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Proposed Rules

Date
Proposed Rules
12/16/2009
74 FR 66598 // PDF Image PDF Version

17 CFR Part 190 Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy

Comment File: 09-034   Closing Date: 01/15/2010  
11/13/2009
74 FR 58608 // PDF Image PDF Version

Request for Comment on a Petition To Exempt Certain Over-the-Counter Agricultural Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to Section 4(c) of the Commodity Exchange Act

Comment File: 09-033   Closing Date: 12/14/2009  
11/12/2009
74 FR 58258 // PDF Image PDF Version

Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

Comment File: 09-011   Closing Date: 10/21/2009   Extended Date: 11/27/2009

See also:
  • 74 FR 51261, October 6, 2009 PDF ImagePDF Version
    Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

  • 75 FR 38469, July 2, 2010 PDF ImagePDF Version
    Orders Finding That the Mid-C Financial Peak Contract and Mid-C Financial Off-Peak Contract, Offered for Trading on the InterrcontinentalExchange, Inc., Perform a Significant Price Discovery Function

    • 75 FR 38478, July 2, 2010 PDF ImagePDF Version
      Orders Finding That the Mid-C Financial Peak Daily Contract and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

11/12/2009
74 FR 58259 // PDF Image PDF Version

Notice of Intent To Undertake a Determination Whether Various SP-15 Financial Day-Ahead Contracts Offered for Trading on the IntercontinentalExchange, Inc. Perform a Significant Price Discovery Function

Comment File: 09-012   Closing Date: 10/21/2009   Extended Date: 11/27/2009

See also:
  • 74 FR 51264, October 6, 2009 PDF ImagePDF Version
    Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP--Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

  • 75 FR 42380, July 21, 2010 PDF ImagePDF Version
    Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Contract and SP-15 Financial Day-Ahead LMP Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

    • 75 FR 42411, July 21, 2010 PDF ImagePDF Version
      Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; NP-15 Financial Day- Ahead LMP Peak Daily Contract and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

10/26/2009
74 FR 54966 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7)of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PJM WH Real Time Peak Daily Contract; PJM WH Real Time Peak Contract; PJM WH Real Time Off-Peak Contract; PJM WH Day Ahead LMP Peak Daily Contract; and PJM WH Real Time Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comment File: 09-032   Closing Date: 11/10/2009  
10/22/2009
74 FR 54550 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NWP Rockies Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-031   Closing Date: 11/06/2009  

See also:
  • 75 FR 23704, May 4, 2010 PDF ImagePDF Version
    Order Finding That the NWP Rockies Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

10/20/2009
74 FR 53720 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial Swing Contract; Henry Financial Basis Contract; and Henry Financial Index Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comment File: 09-027   Closing Date: 11/04/2009  

See also:
  • 75 FR 23718, May 4, 2010 PDF ImagePDF Version
    Orders Finding That the Henry Financial Basis Contract, Henry Financial Index Contract and Henry Financial Swing Contract Traded on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

10/20/2009
74 FR 53723 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Socal Border Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-028   Closing Date: 11/04/2009  

See also:
  • 75 FR 24648, May 5, 2010 PDF ImagePDF Version
    Order Finding That the Socal Border Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

10/20/2009
74 FR 53724 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the (1) Phys, BS, LD1 (US/MM), AB-NIT Contract, et al., Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions

Comment File: 09-029   Closing Date: 11/04/2009  

See also:
  • 75 FR 23729, May 4, 2010 PDF ImagePDF Version
    Orders Finding that the (1) Phys,\1\ BS,\2\ LD1 \3\ (US/MM), AB-NIT;\4\ (2) Phys, BS, LD1 (US/MM), Union-Dawn; \5\ (3) Phys, FP,\6\ (CA/GJ),\7\ AB-NIT; (4) Phys, FP, (US/MM), Union-Dawn; and (5) Phys, ID,\8\ 7a \9\ (CA/GJ), AB-NIT Contracts, Offered for Trading on the Natural Gas Exchange, Inc., Do Not Perform a Significant Price Discovery Function

10/20/2009
74 FR 53728 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Fuel Oil-180 Singapore Swap Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-030   Closing Date: 11/04/2009  
10/13/2009
74 FR 52434 // PDF Image PDF Version

Electronic Filing of Financial Reports and Notices

Comment File: 09-026   Closing Date: 11/12/2009  
10/09/2009
74 FR 52188 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the San Juan Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-013   Closing Date: 10/26/2009  

See also:
  • 75 FR 24586, May 5, 2010 PDF ImagePDF Version
    Order Finding That the San Juan Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

10/09/2009
74 FR 52186 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TETCO-M3 Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-014   Closing Date: 10/26/2009  

See also:
  • 75 FR 24626, May 5, 2010 PDF ImagePDF Version
    Order Finding That the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

10/09/2009
74 FR 52204 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Zone 6-NY Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-015   Closing Date: 10/26/2009  

See also:
  • 75 FR 24612, May 5, 2010 PDF ImagePDF Version
    Order Finding That the Zone 6-NY Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

10/09/2009
74 FR 52196 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the AECO Financial Basis Contract, Offered for Trading on the Intercontinental Exchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-016   Closing Date: 10/26/2009  

See also:
  • 75 FR 23697, May 4, 2010 PDF ImagePDF Version
    Order Finding That the AECO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

10/09/2009
74 FR 52198 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Chicago Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-017   Closing Date: 10/26/2009  

See also:
  • 75 FR 24633, May 5, 2010 PDF ImagePDF Version
    Order Finding That the ICE Chicago Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

10/09/2009
74 FR 52190 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Dominion-South Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-018   Closing Date: 10/26/2009  

