2014-15729
[Federal Register Volume 79, Number 129 (Monday, July 7, 2014)]
[Notices]
[Pages 38283-38284]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-15729]
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COMMODITY FUTURES TRADING COMMISSION
Agency Information Collection Activities: Notice of Intent To
Renew Collection 3038-0082--Whistleblower Provision and Updated Form
TCR for Whistleblower Submissions
AGENCY: Commodity Futures Trading Commission.
ACTION: Notice.
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SUMMARY: The Commodity Futures Trading Commission (CFTC) is announcing
an opportunity for public comment on the proposed collection of certain
information by the agency. Under the Paperwork Reduction Act (``PRA''),
Federal agencies are required to publish notice in the Federal Register
concerning each proposed collection of information, including each
proposed extension of an existing collection of information, and to
allow 60 days for public comment. In August 2011, the Commission
adopted the final rule, as required by the Wall Street Reform and
Consumer Protection Act (``Dodd-Frank Act''), requiring the submission
of whistleblower information to the Commission on the Form TCR. The
Commission is updating the Form TCR to incorporate questions from the
Division of Enforcement's Complaint Form. This notice solicits
comments, as described below, on the proposed Information Collection
Request (ICR) titled: Whistleblower Provision, and Updated Form TCR;
OMB Control Number 3038-0082.
DATES: Comments must be submitted on or before September 5, 2014.
ADDRESSES: You may submit comments, identified by ``Whistleblower
Provision and Updated Form TCR,'' by any of the following methods:
Agency Web Site, Via Its Comments Online Process: http://comments.cftc.gov. Follow the instructions for submitting comments
through the Web site.
Mail: Secretary of the Commission, Commodity Futures
Trading Commission, Three Lafayette Centre, 1155 21st Street NW.,
Washington, DC 20581.
Hand Delivery/Courier: Same as Mail, above.
Federal eRulemaking Portal: http://www.regulations.gov/search/index.jsp. Follow the instructions for submitting comments
through the Portal.
Please submit your comments using only one method.
FOR FURTHER INFORMATION CONTACT: Eduardo Martinez, Attorney,
Whistleblower Office, Commodity Futures Trading Commission, (202) 418-
5979; email: [email protected].
SUPPLEMENTARY INFORMATION: Under the PRA, Federal agencies must obtain
approval from the Office of Management and Budget (OMB) for each
collection of information they conduct or sponsor. ``Collection of
Information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 1320.3(c) and
includes agency requests or requirements that members of the public
submit reports, keep records, or provide information to a third party.
Section 3506(c)(2)(A) of the PRA, 44 U.S.C. 3506(c)(2)(A), requires
Federal agencies to provide a 60-day notice in the Federal Register
concerning each proposed collection of information, including each
proposed extension of an existing collection of information, before
submitting the collection to OMB for approval. To comply with this
requirement, the CFTC is publishing notice of the proposed collection
of information listed below.
With respect to the following collection of information, the CFTC
invites comments on:
Whether the proposed collection of information is
necessary for the proper performance of the functions of the
Commission, including whether the information will have a practical
use;
The accuracy of the Commission's estimate of the burden of
the proposed collection of information, including the validity of the
methodology and assumptions used;
Ways to enhance the quality, usefulness, and clarity of
the information to be collected; and
Ways to minimize the burden of collection of information
on those who
[[Page 38284]]
are to respond, including through the use of appropriate automated
electronic, mechanical, or other technological collection techniques or
other forms of information technology; e.g., permitting electronic
submission of responses.
All comments must be submitted in English, or if not, accompanied
by an English translation. Comments will be posted as received to
http://www.cftc.gov. You should submit only information that you wish
to make available publicly. If you wish the Commission to consider
information that you believe is exempt from disclosure under the
Freedom of Information Act, a petition for confidential treatment of
the exempt information may be submitted according to the procedures
established in Sec. 145.9 of the Commission's regulations.\1\
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\1\ 17 CFR 145.9.
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The Commission reserves the right, but shall have no obligation, to
review, pre-screen, filter, redact, refuse or remove any or all of your
submission from http://www.cftc.gov that it may deem to be
inappropriate for publication, such as obscene language. All
submissions that have been redacted or removed that contain comments on
the merits of the ICR will be retained in the public comment file and
will be considered as required under the Administrative Procedure Act
and other applicable laws, and may be accessible under the Freedom of
Information Act.
Whistleblower Provision and Updated Form TCR for Whistleblower
Submissions, OMB Control Number 3038-0082--Extension
Abstract: 17 CFR 165.3(a) requires the submission of information to
the Commission on a Form TCR. The Form TCR, ``Tip, Complaint, or
Referral,'' and the instructions thereto, are designed to capture basic
identifying information about a complainant and elicit sufficient
information to determine whether the conduct alleged suggests a
violation of the Commodity Exchange Act. The Commission has updated the
questions asked on the Form TCR to be more specific and detailed.
Burden Statement: The respondent burden for this collection is
estimated to be .5 hours per response.
Respondents/Affected Entities: Individuals.
Estimated Number of Respondents: 250 per year.
Estimated Total Annual Burden on Respondents: 125 hours.
Frequency of Collection: Once.
Dated: June 30, 2014.
Christopher J. Kirkpatrick,
Acting Secretary of the Commission.
[FR Doc. 2014-15729 Filed 7-3-14; 8:45 am]
BILLING CODE 6351-01-P