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Public Comments

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Deadline
Comment Description
01/21/2009
08-005
Comment File for Federal Register Release 73 FR 38403

Request To Exempt Certain Over-the-Counter Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to the Authority in Section 4(C) of the Commodity Exchange Act

Comments Open Date: 07/07/2008
Comments Closing Date: 08/21/2008
Comments Extended Date: 01/21/2009
01/05/2009
08-009
Comment File for Federal Register Release 73 FR 54097

17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9

Comments Open Date: 09/18/2008
Comments Closing Date: 11/17/2008
Comments Extended Date: 01/05/2009
02/04/2009
IF09-001 Comment File for Industry Filing
Filing Type: Rule - Product Terms and Conditions

Description: Establishes a limit on the number of registered delivery certificates that a person may own or control for non-commercial purposes.

Comments Open Date: 01/06/2009
Comments Closing Date: 02/04/2009
02/20/2009
09-001
Comment File for Federal Register Release 74 FR 3475

17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations

Comments Open Date: 01/21/2009
Comments Closing Date: 02/20/2009
03/23/2009
09-002
Comment File for Federal Register Release 74 FR 7838

17 CFR Parts 1, 30, and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds

Comments Open Date: 02/20/2009
Comments Closing Date: 03/23/2009
03/26/2009
09-003
Comment File for Federal Register Release 74 FR 8220

17 CFR Part 4 Commodity Pool Operator Periodic Account Statements and Annual Financial Reports

Comments Open Date: 02/24/2009
Comments Closing Date: 03/26/2009
06/16/2009
09-004
Comment File for Federal Register Release 74 FR 12282

17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits

Comments Open Date: 03/24/2009
Comments Closing Date: 05/26/2009
Comments Extended Date: 06/16/2009
07/06/2009
09-005
Comment File for Federal Register Release 74 FR 21290

17 CFR Part 1 Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers

Comments Open Date: 05/07/2009
Comments Closing Date: 07/06/2009
07/21/2009
09-006
Comment File for Federal Register Release 74 FR 23962

17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions

Comments Open Date: 05/22/2009
Comments Closing Date: 07/21/2009
07/13/2009
09-007
Comment File for Federal Register Release 74 FR 28028

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 06/12/2009
Comments Closing Date: 07/13/2009
02/05/2010
IF09-002 Comment File for Industry Filing
Filing Type: Action

Description: 4d Action: Request for a 4d Order re CME cleared CDS by CME Clearing House

Comments Open Date: 06/15/2009
Comments Closing Date: 02/05/2010
09/21/2009
IF09-003 Comment File for Industry Filing
Filing Type: Action

Description: Request for Amended Order: Requests Amended DCM Order to Allow Intermediation

Comments Open Date: 07/01/2009
Comments Closing Date: 09/21/2009
09/21/2009
IF09-004 Comment File for Industry Filing
Filing Type: Action

Description: Request for Amended Order: Amended Order to Clear Intermediated Trades

Comments Open Date: 07/01/2009
Comments Closing Date: 09/21/2009
07/30/2009
IF09-005 Comment File for Industry Filing
Filing Type: Rule - Trading Facility

Description: Certifies an Amendment to ELX Futures Rule IV 5(a)(iv) and (v), adding an Exchange of Futures for Futures (EFFs) rule to the rule governing Exchange of Futures for Related Positions.

Comments Open Date: 07/02/2009
Comments Closing Date: 07/30/2009
08/17/2009
09-008
Comment File for Federal Register Release 74 FR 31642

17 CFR Part 16 Account Ownership and Control Report

Comments Open Date: 07/02/2009
Comments Closing Date: 08/17/2009
07/30/2009
IF09-006 Comment File for Industry Filing
Filing Type: Rule - Trading Facility

Description: Requests approval of an amendment to Rule IV-16(d) (Exchange of Futures for Related Positions) that allows Exchange of Futures for Futures (EFFs).

Comments Open Date: 07/06/2009
Comments Closing Date: 07/30/2009
09/14/2009
09-009
Comment File for Federal Register Release 74 FR 40794

17 CFR Part 190 Account Class

Comments Open Date: 08/13/2009
Comments Closing Date: 09/14/2009
09/04/2009
09-010
Comment File for Federal Register Release 74 FR 42052

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 08/20/2009
Comments Closing Date: 09/04/2009
10/01/2009
CommentFile – CFTC09-001
Comment File for Press Release CFTC Implements New Transparency Efforts to Promote Market Integrity
The U.S. Commodity Futures Trading Commission today announced that it will begin implementing new transparency efforts outlined in a July 7, 2009, statement by CFTC Chairman Gary Gensler.

