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Date
Proposed Rules
12/12/2008
73 FR 75888
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PDF Version
17 CFR Parts 15, 16, 17, 18, 19, 21, 36, and 40 Significant Price Discovery Contracts on Exempt Commercial Markets
Comment File: 08-012 Closing Date: 02/10/2009
See also:
PDF Version17 CFR Parts 15, 16, 17, 18, 19, 21, 36, and 40 Significant Price Discovery Contracts on Exempt Commercial Markets
Comment File: 08-012 Closing Date: 02/10/2009
See also:
- 74 FR 12178, March 23, 2009
PDF Version
17 CFR Parts 15, 16, 17, 18, 19, 21, 36, 40 Significant Price Discovery Contracts on Exempt Commercial Markets
11/26/2008
73 FR 71968
// PDF Version
17 CFR Part 4 Electronic Filing of Disclosure Documents
Comment File: 08-011 Closing Date: 12/26/2008
See also:
PDF Version17 CFR Part 4 Electronic Filing of Disclosure Documents
Comment File: 08-011 Closing Date: 12/26/2008
See also:
- 74 FR 9568, March 5, 2009
PDF Version
17 CFR Part 4 Electronic Filing of Disclosure Documents
11/14/2008
73 FR 67435
// PDF Version
17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9
Comment File: 08-009 Closing Date: 11/17/2008 Extended Date: 01/05/2009
See also:
PDF Version17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9
Comment File: 08-009 Closing Date: 11/17/2008 Extended Date: 01/05/2009
See also:
- 73 FR 54097, September 18, 2008
PDF Version
17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9
11/12/2008
73 FR 66847
// PDF Version
Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to iShares [reg] COMEX Gold Trust Shares and iShares [reg] Silver Trust Shares
Comment File: 08-010 Closing Date: 11/19/2008
PDF VersionProposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to iShares [reg] COMEX Gold Trust Shares and iShares [reg] Silver Trust Shares
Comment File: 08-010 Closing Date: 11/19/2008
10/21/2008
73 FR 62488
// PDF Version
Joint Audit Committee Operating Agreement
Comment File: 08-007 Closing Date: 10/14/2008 Extended Date: 11/13/2008
See also:
PDF VersionJoint Audit Committee Operating Agreement
Comment File: 08-007 Closing Date: 10/14/2008 Extended Date: 11/13/2008
See also:
- 73 FR 52832, September 11, 2008
PDF Version
Joint Audit Committee Operating Agreement
09/18/2008
73 FR 54097
// PDF Version
17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9
Comment File: 08-009 Closing Date: 11/17/2008 Extended Date: 01/05/2009
PDF Version17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9
Comment File: 08-009 Closing Date: 11/17/2008 Extended Date: 01/05/2009
09/11/2008
73 FR 52833
// PDF Version
Privacy Act of 1974; System of Records
Comment File: 08-008 Closing Date: 10/14/2008
PDF VersionPrivacy Act of 1974; System of Records
Comment File: 08-008 Closing Date: 10/14/2008
09/11/2008
73 FR 52832
// PDF Version
Joint Audit Committee Operating Agreement
Comment File: 08-007 Closing Date: 10/14/2008 Extended Date: 11/13/2008
See also:
PDF VersionJoint Audit Committee Operating Agreement
Comment File: 08-007 Closing Date: 10/14/2008 Extended Date: 11/13/2008
See also:
- 73 FR 62488, October 21, 2008
PDF Version
Joint Audit Committee Operating Agreement
09/08/2008
73 FR 51961
// PDF Version
17 CFR Parts 40, 41 and 145 Confidential Information and Commission Records and Information
Comment File: 08-006 Closing Date: 09/02/2008
See also:
PDF Version17 CFR Parts 40, 41 and 145 Confidential Information and Commission Records and Information
Comment File: 08-006 Closing Date: 09/02/2008
See also:
- 73 FR 44939, August 1, 2008
PDF Version
17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information
- 74 FR 17392, April 15, 2009
PDF Version
17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information
08/01/2008
73 FR 44939
// PDF Version
17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information
Comment File: 08-006 Closing Date: 09/02/2008
See also:
PDF Version17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information
Comment File: 08-006 Closing Date: 09/02/2008
See also:
- 73 FR 51961, September 8, 2008
PDF Version
17 CFR Parts 40, 41 and 145 Confidential Information and Commission Records and Information
- 74 FR 17392, April 15, 2009
PDF Version
17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information
07/07/2008
73 FR 38403
// PDF Version
Request To Exempt Certain Over-the-Counter Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to the Authority in Section 4(C) of the Commodity Exchange Act
Comment File: 08-005 Closing Date: 08/21/2008 Extended Date: 01/21/2009
PDF VersionRequest To Exempt Certain Over-the-Counter Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to the Authority in Section 4(C) of the Commodity Exchange Act
Comment File: 08-005 Closing Date: 08/21/2008 Extended Date: 01/21/2009
05/07/2008
73 FR 25669
// PDF Version
Concept Release on the Appropriate Regulatory Treatment of Event Contracts
Comment File: 08-004 Closing Date: 07/07/2008
PDF VersionConcept Release on the Appropriate Regulatory Treatment of Event Contracts
Comment File: 08-004 Closing Date: 07/07/2008
04/23/2008
73 FR 21917
// PDF Version
Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS Gold Trust Shares
Comment File: 08-003 Closing Date: 04/30/2008
PDF VersionProposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS Gold Trust Shares
Comment File: 08-003 Closing Date: 04/30/2008
03/14/2008
73 FR 13867
// PDF Version
Proposed Exemptive Order for ST Gold Futures Contracts
Comment File: 08-002 Closing Date: 03/31/2008
PDF VersionProposed Exemptive Order for ST Gold Futures Contracts
Comment File: 08-002 Closing Date: 03/31/2008
01/25/2008
73 FR 4499
// PDF Version
17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief
Comment File: 08-001 Closing Date: 02/25/2008
See also:
PDF Version17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief
Comment File: 08-001 Closing Date: 02/25/2008
See also:
- 73 FR 54069, September 18, 2008
PDF Version
17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief
01/07/2008
73 FR 1205
// PDF Version
Requests Pursuant to Section 4(c) of the Commodity Exchange Act To Extend the Exemption Granted Under Part 35 of the Commission's Regulations to Certain Over-The-Counter Swaps and To Determine as Eligible Swap Participants Certain Floor Brokers and Traders
Comment File: 07-016 Closing Date: 01/07/2008 Extended Date: 02/06/2008
See also:
PDF VersionRequests Pursuant to Section 4(c) of the Commodity Exchange Act To Extend the Exemption Granted Under Part 35 of the Commission's Regulations to Certain Over-The-Counter Swaps and To Determine as Eligible Swap Participants Certain Floor Brokers and Traders
Comment File: 07-016 Closing Date: 01/07/2008 Extended Date: 02/06/2008
See also:
- 72 FR 68862, December 6, 2007
PDF Version
Notice of Request for Comment on Exemption Requests
- 73 FR 77015, December 18, 2008
PDF Version
Order: (1) Pursuant to Section 4(c) of the Commodity Exchange Act (a) Permitting Eligible Swap Participants To Submit for Clearing and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear Certain Over-The-Counter Agricultural Swaps and (b) Determining Certain Floor Brokers and Traders To Be Eligible Swap Participants; and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Certain Customer Positions in the Foregoing Swaps and Associated Property To Be Commingled With Other Property Held in Segregated Accounts
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