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Proposed Rules

Date
Proposed Rules
12/12/2008
73 FR 75888 // PDF Image PDF Version

17 CFR Parts 15, 16, 17, 18, 19, 21, 36, and 40 Significant Price Discovery Contracts on Exempt Commercial Markets

Comment File: 08-012   Closing Date: 02/10/2009  

See also:
  • 74 FR 12178, March 23, 2009 PDF ImagePDF Version
    17 CFR Parts 15, 16, 17, 18, 19, 21, 36, 40 Significant Price Discovery Contracts on Exempt Commercial Markets

11/26/2008
73 FR 71968 // PDF Image PDF Version

17 CFR Part 4 Electronic Filing of Disclosure Documents

Comment File: 08-011   Closing Date: 12/26/2008  

See also:
11/14/2008
73 FR 67435 // PDF Image PDF Version

17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9

Comment File: 08-009   Closing Date: 11/17/2008   Extended Date: 01/05/2009

See also:
  • 73 FR 54097, September 18, 2008 PDF ImagePDF Version
    17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9

11/12/2008
73 FR 66847 // PDF Image PDF Version

Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to iShares [reg] COMEX Gold Trust Shares and iShares [reg] Silver Trust Shares

Comment File: 08-010   Closing Date: 11/19/2008  
10/21/2008
73 FR 62488 // PDF Image PDF Version

Joint Audit Committee Operating Agreement

Comment File: 08-007   Closing Date: 10/14/2008   Extended Date: 11/13/2008

See also:
09/18/2008
73 FR 54097 // PDF Image PDF Version

17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9

Comment File: 08-009   Closing Date: 11/17/2008   Extended Date: 01/05/2009
09/11/2008
73 FR 52833 // PDF Image PDF Version

Privacy Act of 1974; System of Records

Comment File: 08-008   Closing Date: 10/14/2008  
09/11/2008
73 FR 52832 // PDF Image PDF Version

Joint Audit Committee Operating Agreement

Comment File: 08-007   Closing Date: 10/14/2008   Extended Date: 11/13/2008

See also:
09/08/2008
73 FR 51961 // PDF Image PDF Version

17 CFR Parts 40, 41 and 145 Confidential Information and Commission Records and Information

Comment File: 08-006   Closing Date: 09/02/2008  

See also:
  • 73 FR 44939, August 1, 2008 PDF ImagePDF Version
    17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information

  • 74 FR 17392, April 15, 2009 PDF ImagePDF Version
    17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information

08/01/2008
73 FR 44939 // PDF Image PDF Version

17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information

Comment File: 08-006   Closing Date: 09/02/2008  

See also:
  • 73 FR 51961, September 8, 2008 PDF ImagePDF Version
    17 CFR Parts 40, 41 and 145 Confidential Information and Commission Records and Information

  • 74 FR 17392, April 15, 2009 PDF ImagePDF Version
    17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information

07/07/2008
73 FR 38403 // PDF Image PDF Version

Request To Exempt Certain Over-the-Counter Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to the Authority in Section 4(C) of the Commodity Exchange Act

Comment File: 08-005   Closing Date: 08/21/2008   Extended Date: 01/21/2009
05/07/2008
73 FR 25669 // PDF Image PDF Version

Concept Release on the Appropriate Regulatory Treatment of Event Contracts

Comment File: 08-004   Closing Date: 07/07/2008  
04/23/2008
73 FR 21917 // PDF Image PDF Version

Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS Gold Trust Shares

Comment File: 08-003   Closing Date: 04/30/2008  
03/14/2008
73 FR 13867 // PDF Image PDF Version

Proposed Exemptive Order for ST Gold Futures Contracts

Comment File: 08-002   Closing Date: 03/31/2008  
01/25/2008
73 FR 4499 // PDF Image PDF Version

17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief

Comment File: 08-001   Closing Date: 02/25/2008  

See also:
  • 73 FR 54069, September 18, 2008 PDF ImagePDF Version
    17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief

01/07/2008
73 FR 1205 // PDF Image PDF Version

Requests Pursuant to Section 4(c) of the Commodity Exchange Act To Extend the Exemption Granted Under Part 35 of the Commission's Regulations to Certain Over-The-Counter Swaps and To Determine as Eligible Swap Participants Certain Floor Brokers and Traders

Comment File: 07-016   Closing Date: 01/07/2008   Extended Date: 02/06/2008

See also:
  • 73 FR 77015, December 18, 2008 PDF ImagePDF Version
    Order: (1) Pursuant to Section 4(c) of the Commodity Exchange Act (a) Permitting Eligible Swap Participants To Submit for Clearing and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear Certain Over-The-Counter Agricultural Swaps and (b) Determining Certain Floor Brokers and Traders To Be Eligible Swap Participants; and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Certain Customer Positions in the Foregoing Swaps and Associated Property To Be Commingled With Other Property Held in Segregated Accounts

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