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FEDERAL REGISTER COMMENT FILE: 09-005

  • Comment File for Federal Register Release 74 FR 21290

    17 CFR Part 1 Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers

    Comments Open Date: 05/07/2009
    Comments Closing Date: 07/06/2009

    DATE
    FILE CONTENTS
    07/08/2009
    NC04
    Memorandum of meeting with members Futures Industry Association (FIA)
    1
    07/06/2009
    CL07
    Futures Industry Association (FIA)
    5
    07/06/2009
    CL09
    FCStone Group Inc.
    3
    07/06/2009
    CL08
    MF Global
    3
    07/06/2009
    CL06
    Securities Industry and Financial Markets Association (SIFMA)
    5
    07/06/2009
    CL05
    National Futures Association (NFA)
    4
    07/06/2009
    CL03
    R.J. O'Brien & Associates
    1
    07/06/2009
    CL04
    CME Group
    1
    06/29/2009
    NC03
    Futures Industry Association (FIA) and Securities Industry and Financial Markets Association (SIFMA) request for extension of comment period
    2
    06/12/2009
    NC02
    Telephonic conference with FIA and futures commission merchant/broker-dealer representatives
    1
    05/15/2009
    NC01
    CME Group, Inc.
    1
    06/08/2009
    CL02
    Newedge USA, LLC
    4
    05/16/2009
    CL01
    Yost, Mindy
    3


    Last Updated: May 7, 2009