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Final Rules

Date
Final Rules
11/23/2007
72 FR 65658 // PDF Image PDF Version

Final Rule; Notice of Stay

Effective Date: November 23, 2007

See also:
  • 72 FR 14051, March 26, 2007 PDF ImagePDF Version
    17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations

11/20/2007
11/14/2007
72 FR 63976 // PDF Image PDF Version

17 CFR Parts 1, 3, 4, 15, and 166 Exemption From Registration for Certain Foreign Persons

Effective Date: December 14, 2007

See also:
  • 72 FR 15637, April 2, 2007 PDF ImagePDF Version
    17 CFR Parts 1, 3, 4, 15, 166 Exemption From Registration for Certain Foreign Persons

11/08/2007
72 FR 63102 // PDF Image PDF Version

17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants

Effective Date: January 1, 2008

See also:
  • 72 FR 45392, August 14, 2007 PDF ImagePDF Version
    17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants

10/26/2007
72 FR 60767 // PDF Image PDF Version

17 CFR Part 18 Maintenance of Books, Records and Reports by Traders

Effective Date: November 26, 2007

See also:
09/13/2007
Global Markets Advisory Committee Meeting, October 2, 2007 // PDF Image PDF Version

Global Markets Advisory Committee Meeting
09/04/2007
72 FR 50645 // PDF Image PDF Version

17 CFR Part 30 Foreign Futures and Options Transactions

Effective Date: September 4, 2007
08/31/2007
72 FR 50209 // PDF Image PDF Version

17 CFR Part 21 Special Calls

Effective Date: August 31, 2007

See also:
08/23/2007
72 FR 48264 // PDF Image PDF Version

Fees for Reviews of the Rule Enforcement Programs of Contract Markets and Registered Futures Associations

Effective Date: October 22, 2007
08/02/2007
72 FR 42276 // PDF Image PDF Version

17 CFR Part 171 Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions

Effective Date: August 2, 2007
07/02/2007
72 FR 35918 // PDF Image PDF Version

17 CFR Part 3 Registration of Intermediaries

Effective Date: August 1, 2007

See also:
06/15/2007
72 FR 33205 // PDF Image PDF Version

Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA"); Republication

Effective Date: June 5, 2007

See also:
  • 72 FR 27091, May 14, 2007 PDF ImagePDF Version
    Proposal to Exempt the Trading and Clearing of Certain Credit Default Products Traded on the Chicago Board Options Exchange and Cleared Through the Options Clearing Corporation Pursuant to The Exemptive Authority in Sec. 4(c) of the Commodity Exchange Act

  • 72 FR 32079, June 11, 2007 PDF ImagePDF Version
    Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA")

  • 06/11/2007
    72 FR 32079 // PDF Image PDF Version

    Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA")

    Effective Date: June 5, 2007

    See also:
    • 72 FR 27091, May 14, 2007 PDF ImagePDF Version
      Proposal to Exempt the Trading and Clearing of Certain Credit Default Products Traded on the Chicago Board Options Exchange and Cleared Through the Options Clearing Corporation Pursuant to The Exemptive Authority in Sec. 4(c) of the Commodity Exchange Act

  • 72 FR 33205, June 15, 2007 PDF ImagePDF Version
    Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA"); Republication

  • 05/25/2007
    72 FR 29246 // PDF Image PDF Version

    17 CFR Part 2 Rules Relating to Permissible Uses of Official Seal

    Effective Date: May 25, 2007
    04/30/2007
    72 FR 23442 // PDF Image PDF Version

    17 CFR Ch. I Regulatory Flexibility Agenda
    04/10/2007
    72 FR 17989 // PDF Image PDF Version

    17 CFR Part 30 Foreign Futures and Options Transactions; Correction

    Effective Date: March 28, 2007

    See also:
    04/04/2007
    72 FR 16269 // PDF Image PDF Version

    17 CFR Parts 140 and 145 Corrections to Regional Office Information

    Effective Date: April 4, 2007
    03/30/2007
    72 FR 15116 // PDF Image PDF Version

    Agricultural Advisory Committee; Twelfth Renewal
    03/28/2007
    72 FR 14413 // PDF Image PDF Version

    17 CFR Part 30 Foreign Futures and Options Transactions

    Effective Date: March 28, 2007

    See also:
    • 72 FR 17989, April 10, 2007 PDF ImagePDF Version
      17 CFR Part 30 Foreign Futures and Options Transactions; Correction

    02/23/2007
    72 FR 8106 // PDF Image PDF Version

    17 CFR Part 4 Advertising by Commodity Pool Operators, Commodity Trading Advisors, and the Principals Thereof

    Effective Date: March 26, 2007

    See also:
    • 71 FR 49387, August 23, 2006 PDF ImagePDF Version
      17 CFR Part 4 Advertising by Commodity Pool Operators, Commodity Trading Advisors, and the Principals Thereof

    02/14/2007
    72 FR 6936 // PDF Image PDF Version

    17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs")

    Effective Date: March 16, 2007

    See also:
    • 71 FR 38740, July 7, 2006 PDF ImagePDF Version
      17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs")

  • 71 FR 43681, August 2, 2006 PDF ImagePDF Version
    17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs"); Extension of comment period through September 7, 2006.

  • 01/22/2007
    72 FR 2614 // PDF Image PDF Version

    17 CFR Part 170 Membership in a Registered Futures Association

    Effective Date: February 21, 2007

    See also:
    01/16/2007
    72 FR 1658 // PDF Image PDF Version

    17 CFR Part 4 Electronic Filing of Notices of Exemption and Exclusion Under Part 4 of the Commission's Regulations

    Effective Date: February 15, 2007

    See also:
    • 71 FR 60454, October 13, 2006 PDF ImagePDF Version
      17 CFR Part 4 Electronic Filing of Notices of Exemption and Exclusion Under Part 4 of the Commission's Regulations

    01/10/2007
    72 FR 1148 // PDF Image PDF Version

    17 CFR Part 1 Limitations on Withdrawals of Equity Capital

    Effective Date: March 12, 2007

    See also:

    See Also:

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