XXXI. Conforming Amendments
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The Commission has issued proposed rules to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act, and is seeking input on these rules from the public.
A list of proposed rules for this topic, along with other related Federal Register notices, is provided below. Members of the public are encouraged to review proposed rules, and offer comment by clicking the associated "Comment File" link.
Additional information regarding Business Conduct Standards w/ Counterparties is provided below, including factsheets for each proposed rule, and details of meetings held between CFTC staff and outside parties.
Related Federal Register Releases
Proposed Rule: 76 FR 33066 // PDF Version
6/7/2011
17 CFR Parts 1, 5, 7, 8, 15, 18, 21, 36, 41, 140, 145, 155, and 166 Adaptation of Regulations to Incorporate Swaps
Comment File - Closing Date: 8/8/2011
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Related Document: Adaptation of Regulations - RedlineProposed Rule: 76 FR 12888 // PDF Version
3/9/2011
17 CFR Part 3 Registration of Intermediaries
Comment File - Extended Date: 6/3/2011Proposed Rule: 76 FR 11701 // PDF Version
3/3/2011
17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act
Comment File - Extended Date: 6/3/2011Additional Information
Fact Sheet: Proposed Rulemaking on Amendments to Adapt Certain CFTC Regulations to the Dodd-Frank Act
Q&A: Amendments to Adapt Certain CFTC Regulations to the Dodd-Frank ActEvent: Open Meeting on Fourteenth Series of Proposed Rules under the Dodd-Frank Act
Fact Sheet: Proposed Rule on Registration of Intermediaries
Q&A: Proposed Rule on Registration of IntermediariesFact Sheet: Proposed Rule Regarding Conforming Amendments to Regulations Applicable to Commodity Pool Operators and Commodity Trading Advisors
Q&A: Proposed Rule Regarding Conforming Amendments to Regulations Applicable to Commodity Pool Operators and Commodity Trading AdvisorsEvent: Open Meeting on Twelfth Series of Proposed Rules under the Dodd-Frank Act
XXXI. Conforming Amendments
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