Opinions & Adjudicatory Orders

December

Stephen Briggs v. New York Mercantile Exchange, CFTC Docket No. 98-E-2 (December 4, 2001) Opinion and Order

November

Stephen Briggs v. New York Mercantile Exchange, CFTC Docket No. 98-E-2 (December 4, 2001) Opinion and Order
Stephen Bronte Advisors LLC v. National Futures Association, CFTC Docket No. CRAA 02-02 (November 30, 2001) Order Denying Stay
Midland Euro, Inc. v. National Futures Association, CFTC Docket No. CRAA 02-01 (November 30, 2001) Order pursuant to Delegated Authority
Paul W. Friend, Jr. v. Thomas Albert Brecia and ICG Trading, Inc., CFTC Docket No. 99-R133 (November 30, 2001) Order pursuant to Delegated Authority
Alvin E. Cox v. Robert Ian Gorrie and Tradeline Brokerage Services LLC, CFTC Docket No. 00-R124 (November 30, 2001) Order pursuant to Delegated Authority
Buchanan v. Fox, Inc. et al., CFTC Docket No. 00-R118 (November 27, 2001) Order Denying Interlocutory Review

October

In the Matter of Global Minerals & Metals Corp., et al., CFTC Docket No. 99-11 (October 3, 2001) Opinion and Order
In the Matter of Max E. Walters, CFTCDocket No. 99-15 (October 3, 2001) Opinion and Order

September

C.I.M. Investments Inc. v. Hammer Trading Inc. et al., CFTC Docket No. 98-R034 (September 28, 2001) Order Pursuant to Delegated Authority
Nancy C. Fijolek v. Houshang Salimian, et al., CFTC Docket No. 99-R115 (September 26, 2001) Opinion and Order
William J. Ralph v. Lind-Waldock & Company and Jeffrey Kunst, CFTC Docket No. 00-R010 (September 7, 2001) Opinion and Order
In the Matter of Eric Zuccarelli, CFTC Docket No. SD-97-3 (September 7, 2001) Opinion and Order
Gregory Violette v. LFG, L.L.C. and Rebecca Jill Palm, CFTC Docket No. 98-R188 (September 6, 2001) Opinion and Order

August

Michael Clark v. National Futures Association, CFTC Docket No. CRAA 01-02 (August 10, 2001) Order Pursuant to Delegated Authority
Simeon Robinson v. Alternative Commodity Traders, et al., CFTC Docket No. 00-R080 (August 10, 2001) Order Pursuant to Delegated Authority
In the Matter of Daniel P. Riley, CFTC Docket No. SD-9804, Opinion and Order (August 9, 2001)

July

Grey v. LMB Trading Group, Inc., et al., CFTC Docket No. 99-R45, Opinion and Order (July 3, 2001)

June

Zane Grey v. LMB Trading Group, Inc., Thomas Rudel Glover, and Patrick J. Cavanagh, CFTC Docket No. 99-R45, Order Pursuant to Delegated Authority (June 29, 2001)
In the matter of Danny L. Scheck, CFTC Docket Nos. 92-11 and SD 93-13, Order Pursuant to Delegated Authority (June 29, 2001)
In the matter of Steven C. Brenner and Jami Weisner Brenner, CFTC Docket No. 00-08, Order Pursuant to Delegated Authority (June 5, 2001)
Michael Clark v. National Futures Association, CFTC Docket No. CRAA 01-02, Order Pursuant to Delegated Authority (June 5, 2001)

May

Jerome H. Taub v. Lind-Waldock & Company, CFTC Docket No. 00-R001, Opinion and Order (May 30, 2001)
Michael Clark v. National Futures Association, CFTC Docket No. CRAA 01-02, Order Pursuant to Delegated Authority (May 24, 2001)
Michael Clark v. National Futures Association, CFTC Docket No. CRAA 01-02, Order Denying Stay (May 10, 2001)
Richard Dix Leppert v. LMB Trading Group, Inc., Thomas Glover, and Universal Financial Holding Corp., CFTC Docket No. 99-R148, Opinion and Order (May 10, 2001)

April

In the Matter of Piasio and Wilson, CFTC Docket No. 97-9, Order Pursuant to Delegated Authority (April 9, 2001)
Kaiwa C. and Tammy Sheldon v. Concorde Trading Group, Inc., Mark Todd Hauze and Charles Scott Rutherford, CFTC Docket No. 00-R081, Order Pursuant to Delegated Authority (April 5, 2001)

March

Clark v. National Futures Association, CFTC Docket No. CRAA 01-02, Order Pursuant to Delegated Authority (March 30, 2001)
Curtis McNair Arnold, et al., CFTC Docket No. 97-12, Order (March 22, 2001)
Wayne I. Elliott, et al., CFTC Docket No. 95-1, Order (March 22, 2001)

February

Robinson v. Alternative Commodity Traders, et al.,, CFTC Docket No. 00-R080, Order Pursuant to Delegated Authority, February 27, 2001
In the Matter of Laken, CFTC Docket No. SD 00-05, Opinion and Order, February 8, 2001

January

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