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Final Rules

Date
Final Rules
08/26/2010
75 FR 52512 // PDF Version

Acceptance of Public Submissions on the Wall Street Reform and Consumer Protection Act and the Rulemakings That Will Be Proposed by the Commission
08/19/2010
75 FR 51305 // PDF Version

Commodity Futures Trading Commission Securities and Exchange Commission Joint Public Roundtable on Governance and Conflicts of Interest in the Clearing and Listing of Swaps and Security-Based Swaps
08/18/2010
75 FR 50950 // PDF Version

17 CR Parts 1, 20, and 151 Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations

See also:
  • 75 FR 4143, January 26, 2010 PDF Version
    17 CFR Parts 1, 20 and 151 Federal Speculative Position Limits for Referenced Energy Contracts and Associated Regulations

08/17/2010
75 FR 50718 // PDF Version

17 CFR Part 1 Acknowledgment Letters for Customer Funds and Secured Amount Funds; Correction

See also:
  • 75 FR 47738, August 9, 2010 PDF Version
    17 CFR Parts 1, 30 and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds

08/30/2010
75 FR 44890 // PDF Version

17 CFR Part 190 Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy

Effective Date: August 30, 2010

See also:
  • 74 FR 66598, December 16, 2009 PDF Version
    17 CFR Part 190 Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy

07/29/2010
75 FR 44781 // PDF Version

Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
07/09/2010
75 FR 42380 // PDF Version

Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Contract and SP-15 Financial Day-Ahead LMP Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

Effective Date: July 9, 2010

See also:
  • 74 FR 51264, October 6, 2009 PDF Version
    Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP--Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

  • 74 FR 58259, November 12, 2009 PDF Version
    Notice of Intent To Undertake a Determination Whether Various SP-15 Financial Day-Ahead Contracts Offered for Trading on the IntercontinentalExchange, Inc. Perform a Significant Price Discovery Function

  • 75 FR 42411, July 21, 2010 PDF Version
    Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; NP-15 Financial Day- Ahead LMP Peak Daily Contract and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

  • 07/09/2010
    75 FR 42390 // PDF Version

    Orders Finding That the PJM WH Real Time Peak Contract and PJM WH Real Time Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

    Effective Date: July 9, 2010

    See also:
    • 74 FR 54966, October 26, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7)of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PJM WH Real Time Peak Daily Contract; PJM WH Real Time Peak Contract; PJM WH Real Time Off-Peak Contract; PJM WH Day Ahead LMP Peak Daily Contract; and PJM WH Real Time Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

    07/09/2010
    75 FR 42399 // PDF Version

    Orders Finding That the PJM WH Real Time Peak Daily Contract, PJM WH Real Time Off-Peak Daily Contract and PJM WH Day Ahead LMP Peak Daily Contract Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

    Effective Date: July 9, 2010

    See also:
    • 74 FR 54966, October 26, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7)of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PJM WH Real Time Peak Daily Contract; PJM WH Real Time Peak Contract; PJM WH Real Time Off-Peak Contract; PJM WH Day Ahead LMP Peak Daily Contract; and PJM WH Real Time Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

    07/09/2010
    75 FR 42411 // PDF Version

    Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP-Peak Daily Contract; NP-15 Financial Day- Ahead LMP Peak Daily Contract and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

    Effective Date: July 9, 2010

    See also:
    • 74 FR 51264, October 6, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP--Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

  • 74 FR 58258, November 12, 2009 PDF Version
    Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

  • 75 FR 42380, July 21, 2010 PDF Version
    Orders Finding That the SP-15 Financial Day-Ahead LMP Peak Contract and SP-15 Financial Day-Ahead LMP Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

  • 07/20/2010
    75 FR 42080 // PDF Version

    Agricultural Advisory Committee Meeting
    06/25/2010
    75FR 38469 // PDF Version

    Orders Finding That the Mid-C Financial Peak Contract and Mid-C Financial Off-Peak Contract, Offered for Trading on the InterrcontinentalExchange, Inc., Perform a Significant Price Discovery Function

    Effective Date: June 25, 2010

    See also:
    • 74 FR 51261, October 6, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

  • 74 FR 58258, November 12, 2009 PDF Version
    Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

  • 75 FR 38478, July 2, 2010 PDF Version
    Orders Finding That the Mid-C Financial Peak Daily Contract and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

  • 06/25/2010
    75 FR 38487 // PDF Version

    Order Finding That the Fuel Oil-180 Singapore Swap Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function. Final Order.