See also:
  • 75 FR 24599, May 5, 2010 PDF ImagePDF Version
    Order Finding That the ICE Dominion-South Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

10/09/2009
74 FR 52206 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the HSC Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-019   Closing Date: 10/26/2009  

See also:
  • 75 FR 24641, May 5, 2010 PDF ImagePDF Version
    Order Finding That the HSC\1\ Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

10/09/2009
74 FR 52192 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Malin Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-020   Closing Date: 10/26/2009  

See also:
  • 75 FR 23679, May 4, 2010 PDF ImagePDF Version
    Order Finding That the ICE Malin Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

10/09/2009
74 FR 52194 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Permian Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-022   Closing Date: 10/26/2009  

See also:
  • 75 FR 24619, May 5, 2010 PDF ImagePDF Version
    Order Finding That the Permian Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

10/09/2009
74 FR 52210 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PG&E Citygate Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-023   Closing Date: 10/26/2009  

See also:
  • 75 FR 23710, May 4, 2010 PDF ImagePDF Version
    Order Finding That the ICE PG&E Citygate Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

10/09/2009
74 FR 52200 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-024   Closing Date: 10/26/2009  

See also:
  • 75 FR 24606, May 5, 2010 PDF ImagePDF Version
    Order Finding That the TCO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

10/09/2009
74 FR 52202 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Waha Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-025   Closing Date: 10/26/2009  

See also:
  • 75 FR 24655, May 5, 2010 PDF ImagePDF Version
    Order Finding That the ICE Waha Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

10/09/2009
74 FR 52208 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NGPL TXOK Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-021   Closing Date: 10/26/2009  

See also:
  • 75 FR 23690, May 4, 2010 PDF ImagePDF Version
    Order Finding That the NGPL TxOk Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

10/06/2009
74 FR 51261 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comment File: 09-011   Closing Date: 10/21/2009   Extended Date: 11/27/2009

See also:
  • 74 FR 58258, November 12, 2009 PDF ImagePDF Version
    Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

  • 75 FR 38469, July 2, 2010 PDF ImagePDF Version
    Orders Finding That the Mid-C Financial Peak Contract and Mid-C Financial Off-Peak Contract, Offered for Trading on the InterrcontinentalExchange, Inc., Perform a Significant Price Discovery Function

    • 75 FR 38478, July 2, 2010 PDF ImagePDF Version
      Orders Finding That the Mid-C Financial Peak Daily Contract and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

10/06/2009
74 FR 51264 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP--Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comment File: 09-012   Closing Date: 10/21/2009   Extended Date: 11/27/2009

See also:
  • 74 FR 58259, November 12, 2009 PDF ImagePDF Version
    Notice of Intent To Undertake a Determination Whether Various SP-15 Financial Day-Ahead Contracts Offered for Trading on the IntercontinentalExchange, Inc. Perform a Significant Price Discovery Function

  • 75 FR 42380, July 21, 2010 PDF ImagePDF Version
    Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Contract and SP-15 Financial Day-Ahead LMP Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

    • 75 FR 42411, July 21, 2010 PDF ImagePDF Version
      Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; NP-15 Financial Day- Ahead LMP Peak Daily Contract and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

08/20/2009
74 FR 42052 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-010   Closing Date: 09/04/2009  

See also:
  • 75 FR 23686, May 4, 2010 PDF ImagePDF Version
    Order Finding That the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc. Does Not Perform a Significant Price Discovery Function

08/13/2009
74 FR 40794 // PDF Image PDF Version

17 CFR Part 190 Account Class

Comment File: 09-009   Closing Date: 09/14/2009  

See also:
07/02/2009
74 FR 31642 // PDF Image PDF Version

17 CFR Part 16 Account Ownership and Control Report

Comment File: 09-008   Closing Date: 08/17/2009  
06/12/2009
74 FR 28028 // PDF Image PDF Version

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comment File: 09-007   Closing Date: 07/13/2009  

See also:
  • 74 FR 37988, July 30, 2009 PDF ImagePDF Version
    Order Finding That the ICE Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

05/22/2009
74 FR 23962 // PDF Image PDF Version

17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions

Comment File: 09-006   Closing Date: 07/21/2009  
05/22/2009
74 FR 23964 // PDF Image PDF Version

17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits.

Comment File: 09-004   Closing Date: 05/26/2009   Extended Date: 06/16/2009

See also:
  • 74 FR 12282, March 24, 2009 PDF ImagePDF Version
    17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits

05/07/2009
74 FR 21290 // PDF Image PDF Version

17 CFR Part 1 Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers

Comment File: 09-005   Closing Date: 07/06/2009  
03/24/2009
74 FR 12282 // PDF Image PDF Version

17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits

Comment File: 09-004   Closing Date: 05/26/2009   Extended Date: 06/16/2009

See also:
  • 74 FR 23964, May 22, 2009 PDF ImagePDF Version
    17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits.

02/24/2009
74 FR 8220 // PDF Image PDF Version

17 CFR Part 4 Commodity Pool Operator Periodic Account Statements and Annual Financial Reports

Comment File: 09-003   Closing Date: 03/26/2009  

See also:
  • 74 FR 57585, November 9, 2009 PDF ImagePDF Version
    17 CFR Part 4 Commodity Pool Operator Periodic Account Statements and Annual Financial Reports

02/20/2009
74 FR 7838 // PDF Image PDF Version

17 CFR Parts 1, 30, and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds

Comment File: 09-002   Closing Date: 03/23/2009  
01/21/2009
74 FR 3475 // PDF Image PDF Version

17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations

Comment File: 09-001   Closing Date: 02/20/2009  

See also:
  • 74 FR 18982, April 27, 2009 PDF ImagePDF Version
    17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations