SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261
Commitments of Traders - Futures Only, November 3, 2009
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION :
: : :
All : 33,552: 19,415 1,897 54 14,071 31,597 33,540 33,548: 12 4
Old : 33,552: 19,415 1,897 54 14,071 31,597 33,540 33,548: 12 4
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: October 27, 2009 :
: -1,280: -489 -358 -174 -619 -749 -1,282 -1,281: 2 1
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 57.9 5.7 0.2 41.9 94.2 100.0 100.0: 0.0 0.0
Old : 100.0: 57.9 5.7 0.2 41.9 94.2 100.0 100.0: 0.0 0.0
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 41: 12 7 2 12 16 25 24:
Old : 41: 12 7 2 12 16 25 24:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 81.5 61.4 94.3 85.1 71.6 57.5 81.4 76.2
Old : 81.5 61.4 94.3 85.1 71.6 57.5 81.4 76.2
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268
Commitments of Traders - Futures Only, November 3, 2009
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 1,000 METRIC TONS CCX C02) :
: : :
All : 2,922: 2,339 601 13 339 2,299 2,691 2,913: 231 9
Old : 2,922: 2,339 601 13 339 2,299 2,691 2,913: 231 9
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: October 27, 2009 :
: 94: 9 13 3 75 78 87 94: 7 0
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 80.0 20.6 0.4 11.6 78.7 92.1 99.7: 7.9 0.3
Old : 100.0: 80.0 20.6 0.4 11.6 78.7 92.1 99.7: 7.9 0.3
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 27: 20 3 1 1 4 22 7:
Old : 27: 20 3 1 1 4 22 7:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 39.9 95.9 65.6 99.7 35.6 84.3 57.6 87.6
Old : 39.9 95.9 65.6 99.7 35.6 84.3 57.6 87.6
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
RGGI CO2 ALLOWANCE - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U
Commitments of Traders - Futures Only, November 3, 2009
-------------------------------------------------------------------------------------------------------------------
: Total : Reportable Positions : Nonreportable
:---------------------------------------------------------------------------------------- Positions
: Open : Non-Commercial : Commercial : Total :
: Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short
-------------------------------------------------------------------------------------------------------------------
: : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) :
: : :
All : 20,058: 1,344 197 119 18,548 19,726 20,011 20,042: 47 16
Old : 20,058: 1,344 197 119 18,548 19,726 20,011 20,042: 47 16
Other: 0: 0 0 0 0 0 0 0: 0 0
: : :
: : Changes in Commitments from: October 27, 2009 :
: 55: 18 56 29 17 -34 64 51: -9 4
: : :
: : Percent of Open Interest Represented by Each Category of Trader :
All : 100.0: 6.7 1.0 0.6 92.5 98.3 99.8 99.9: 0.2 0.1
Old : 100.0: 6.7 1.0 0.6 92.5 98.3 99.8 99.9: 0.2 0.1
Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0
: : :
:# Traders : Number of Traders in Each Category :
All : 30: 5 3 2 14 12 19 17:
Old : 30: 5 3 2 14 12 19 17:
Other: 0: 0 0 0 0 0 0 0:
:----------------------------------------------------------------------------------------------------
: Percent of Open Interest Held by the Indicated Number of the Largest Traders
: By Gross Position By Net Position
: 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders
: Long: Short Long Short: Long Short Long Short
:----------------------------------------------------------------------------------------------------
All : 83.4 70.6 93.6 93.9 83.4 70.5 93.6 93.3
Old : 83.4 70.6 93.6 93.9 83.4 70.5 93.6 93.3
Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 6, 2009