    Effective Date: June 25, 2010

    See also:
    • 74 FR 53728, October 20, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Fuel Oil-180 Singapore Swap Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    06/25/2010
    75 FR 38478 // PDF Version

    Orders Finding That the Mid-C Financial Peak Daily Contract and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

    Effective Date: June 25, 2010

    See also:
    • 74 FR 51261, October 6, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

  • 74 FR 58258, November 12, 2009 PDF Version
    Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

  • 75 FR 38469, July 2, 2010 PDF Version
    Orders Finding That the Mid-C Financial Peak Contract and Mid-C Financial Off-Peak Contract, Offered for Trading on the InterrcontinentalExchange, Inc., Perform a Significant Price Discovery Function

  • 07/01/2010
    75 FR 38086 // PDF Version

    Technology Advisory Committee Meeting
    06/14/2010
    75 FR 37406 // PDF Version

    Order Exempting the Trading and Clearing of Certain Products Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares

    Effective Date: June 14, 2010

    See also:
    • 75 FR 19619, April 15, 2010 PDF Version
      Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares

    06/22/2010
    75 FR 35291 // PDF Version

    17 CFR Part 30 Foreign Futures and Options Transactions

    Effective Date: June 22, 2010
    06/15/2010
    75 FR 34983 // PDF Version

    Order (1) Pursuant to Section 4(c) of the Commodity Exchange Act, Permitting the Kansas City Board of Trade Clearing Corporation To Clear Over-the-Counter Wheat Calendar Swaps and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Customer Positions in Such Cleared-Only Swaps and Associated Funds To Be Commingled With Other Positions and Funds Held in Customer Segregated Accounts

    Effective Date: June 15, 2010
    06/18/2010
    75 FR 34704 // PDF Version

    Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
    06/15/2010
    75 FR 33788 // PDF Version

    Renewal of the Global Markets Advisory Committee
    06/02/2010
    75 FR 30783 // PDF Version

    Reestablishment of the Technology Advisory Committee
    05/21/2010
    75 FR 28667 // PDF Version

    Notice of meeting of Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues will hold a public meeting on Monday, May 24, 2010. The aenda for the meeting includes: (i) Opening remarks; (ii) the introduction of Committee members, (iii) discussion of Committee agenda and organization; (iv) discussion of the Joint CFTC-SEC report on the market events of May 6, 2010; and (v) discussion of next steps and closing comments.
    05/13/2010
    75 FR 27028 // PDF Version

    Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
    04/28/2010
    75 FR 24586 // PDF Version

    Order Finding That the San Juan Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52188, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the San Juan Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 24592 // PDF Version

    Order Finding that the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52186, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TETCO-M3 Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 24599 // PDF Version

    Order Finding That the ICE Dominion-South Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52190, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Dominion-South Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 24606 // PDF Version

    Order Finding That the TCO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52200, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 24612 // PDF Version

    Order Finding That the Zone 6-NY Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52204, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Zone 6-NY Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 24619 // PDF Version

    Order Finding That the Permian Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52194, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Permian Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 24626 // PDF Version

    Order Finding That the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52186, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TETCO-M3 Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 24633 // PDF Version

    Order Finding That the ICE Chicago Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52198, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Chicago Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 24641 // PDF Version

    Order Finding That the HSC\1\ Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52206, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the HSC Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 24648 // PDF Version

    Order Finding That the Socal Border Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 53723, October 20, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Socal Border Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 24655 // PDF Version

    Order Finding That the ICE Waha Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52202, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Waha Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 23679 // PDF Version

    Order Finding That the ICE Malin Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52192, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Malin Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 23686 // PDF Version

    Order Finding That the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc. Does Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 42052, August 20, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 23690 // PDF Version

    Order Finding That the NGPL TxOk Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52208, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NGPL TXOK Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 23697 // PDF Version

    Order Finding That the AECO Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52196, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the AECO Financial Basis Contract, Offered for Trading on the Intercontinental Exchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 23704 // PDF Version

    Order Finding That the NWP Rockies Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 54550, October 22, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NWP Rockies Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    04/28/2010
    75 FR 23718 // PDF Version

    Orders Finding That the Henry Financial Basis Contract, Henry Financial Index Contract and Henry Financial Swing Contract Traded on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 53720, October 20, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial Swing Contract; Henry Financial Basis Contract; and Henry Financial Index Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

    04/28/2010
    75 FR 23729 // PDF Version

    Orders Finding that the (1) Phys,\1\ BS,\2\ LD1 \3\ (US/MM), AB-NIT;\4\ (2) Phys, BS, LD1 (US/MM), Union-Dawn; \5\ (3) Phys, FP,\6\ (CA/GJ),\7\ AB-NIT; (4) Phys, FP, (US/MM), Union-Dawn; and (5) Phys, ID,\8\ 7a \9\ (CA/GJ), AB-NIT Contracts, Offered for Trading on the Natural Gas Exchange, Inc., Do Not Perform a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 53724, October 20, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the (1) Phys, BS, LD1 (US/MM), AB-NIT Contract, et al., Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions

    04/28/2010
    75 FR 23710 // PDF Version

    Order Finding That the ICE PG&E Citygate Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    Effective Date: April 28, 2010

    See also:
    • 74 FR 52210, October 9, 2009 PDF Version
      Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PG&E Citygate Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

    05/06/2010
    75 FR 17297 // PDF Version

    17 CFR Part 190 Account Class

    Effective Date: May 6, 2010

    See also:
    01/21/2010
    75 FR 3371 // PDF Version

    17 CFR Part 12 Commission Guidance Concerning the Rules of Practice Relating to Reparations

    Effective Date: January 21, 2010

    See Also:

    CFTC's Commitment to Open Government

    Follow the Status of Enforcement Actions