Comments Open Date: 09/02/2009
Comments Closing Date: 10/01/2009
11/05/2009
IF09-007 Comment File for Industry Filing
Filing Type: Organization - Trading Facility

Description: DCM (Designated Contract Market) Application

Comments Open Date: 09/25/2009
Comments Closing Date: 11/05/2009
11/27/2009
09-011
Comment File for Federal Register Release 74 FR 51261

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comments Open Date: 10/06/2009
Comments Closing Date: 10/21/2009
Comments Extended Date: 11/27/2009
11/27/2009
09-012
Comment File for Federal Register Release 74 FR 51264

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP--Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comments Open Date: 10/06/2009
Comments Closing Date: 10/21/2009
Comments Extended Date: 11/27/2009
10/26/2009
09-013
Comment File for Federal Register Release 74 FR 52188

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the San Juan Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-014
Comment File for Federal Register Release 74 FR 52186

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TETCO-M3 Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-015
Comment File for Federal Register Release 74 FR 52204

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Zone 6-NY Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-016
Comment File for Federal Register Release 74 FR 52196

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the AECO Financial Basis Contract, Offered for Trading on the Intercontinental Exchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-017
Comment File for Federal Register Release 74 FR 52198

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Chicago Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-018
Comment File for Federal Register Release 74 FR 52190

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Dominion-South Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-019
Comment File for Federal Register Release 74 FR 52206

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the HSC Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-020
Comment File for Federal Register Release 74 FR 52192

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Malin Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-021
Comment File for Federal Register Release 74 FR 52208

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NGPL TXOK Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-022
Comment File for Federal Register Release 74 FR 52194

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Permian Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-023
Comment File for Federal Register Release 74 FR 52210

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PG&E Citygate Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-024
Comment File for Federal Register Release 74 FR 52200

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
10/26/2009
09-025
Comment File for Federal Register Release 74 FR 52202

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Waha Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/09/2009
Comments Closing Date: 10/26/2009
11/12/2009
09-026
Comment File for Federal Register Release 74 FR 52434

Electronic Filing of Financial Reports and Notices

Comments Open Date: 10/13/2009
Comments Closing Date: 11/12/2009
11/04/2009
09-027
Comment File for Federal Register Release 74 FR 53720

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial Swing Contract; Henry Financial Basis Contract; and Henry Financial Index Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comments Open Date: 10/20/2009
Comments Closing Date: 11/04/2009
11/04/2009
09-028
Comment File for Federal Register Release 74 FR 53723

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Socal Border Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/20/2009
Comments Closing Date: 11/04/2009
11/04/2009
09-029
Comment File for Federal Register Release 74 FR 53724

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the (1) Phys, BS, LD1 (US/MM), AB-NIT Contract, et al., Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions

Comments Open Date: 10/20/2009
Comments Closing Date: 11/04/2009
11/04/2009
09-030
Comment File for Federal Register Release 74 FR 53728

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Fuel Oil-180 Singapore Swap Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/20/2009
Comments Closing Date: 11/04/2009
11/06/2009
09-031
Comment File for Federal Register Release 74 FR 54550

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NWP Rockies Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: 10/22/2009
Comments Closing Date: 11/06/2009
11/10/2009
09-032
Comment File for Federal Register Release 74 FR 54966

Notice of Intent, Pursuant to the Authority in Section 2(h)(7)of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PJM WH Real Time Peak Daily Contract; PJM WH Real Time Peak Contract; PJM WH Real Time Off-Peak Contract; PJM WH Day Ahead LMP Peak Daily Contract; and PJM WH Real Time Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comments Open Date: 10/26/2009
Comments Closing Date: 11/10/2009
12/14/2009
09-033
Comment File for Federal Register Release 74 FR 58608

Request for Comment on a Petition To Exempt Certain Over-the-Counter Agricultural Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to Section 4(c) of the Commodity Exchange Act

Comments Open Date: 11/13/2009
Comments Closing Date: 12/14/2009
01/15/2010
09-034
Comment File for Federal Register Release 74 FR 66598

17 CFR Part 190 Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy

Comments Open Date: 12/16/2009
Comments Closing Date: 01/15/2010