Process for Review of Swaps

Process for Review of Swaps for Mandatory Clearing

The Commission issued final rules to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act.  These regulations establish the process by which the Commission will review swaps to determine when swaps are required to be cleared.

Related Federal Register Releases

Final Rule: 76 FR 44464 // PDF Version
7/25/2011
17 CFR Parts 39 and 140 Process for Review of Swaps for Mandatory Clearing
Effective Date: September 26, 2011

Proposed Rule: 75 FR 67277 // PDF Version
11/2/2010
17 CFR Parts 39 and 140 Process for Review of Swaps for Mandatory Clearing

Comment File - Extended Date: 6/3/2011

Additional Information

Fact Sheet: Process for Review of Swaps for Mandatory Clearing

Q&A: Process for Review of Swaps for Mandatory Clearing

Event: Open Meeting on Three Final Rule Proposals and Two Proposed Rules under the Dodd-Frank Act

Fact Sheet: Proposed Rule on Process for Review of Swaps for Mandatory Clearing

Q&A: Swap Review Process

Event: Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act

Date
SUBMISSION
05/02/2012
May 2 Chamber Group_1680 PDF Image
From External Meeting on 5/2/2012
03/14/2012
Evercore 2012 Boca Dinner Attendees_1440 PDF Image
From External Meeting on 3/14/2012
03/07/2012
03/01/2012
05/19/2011
OTC Derivative Implementation Discussion Points PDF Image
Javelin, From External Meeting on 5/19/2011
04/15/2011
ex parte 4-15-11_693 PDF Image
From External Meeting on 4/15/2011
09/29/2010
Natural Gas Supply Association PDF Image
Natural Gas Supply Association
09/29/2010
NGSA CFTC Comments_09.28.2010_100 PDF Image
Natural Gas Supply Association (NGSA), From External Meeting on 9/29/2010
09/16/2010
Delegate List - 2010 ISDA Regional Conference PDF Image
Delegate List - 2010 ISDA Regional Conference
09/16/2010
ISDA 2010 Regional Conference Participants_19 PDF Image
ISDA, From External Meeting on 9/16/2010
09/01/2010
dmb argus_72 PDF Image
Argus Oil Market Regulation Summit 2010
08/03/2010
Title VII Rulemakings PDF Image
SEC/CFTC and ISDA/SIFMA