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FEDERAL REGISTER COMMENT FILE: 08-009

  • Comment File for Federal Register Release 73 FR 54097

    17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9

    Comments Open Date: 09/18/2008
    Comments Closing Date: 11/17/2008
    Comments Extended Date: 01/05/2009

    DATE
    FILE CONTENTS
    06/15/2009
    CL48
    Ronin Capital, LLC
    12
    04/02/2009
    CL47
    Gressel, Joe
    2
    01/28/2009
    CL46
    NYSE Liffe
    3
    01/27/2009
    CL45
    Electronic Liquidity Exchange (ELX)
    8
    01/21/2009
    CL44
    Futures Industry Associaiton (FIA)
    3
    01/05/2009
    CL41
    Futures Industry Associaiton (FIA)
    3
    01/05/2009
    CL43
    ICE Futures U.S., Inc.
    5
    01/05/2009
    CL42
    CME Group
    11
    01/05/2009
    CL40
    Santoro, John
    1
    01/05/2009
    CL39
    Electronic Liquidity Exchange (ELX)
    2
    01/05/2009
    CL38
    Coyle, Dan
    1
    01/03/2009
    CL37
    Levine, David
    1
    12/08/2008
    CL36
    Conway, Lawrence D.
    2
    11/12/2008
    CL35
    Lando, Christopher
    1
    11/17/2008
    CL34
    Kenul, Jason
    1
    11/17/2008
    CL33
    Shaw, Timothy
    1
    11/17/2008
    CL32
    Chason, Jeffrey
    1
    11/16/2008
    CL31
    Wezner, Joseph
    2
    11/16/2008
    CL30
    Fordyce, Alastair
    1
    11/15/2008
    CL29
    Forsyth, John B.
    1
    11/13/2008
    CL28
    Walls, Patrick
    1
    11/12/2008
    CL27
    Golodetz, David
    1
    11/12/2008
    CL26
    Watters, Robert
    1
    11/12/2008
    CL25
    Watters, Terence
    1
    11/11/2008
    CL24
    Watters, Terence
    1
    11/11/2008
    CL23
    Fitzpatrick, Terrence E.
    1
    11/11/2008
    CL22
    Scozzafava, Anthony
    1
    11/14/2008
    CL20
    Greenberg, Andrew
    2
    11/14/2008
    CL21
    Vassallo, Daniel L.
    1
    11/04/2008
    NC01
    CME Group requests an extension of time
    1
    11/07/2008
    CL19
    Darcy, David R.
    1
    11/08/2008
    CL18
    Pearson, Jessica
    2
    11/06/2008
    CL16
    Reddy, Michael W.
    1
    11/07/2008
    CL17
    Radice, Timothy
    2
    11/06/2008
    CL15
    Hertzberg, Jim
    2
    11/05/2008
    CL14
    Stern, Scott
    1
    11/05/2008
    CL13
    Rabinowitz, Alan
    1
    11/05/2008
    CL12
    Etwaroo, Ravi
    2
    11/04/2008
    CL11
    Schaffer, Daniel
    1
    11/03/2008
    CL10
    Meijer, Filip
    2
    11/04/2008
    CL07
    Thornton, Pam
    2
    11/03/2008
    CL08
    Apollonio, Michael
    1
    10/29/2008
    CL06
    Citrus Trading Assoc. (Pappas, Sandra)
    1
    11/03/2008
    CL09
    Cingari, Joseph
    1
    10/29/2008
    CL04
    Galland, Jeremy
    2
    10/30/2008
    CL05
    Pinchuk, Daniel
    2
    10/21/2008
    CL02
    Barbera, Louis
    2
    10/20/2008
    CL02
    Walls, Patrick
    2
    10/20/2008
    CL01
    Lelliot, Jeff
    1


    Last Updated: September 18, 2008

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