Font Size: AAA // Print // Bookmark

Public Comments

VIEW UPCOMING & RECENT EVENTS

Deadline
Comment Description
04/25/2007
07-001
Comment File for Federal Register Release 72 FR 14051

17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations

Comments Open Date: 03/26/2007
Comments Closing Date: 04/25/2007
05/29/2007
07-002
Comment File for Federal Register Release 72 FR 14939

Department of the Comptroller of the Currency 12 CFR Part 40; Federal Reserve System 12 CFR Part 216; Federal Deposit Insurance Corporation 12 CFR Part 332; Department of the Treasury Office of Thrift Supervision 12 CFR Part 573; National Credit Union Administration 12 CFR Part 716; Federal Trade Commission 16 CFR Part 313; Commodity Futures Trading Commission 17 CFR Part 160; Securities and Exchange Commission 17 CFR Part 248 Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act

Comments Open Date: 03/29/2007
Comments Closing Date: 05/29/2007
05/02/2007
07-003
Comment File for Federal Register Release 72 FR 15637

17 CFR Parts 1, 3, 4, 15, 166 Exemption From Registration for Certain Foreign Persons

Comments Open Date: 04/02/2007
Comments Closing Date: 05/02/2007
05/29/2007
07-004
Comment File for Federal Register Release 72 FR 20788

17 CFR Part 3 Registration of Intermediaries

Comments Open Date: 04/26/2007
Comments Closing Date: 05/29/2007
05/31/2007
07-005
Comment File for Federal Register Release 72 FR 23804

Privacy Act of 1974: System of Records

Comments Open Date: 05/01/2007
Comments Closing Date: 05/31/2007
05/29/2007
07-006
Comment File for Federal Register Release 72 FR 27091

Proposal to Exempt the Trading and Clearing of Certain Credit Default Products Traded on the Chicago Board Options Exchange and Cleared Through the Options Clearing Corporation Pursuant to The Exemptive Authority in Sec. 4(c) of the Commodity Exchange Act

Comments Open Date: 05/14/2007
Comments Closing Date: 05/29/2007
07/23/2007
07-007
Comment File for Federal Register Release 72 FR 34417

17 CFR Part 21 Special Calls

Comments Open Date: 06/22/2007
Comments Closing Date: 07/23/2007
07/23/2007
07-008
Comment File for Federal Register Release 72 FR 34413

17 CFR Part 18 Maintenance of Books, Records and Reports by Traders

Comments Open Date: 06/22/2007
Comments Closing Date: 07/23/2007
08/20/2007
07-009
Comment File for Federal Register Release 72 FR 39764

17 CFR Parts 40 and 41 Confidential Information and Commission Records and Information

Comments Open Date: 07/20/2007
Comments Closing Date: 08/20/2007
09/12/2007
07-010
Comment File for Federal Register Release 72 FR 45185

17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets

Comments Open Date: 08/13/2007
Comments Closing Date: 09/12/2007
09/12/2007
07-011
Comment File for Federal Register Release 72 FR 45225

Privacy Act of 1974: System of Records

Comments Open Date: 08/13/2007
Comments Closing Date: 09/12/2007
09/13/2007
07-012
Comment File for Federal Register Release 72 FR 45392

17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants

Comments Open Date: 08/14/2007
Comments Closing Date: 09/13/2007
10/09/2007
07-013
Comment File for Federal Register Release 72 FR 48262

Petition of the Chicago Mercantile Exchange Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or Its Members Register as Futures Commission Merchants

Comments Open Date: 08/23/2007
Comments Closing Date: 09/24/2007
Comments Extended Date: 10/09/2007
02/06/2008
IF07-001 Comment File for Industry Filing
Filing Type: Action

Description: 4(c) Action: Req for 4(c) Order for Part 35 exemption for swaps

Comments Open Date: 09/11/2007
Comments Closing Date: 02/06/2008
02/06/2008
IF07-002 Comment File for Industry Filing
Filing Type: Action

Description: 4(c) Action: Request for a section 4(c) Order, deeming brokers/traders to be Eligible Swap Participants

Comments Open Date: 09/14/2007
Comments Closing Date: 02/06/2008
10/26/2007
IF07-003 Comment File for Industry Filing
Filing Type: Rule - Product Terms and Conditions

Description: Change the delivery instrument to a shipping certificate from a warehouse receipt; increase the storage/premium charge to 15/100 from 13/100 cents per bu. per day; add Duluth and Superior as delivery points at a 14 cents per bushel discount.

Comments Open Date: 10/02/2007
Comments Closing Date: 10/26/2007
11/09/2007
IF07-004 Comment File for Industry Filing
Filing Type: Product - Trading Facility Product

Description: Product Filing: Security Futures Product (ETF) streetTRACKSĀ« GOLD TRUST

Comments Open Date: 10/26/2007
Comments Closing Date: 11/09/2007
04/08/2008
IF07-007 Comment File for Industry Filing
Filing Type: Action

Description: 4d Action: Request for 4d Order for Cleared OTC Contracts Involving Denatured Fuel Ethanol

Comments Open Date: 11/09/2007
Comments Closing Date: 04/08/2008
11/30/2007
IF07-006 Comment File for Industry Filing
Filing Type: Rule - Product Terms and Conditions

Description: Amendments clarify the Exchange's Authority with respect to position accountability and provide the Exchange with remedies to redress the risks posed by positions carried in excess of ordered limits. That authority includes requiring large position holde

Comments Open Date: 11/15/2007
Comments Closing Date: 11/30/2007
02/06/2008
IF07-005 Comment File for Industry Filing
Filing Type: Action

Description: 4d Action: Request for 4d Order for Cleared OTC Contracts

Comments Open Date: 11/19/2007
Comments Closing Date: 02/06/2008
01/21/2008
07-014
Comment File for Federal Register Release 72 FR 65483

17 CFR Part 150 Revision of Federal Speculative Position Limits

Comments Open Date: 11/21/2007
Comments Closing Date: 12/21/2007
Comments Extended Date: 01/21/2008
01/28/2008
07-015
Comment File for Federal Register Release 72 FR 66097

17 CFR Part 150 Risk Management Exemption From Federal Speculative Position Limits

Comments Open Date: 11/27/2007
Comments Closing Date: 01/28/2008
02/06/2008
IF07-008 Comment File for Industry Filing
Filing Type: Action

Description: 4d Action: Request for Cross-Margining with OCC

Comments Open Date: 12/04/2007
Comments Closing Date: 02/06/2008
02/06/2008
07-016
Comment File for Federal Register Release 72 FR 68862

Notice of Request for Comment on Exemption Requests

Comments Open Date: 12/06/2007
Comments Closing Date: 01/07/2008
Comments Extended Date: 02/06/2008