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Final Rules

Date
Final Rules
12/30/2008
73 FR 79608 // PDF Image PDF Version

17 CFR Part 140 Delegation of Authority and Change in Position Title

Effective Date: December 30, 2008
12/30/2008
73 FR 79830 // PDF Image PDF Version

Order Exempting the Trading and Clearing of Certain Products Related to iShares[supreg] COMEX Gold Trust Shares and iShares[supreg] Silver Trust Shares

Effective Date: December 3, 2008

See also:
  • 73 FR 66847, November 12, 2008 PDF ImagePDF Version
    Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to iShares [reg] COMEX Gold Trust Shares and iShares [reg] Silver Trust Shares

12/18/2008
73 FR 77015 // PDF Image PDF Version

Order: (1) Pursuant to Section 4(c) of the Commodity Exchange Act (a) Permitting Eligible Swap Participants To Submit for Clearing and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear Certain Over-The-Counter Agricultural Swaps and (b) Determining Certain Floor Brokers and Traders To Be Eligible Swap Participants; and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Certain Customer Positions in the Foregoing Swaps and Associated Property To Be Commingled With Other Property Held in Segregated Accounts

Effective Date: December 12, 2008

See also:
  • 73 FR 1205, January 7, 2008 PDF ImagePDF Version
    Requests Pursuant to Section 4(c) of the Commodity Exchange Act To Extend the Exemption Granted Under Part 35 of the Commission's Regulations to Certain Over-The-Counter Swaps and To Determine as Eligible Swap Participants Certain Floor Brokers and Traders

  • 11/20/2008
    73 FR 70274 // PDF Image PDF Version

    17 CFR Part 12 Rules Relating to Reparation Proceedings

    Effective Date: December 22, 2008
    11/04/2008
    73 FR 65514 // PDF Image PDF Version

    17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity

    See also:
    • 73 FR 57235, October 2, 2008 PDF ImagePDF Version
      17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity

    10/24/2008
    73 FR 63359 // PDF Image PDF Version

    17 CFR Parts 10 and 12 Proceedings Before the Commodity Futures Trading Commission

    Effective Date: October 24, 2008
    10/14/2008
    73 FR 60625 // PDF Image PDF Version

    17 CFR Part 30 Foreign Futures and Options Transactions

    Effective Date: October 14, 2008
    10/03/2008
    73 FR 57512 // PDF Image PDF Version

    17 CFR Part 143 Adjustment of Civil Monetary Penalties for Inflation

    Effective Date: October 23, 2008
    10/02/2008
    73 FR 57235 // PDF Image PDF Version

    17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity

    See also:
    • 73 FR 65514, November 4, 2008 PDF ImagePDF Version
      17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity

    09/18/2008
    73 FR 54069 // PDF Image PDF Version

    17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief

    Effective Date: October 10, 2008

    See also:
    • 73 FR 4499, January 25, 2008 PDF ImagePDF Version
      17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief

    07/31/2008
    73 FR 44706 // PDF Image PDF Version

    Determination of Appropriateness of Standards of the United Kingdom's Financial Services Authority for Oversight and Supervision of ICE Clear Europe Limited, a Mutilateral Clearing Organization

    Effective Date: July 31, 2008
    07/31/2008
    73 FR 44707 // PDF Image PDF Version

    Fees for Review of the Rule Enforcement Programs of Contract Markets and Registered Futures Associations

    Effective Date: September 29, 2008
    07/14/2008
    73 FR 40302 // PDF Image PDF Version

    Notice; Agricultural Advisory Committee Meeting
    07/09/2008
    73 FR 39226 // PDF Image PDF Version

    17 CFR Part Limited Marketing Activities From a United States Location by Certain Firms and Their Employees or Other Representatives Exempted Under Commodity Futures Trading Commission Regulation 30.10

    Effective Date: July 9, 2008
    06/26/2008
    73 FR 36302 // PDF Image PDF Version

    Notice; Global Markets Advisory Committee Meeting
    06/18/2008
    73 FR 34715 // PDF Image PDF Version

    Renewal of the Global Markets Advisory Committee
    06/06/2008
    73 FR 32260 // PDF Image PDF Version

    17 CFR Part 150 Revision of Federal Speculative Position Limits

    See also:
    06/06/2008
    73 FR 32261 // PDF Image PDF Version

    17 CFR Part 150 Risk Management Exemption From Federal Speculative Position Limits

    See also:
    • 72 FR 66097, November 27, 2007 PDF ImagePDF Version
      17 CFR Part 150 Risk Management Exemption From Federal Speculative Position Limits

    06/05/2008
    73 FR 31981 // PDF Image PDF Version

    Order Exempting the Trading and Clearing of Certain Products Related to SPDR Gold Trust Shares

    Effective Date: May 30, 2008

    See also:
    • 73 FR 21917, April 23, 2008 PDF ImagePDF Version
      Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS Gold Trust Shares

    06/05/2008
    73 FR 31979 // PDF Image PDF Version

    Exemptive Order for SPDR Gold Futures Contracts

    Effective Date: June 5, 2008

    See also:
    05/23/2008
    73 FR 30093 // PDF Image PDF Version

    Energy Markets Advisory Committee Meeting
    02/15/2008
    73 FR 8856 // PDF Image PDF Version

    Notice; Establishment of Energy Markets Advisory Committee
    02/14/2008
    73 FR 8599 // PDF Image PDF Version

    17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets

    Effective Date: February 14, 2008

    See also:
    • 72 FR 45185, August 13, 2007 PDF ImagePDF Version
      17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets