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Definitions

Date
MEETING WITH
REGARDING RULEMAKING
01/29/2014
2:00 PM
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National Rural Electric Cooperative Association

American Public Power Association

Los Angeles Department of Water and Power, for the Large Public Power Council

Reed Smith LLP
II. Definitions

XVII. Data Recordkeeping

XXVI. Position Limits

Commodity Options

02/07/2013
11:00 AM
More Info
Sutherland Asbill & Brennan LLP

The Association of Bermuda Insurers & Reinsurers
II. Definitions

General

09/27/2012
2:30 PM
More Info
Annaly Capital Management

Latham & Watkins LLP

Barclays

RBS

Ford Motor Credit

Bank of America Merrill Lynch

Royal Bank of Canada

Ford Motor Credit

American Securitization Forum
II. Definitions

General

09/27/2012
12:00 AM
More Info
Annaly Capital Managment

Latham & Watkins LLP

Barclys

RBS

Ford Motor Credit

Bank of American Merrill Lynch

Royal Bank of Canada

American Securitization Forum
II. Definitions

General

09/24/2012
2:00 PM
More Info
Interstate Natural Gas Association of America
II. Definitions

08/27/2012
12:00 AM
More Info
ConocoPhillips

Sullivan & Cromwell LLP
II. Definitions

08/02/2012
10:30 AM
More Info
Natural Gas Supply Association
II. Definitions

XXVI. Position Limits

07/06/2012
12:00 PM
More Info
Better Markets
II. Definitions

06/29/2012
2:00 PM
More Info
SIFMA

Goldman Sachs & Co.

Davis Polk & Wardwell
II. Definitions

06/29/2012
1:00 PM
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Securities Industry and Financial Markets Association

Goldman Sachs & Co.

Davis Polk & Wardwell
II. Definitions

06/28/2012
3:30 PM
More Info
Markit
II. Definitions

06/28/2012
2:00 PM
More Info
Not-for Profit Electric Coalition

National Rural Electric Cooperative Association

American Public Power Association

Los Angeles Department of Water and Power (representing the Large Public Power Council)

Bonneville Power Administration

Reed Smith LLP
II. Definitions

06/28/2012
1:00 PM
More Info
Russell Wasson

Richard Meyer

Susan Kelly

Randy Howard

Sonya Baskerville

Patty Dondanville

Dave Schryver
II. Definitions

06/28/2012
10:00 AM
More Info
Skadden
II. Definitions

06/27/2012
1:30 PM
More Info
Coalition of Physical Energy Companies

Bracewell

Shell Energy North America
II. Definitions

06/26/2012
4:00 PM
More Info
Edison Electric Institute
II. Definitions

06/26/2012
2:45 PM
More Info
American Gas Association

Covington and Burling
II. Definitions

06/14/2012
4:00 PM
More Info
Barclays Capital, Inc.

BNP Paribas

CIBC World Markets Corp.

Credit Suisse

Deutsche Bank AG

HSBC Bank USA

Institute of International Bankers (IIB)

Mizuho Corporate Bank, Ltd.

Royal Bank of Canada

Standard Chartered Bank

UBS
I. Registration

II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

06/08/2012
1:00 PM
More Info
American Banking Association
II. Definitions

06/05/2012
4:00 PM
More Info
BP America Inc.
I. Registration

II. Definitions

06/04/2012
11:00 AM
More Info
Covington and Burling LLP
II. Definitions

05/23/2012
11:00 AM
More Info
American Public Gas Association

Bonneville Power Administration

National Rural Electric Cooperative Association

American Public Power Association

Van Ness Feldman (for the Large Public Power Council)

Reed Smith LLP
II. Definitions

05/17/2012
3:00 PM
More Info
Natural Gas Supply Association
II. Definitions

05/15/2012
1:30 PM
More Info
Los Angeles Department of Water and Power (LADWP)

Tacoma Public Utilities

Partner Van Ness Feldman Law Firm
II. Definitions

05/15/2012
9:30 AM
More Info
Large Public Power Council
II. Definitions

04/20/2012
3:00 PM
More Info
II. Definitions

XI. End-user Exception

04/19/2012
2:30 PM
More Info
Better Markets
II. Definitions

XXVI. Position Limits

04/18/2012
3:00 PM
More Info
Consumer Federation of America
II. Definitions

XXVI. Position Limits

04/17/2012
3:00 PM
More Info
AFL-CIO
II. Definitions

04/16/2012
4:00 PM
More Info
Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
II. Definitions

V. Capital & Margin

XI. End-user Exception

04/15/2012
4:00 PM
More Info
Latham & Watkins
II. Definitions

04/12/2012
3:30 PM
More Info
Latham & Watkins

GFMA Global FX Division

Goldman Sachs

Managed Funds Association
II. Definitions

04/12/2012
9:30 AM
More Info
CoBank
II. Definitions

04/10/2012
3:30 PM
More Info
Cargill
II. Definitions

XXVI. Position Limits

04/10/2012
2:00 PM
More Info
Cargill
II. Definitions

04/10/2012
2:00 PM
More Info
Natural Gas Supply Association

National Corn Growers Association
II. Definitions

04/10/2012
12:00 AM
More Info
KfW Development Bank
II. Definitions

04/05/2012
2:00 PM
More Info
Dominion Resources

Exelon

NextEra Energy Resources

Bracewell & Giuliani

Edison Electric Institute (EEI)

Electric Power Supply Association (EPSA)
II. Definitions

XVII. Data Recordkeeping

04/04/2012
3:30 PM
More Info
ConocoPhillips

NextEra

Vitol

Sutherland

MidAmerican

NextEra
II. Definitions

XVII. Data Recordkeeping

04/04/2012
10:00 AM
More Info
Gavilon
II. Definitions

04/03/2012
4:00 PM
More Info
American Public Power Association

Large Public Power Council

National Rural Electric Cooperative Association
II. Definitions

04/03/2012
3:20 PM
More Info
American Gas Association
II. Definitions

04/03/2012
2:30 PM
More Info
American Gas Association
II. Definitions

04/03/2012
1:30 PM
More Info
American Gas Association
II. Definitions

03/26/2012
10:00 AM
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National Rural Electric Cooperative Association

American Public Power Association

New York Power Authority representing the Large Public Power Council

Reed Smith LLP
II. Definitions

03/19/2012
5:00 PM
More Info
American Banking Association (ABA)
II. Definitions

03/15/2012
2:00 PM
More Info
Calpine
II. Definitions

03/14/2012
3:00 PM
More Info
Eris Exchange

DRW
II. Definitions

VII. DCO Core Principles

VIII. Process for Review of Swaps

XII. DCM Core Principles

XVIII. Real Time Reporting

Block Sizes for Large Notional Off-Facility Swaps

03/14/2012
11:00 AM
More Info
BP
II. Definitions

III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

XXVI. Position Limits

03/12/2012
3:30 PM
More Info
Americans for Financial Reform
II. Definitions

XIII. SEF Registration

XXVIII. Volcker Rule

03/09/2012
2:00 PM
More Info
European Investment Bank

Arnold & Porter
II. Definitions

03/09/2012
9:15 AM
More Info
EIB

Arnold & Portner
II. Definitions

XXI. Joint Rules w/ SEC

03/05/2012
12:15 PM
More Info
CME, Pension funds
II. Definitions

XII. DCM Core Principles

XXVI. Position Limits

General

03/01/2012
9:00 AM
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Companies in the oil & gas industry and financial companies engaged in swaps with energy market participants.
II. Definitions

V. Capital & Margin

XI. End-user Exception

General

02/29/2012
3:00 PM
More Info
Inter-American Development Bank (IDB)
II. Definitions

XI. End-user Exception

02/29/2012
12:00 AM
More Info
The Business Council for Sustainable Energy (BCES)

Sempra Energy

Solar City

American Wind Energy Association (AWEA)

Pacific Gas & Electric (PGE)

Calpine

Sacramento Municipal Utilities District (SMUD)
II. Definitions

02/28/2012
5:30 PM
More Info
Vitol
II. Definitions

02/28/2012
3:00 PM
More Info
NextEra
II. Definitions

02/28/2012
2:00 PM
More Info
Virtu
II. Definitions

02/22/2012
3:00 PM
More Info
Cleary Gottlieb Steen & Hamilton LLP

Citigroup
II. Definitions

02/21/2012
10:00 AM
More Info
Consumer Federation of America

Better Markets, Inc.
II. Definitions

III. Business Conduct Standards w/ Counterparties

02/17/2012
12:00 PM
More Info
Bank of Oklahoma, (BOKF, N.A.)
II. Definitions

General

02/16/2012
4:30 PM
More Info
SIFMA

MFA
II. Definitions

02/16/2012
3:30 PM
More Info
Goldman Sachs
II. Definitions

IV. Business Conduct Standards – Internal

02/16/2012
2:00 PM
More Info
National Council of Farmer Cooperatives
II. Definitions

02/16/2012
1:00 PM
More Info
Morgan, Lewis & Bockius LLP

Managed Funds Associates

Global FX Division
II. Definitions

02/16/2012
10:00 AM
More Info
BlackRock
II. Definitions

III. Business Conduct Standards w/ Counterparties

VIII. Process for Review of Swaps

General

02/15/2012
2:00 PM
More Info
Better Markets
II. Definitions

02/14/2012
2:00 PM
More Info
Grain and Feed Association of Illinois, Springfield

Consolidated Grain & Barge Co, Bluffs, IL

Demeter, LP, South Beloit, IL

GROWMARK, Inc., Bloomington, IL

Kansas Grain and Feed Association

Missouri Agribusiness
II. Definitions

General

02/14/2012
11:00 AM
More Info
Independent Community Bankers of America
II. Definitions

02/13/2012
12:00 PM
More Info
American Bankers Association ("ABA")
II. Definitions

General

02/08/2012
2:30 PM
More Info
Webster Bank

Commerce Bank

BOK Financial

Wells Fargo

ABA
II. Definitions

02/06/2012
4:00 PM
More Info
National Grain and Feed Association

American Farm Bureau Federation

Commodity Markets Council

National Council of Farmer Cooperatives
II. Definitions

02/06/2012
1:45 PM
More Info
PIMCO
II. Definitions

02/02/2012
3:30 PM
More Info
Covington & Burling LLP

American Gas Association
II. Definitions

XXVI. Position Limits

02/02/2012
3:00 PM
More Info
Bunge Global Agribusiness

Louis Dreyfus Commodities

Cargill

Delta Strategies for Gavilon

Commodity Markets Council
II. Definitions

02/02/2012
1:00 PM
More Info
Sempra Energy

Natural Gas Supply Association

Solar City

American Wind Energy Association

Pacific Gas & Electric

Sacramento Municipal Utilities District

BCSE
II. Definitions

02/02/2012
10:00 AM
More Info
NAREIT

Chatham

NAM

U.S. Chamber of Commerce

Constellation

Peabody Energy

Gibson Dunn
II. Definitions

02/01/2012
1:00 PM
More Info
National Corn Growers Association

Natural Gas Supply Association
II. Definitions

02/01/2012
12:30 PM
More Info
National Rural Electric Cooperative Association (NRECA)

American Public Power Association (APPA)
II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

01/30/2012
4:30 PM
More Info
Chatham Financial
II. Definitions

01/30/2012
3:15 PM
More Info
NextEra Energy
II. Definitions

01/30/2012
3:00 PM
More Info
NAIC and SEC
II. Definitions

01/23/2012
3:15 PM
More Info
ISDA
II. Definitions

01/23/2012
2:00 PM
More Info
Chicago Trading Company
II. Definitions

01/20/2012
1:45 PM
More Info
Berkshire

MidAmerican
II. Definitions

01/20/2012
11:00 AM
More Info
Vitol
II. Definitions

01/19/2012
4:15 PM
More Info
Nossaman LLP

Regions Bank

Fifth Third Bank
II. Definitions

01/19/2012
1:45 PM
More Info
Constellation Energy Group

Dominion Resources

Exelon

Public Service Enterprise Group (PSEG)

Edison Electric Institute (EEI)
II. Definitions

01/19/2012
11:00 AM
More Info
Hunton & Williams

ConocoPhillips

Vitol

NextEra Energy
II. Definitions

01/18/2012
3:00 PM
More Info
Metlife
II. Definitions

01/17/2012
12:30 PM
More Info
Morgan, Lewis & Bockius

Securities Industry and Financial Markets Association (SIFMA)

Winton Capital

Managed Funds Association

Campbell & Company

Morgan Stanley

Tudor Investment Corporation
II. Definitions

01/17/2012
11:30 AM
More Info
Goldman Sachs
II. Definitions

01/17/2012
10:30 AM
More Info
Goldman Sachs
II. Definitions

01/17/2012
12:00 AM
More Info
Global Foreign Exchange Division

Managed Funds Association
II. Definitions

01/12/2012
3:00 PM
More Info
The World Bank
II. Definitions

01/12/2012
1:45 PM
More Info
Country Hedging

Dairy Farmers of America/Dairylea

Land O’Lakes

Growmark

National Council of Farmer Cooperatives
II. Definitions

12/19/2011
10:00 AM
More Info
The Farm Credit Council
II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/15/2011
2:00 PM
More Info
National Rural Electric Cooperative Association
II. Definitions

XVII. Data Recordkeeping

XVIII. Real Time Reporting

11/18/2011
1:00 PM
More Info
Evolution Markets
II. Definitions

XIII. SEF Registration

11/02/2011
1:00 PM
More Info
Working Group of Commercial Energy Firms
II. Definitions

Report: Improving Clearing Oversight

10/25/2011
11:00 AM
More Info
PNC Finanical Services

PNC Capital Markets

Fifth Third Bank

Promontory Financial Group, LLC
II. Definitions

10/20/2011
12:00 PM
More Info
Schulte, Roth & Zabel
II. Definitions

10/19/2011
3:00 PM
More Info
The Financial Services Roundtable

BB&T

Capital One

CIT Capital Markets

CIT Group

FTN Financial/First Tennessee Bank

Toyota Financial

Union Bank

US Bank

Arnold & Porter

Latham & Watkins
II. Definitions

10/19/2011
12:00 PM
More Info
Schulte, Roth & Zabel
II. Definitions

10/19/2011
11:30 AM
More Info
The Financial Services Roundtable
II. Definitions

General

10/13/2011
11:30 AM
More Info
ABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS
II. Definitions

V. Capital & Margin

VII. DCO Core Principles

XII. DCM Core Principles

XXVI. Position Limits

10/12/2011
9:30 AM
More Info
Kreditanstalt für Wiederaufbau (KfW)

Sullivan & Cromwell LLP
II. Definitions

10/06/2011
10:00 AM
More Info
Markit

MarkitSERV

Latham & Wakins (as counsel)
II. Definitions

IV. Business Conduct Standards – Internal

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

10/05/2011
12:00 PM
More Info
National Rural Utilities Cooperative Finance Corporation (NRU CFC)

Russell & Barron
II. Definitions

XI. End-user Exception

XXI. Joint Rules w/ SEC

10/05/2011
11:30 AM
More Info
ISDA
II. Definitions

10/05/2011
10:00 AM
More Info
FTN Financial, a division of First Tennessee Bank, N.A.
II. Definitions

XI. End-user Exception

10/05/2011
9:00 AM
More Info
JP Morgan Chase & Co.
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

10/04/2011
2:20 PM
More Info
The Church Alliance
II. Definitions

III. Business Conduct Standards w/ Counterparties

XI. End-user Exception

09/28/2011
9:00 AM
More Info
Morgan Stanley
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

09/26/2011
4:15 PM
More Info
II. Definitions

09/22/2011
2:00 PM
More Info
Natinal Gas Supply Association
II. Definitions

09/22/2011
11:00 AM
More Info
Regions Bank

Fifth Third Bank

M&T Bank
II. Definitions

XVI. Swap Data Repositories Registration

09/22/2011
10:00 AM
More Info
Goldman Sachs & Co.
I. Registration

II. Definitions

V. Capital & Margin

09/21/2011
3:00 PM
More Info
II. Definitions

09/21/2011
1:00 PM
More Info
DRW

Chicago Trading Company

Infinium

Delta Strategies
II. Definitions

VIII. Process for Review of Swaps

XVI. Swap Data Repositories Registration

09/21/2011
11:00 AM
More Info
Infinium, DRW Trading, CTC
II. Definitions

09/21/2011
10:30 AM
More Info
KfW, also known as Kreditanstalt für Wiederaufbau

Sullivan & Cromwell
II. Definitions

09/16/2011
4:30 PM
More Info
Willkie Farr & Gallagher LLP
II. Definitions

09/14/2011
4:00 PM
More Info
UBS Americas, Inc.
II. Definitions

V. Capital & Margin

XII. DCM Core Principles

XIII. SEF Registration

09/12/2011
2:00 PM
More Info
Natural Gas Exchange (NGX)
II. Definitions

VII. DCO Core Principles

VIII. Process for Review of Swaps

IX. Governance & Possible Limits

09/09/2011
1:30 PM
More Info
Church Alliance
II. Definitions

III. Business Conduct Standards w/ Counterparties

XI. End-user Exception

08/30/2011
11:00 AM
More Info
GFI Group

Katten Muchin Rosenman LLP
II. Definitions

08/18/2011
12:00 PM
More Info
Sullivan & Cromwell
II. Definitions

08/08/2011
11:00 AM
More Info
Regions Bank

Fifth Third Bank

M&T Bank

Nossaman Law Firm
II. Definitions

08/02/2011
2:30 PM
More Info
Securities Industry and Financial Markets Associations Asset Management Group (SIFMA AMG)

Vanguard

Goldman Sachs Asset Management

Fidelity Investments
II. Definitions

07/28/2011
4:30 PM
More Info
Renewable Energy Markets Association
II. Definitions

07/28/2011
1:30 PM
More Info
National Council of Farmer Cooperatives
II. Definitions

XI. End-user Exception

XIX. Agricultural Swaps

07/21/2011
3:10 PM
More Info
Los Angeles Department of Water & Power
II. Definitions

07/21/2011
3:00 PM
More Info
Webster Bank
II. Definitions

07/21/2011
2:00 PM
More Info
ING

Prudential Financial

Fidelity

JP Morgan Chase

Bank of America Merrill Lynch

Stable Value Investment Associaton

Cadwalader Wickersham & Taft
II. Definitions

07/21/2011
9:00 AM
More Info
Goldman Sachs
II. Definitions

V. Capital & Margin

07/18/2011
5:30 PM
More Info
CME and the law firm of Skadden Arps, representing CME
II. Definitions

07/14/2011
4:00 PM
More Info
Country Hedging

Dairy Framers of America/Dairylea

Land O'Lakes

Growmark

National Council of Farmer Cooperatives
II. Definitions

XIX. Agricultural Swaps

XXVI. Position Limits

07/14/2011
11:00 AM
More Info
National Council of Farmer Cooperatives
II. Definitions

XIX. Agricultural Swaps

07/14/2011
10:00 AM
More Info
Country Heading

Dairy Risk Management Services

Commodity Risk Management

AgriVisor

Dairy Farmers of America

Land O'Lakes

Growmark
II. Definitions

XXVI. Position Limits

General

07/14/2011
10:00 AM
More Info
CHS

Dairy Farmers of America/Dairylea

Land O 'Lakes

Growmark

National Council of Farmer Cooperatives
II. Definitions

XXVI. Position Limits

General

07/07/2011
11:00 AM
More Info
ISDA

MayerBrown
II. Definitions

07/06/2011
1:15 PM
More Info
Chatham Financial
II. Definitions

06/22/2011
12:30 PM
More Info
Futures Industry Association Board of Directors
II. Definitions

XIII. SEF Registration

XVIII. Real Time Reporting

XXVI. Position Limits

XXVII. Investment Adviser Reporting

06/22/2011
9:30 AM
More Info
BG Americas & Global LNG (BG Americas)

Alpine Group

Hunton & Williams
II. Definitions

XVII. Data Recordkeeping

XXI. Joint Rules w/ SEC

06/15/2011
1:00 PM
More Info
Bunge

Cargill

Louis Dreyfus Commodities

Gavilon

Hunton & Williams

Vitol

Commodity Markets Council
II. Definitions

06/15/2011
11:00 AM
More Info
Wells Fargo

Sullivan & Cromwell
II. Definitions

06/14/2011
1:00 PM
More Info
Mizuho Securities USA, Inc. (MSUSA)

Sherman & Sterling LLP (Sherman & Sterling)

Sapient Global Markets (Sapient)
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

06/10/2011
10:15 AM
More Info
CoBank
II. Definitions

06/09/2011
3:00 PM
More Info
Business Roundtable

Chamber of Commerce

Financial Executives International

Agricultural Retailers Association

Chatham

GE

Ford
II. Definitions

V. Capital & Margin

General

06/03/2011
9:00 AM
More Info
Coalition for Derivatives End-Users

Chamber of Commerce

Business Roundtable

Chatham Financial

ConocoPhillips

GE

Cargill

John Deere

Constellation
II. Definitions

V. Capital & Margin

VII. DCO Core Principles

05/31/2011
10:00 AM
More Info
Wells Fargo
II. Definitions

05/25/2011
3:00 PM
More Info
Goldman Sachs
I. Registration

II. Definitions

05/24/2011
11:30 AM
More Info
Assoc. of Int'l Inverstors
II. Definitions

V. Capital & Margin

General

05/24/2011
10:00 AM
More Info
II. Definitions

V. Capital & Margin

XXVI. Position Limits

05/24/2011
9:00 AM
More Info
Fidelity Investments
II. Definitions

V. Capital & Margin

XXVI. Position Limits

05/20/2011
1:00 PM
More Info
Chatham Financial (Chatham) 

Susquehanna Bancshares, Inc. (Susquehanna)
II. Definitions

XI. End-user Exception

05/19/2011
5:30 PM
More Info
JPMorgan Chase
I. Registration

II. Definitions

05/18/2011
3:30 PM
More Info
Bunge
II. Definitions

XXVI. Position Limits

05/18/2011
1:00 PM
More Info
Bunge
I. Registration

II. Definitions

05/18/2011
9:30 AM
More Info
Bunge
II. Definitions

XI. End-user Exception

05/17/2011
2:30 PM
More Info
NRUCFA
II. Definitions

05/17/2011
1:00 PM
More Info
Citi

JP Morgan

Morgan Stanley
II. Definitions

V. Capital & Margin

VI. Segregation and Bankruptcy

VIII. Process for Review of Swaps

XIII. SEF Registration

XVIII. Real Time Reporting

05/11/2011
3:00 PM
More Info
Gavilon
II. Definitions

XXVI. Position Limits

05/11/2011
2:00 PM
More Info
ISDA

Kalorama Partners
II. Definitions

XIII. SEF Registration

05/11/2011
2:00 PM
More Info
Gavilon LLC

Delta Strategy Group
II. Definitions

XIX. Agricultural Swaps

05/11/2011
1:00 PM
More Info
Gavilon
II. Definitions

05/11/2011
12:00 PM
More Info
Gavilon

Delta Strategy
II. Definitions

05/11/2011
11:30 AM
More Info
Vitol, Inc.
II. Definitions

05/11/2011
11:00 AM
More Info
ISDA, Kalorama Partners
II. Definitions

05/10/2011
2:00 PM
More Info
K&L Gates, MFS Investment Management, Invesment Advisors Assoc.
II. Definitions

General

05/04/2011
2:00 PM
More Info
The Prudential Insurance Company of America (Prudential)

Sullivan & Cromwell (S&C)

U.S. Securities and Exchange Commission (SEC)
II. Definitions

XI. End-user Exception

04/28/2011
2:00 PM
More Info
Conoco Phillips

Hess

Shell Trading

Constellation

Vitol Inc.

Luminant

AGL Resources

BP

NextEra Energy

DTE Energy

Hunton
II. Definitions

04/28/2011
10:30 AM
More Info
Conoco

Hess

Constellation

Vitol

NextEra
II. Definitions

04/22/2011
9:30 AM
More Info
Riverside Risk Advisors
II. Definitions

V. Capital & Margin

XI. End-user Exception

04/18/2011
2:00 PM
More Info
Athilon Structured Investment Advisors LLC (Athilon)

Sullivan & Cromwell
II. Definitions

04/15/2011
3:00 PM
More Info
Credit Suisse
II. Definitions

XVII. Data Recordkeeping

04/15/2011
11:30 AM
More Info
Goldman Sachs Bank USA
I. