Old : 75.4 59.8 86.8 81.3 70.6 56.3 79.5 72.1
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 6, 2009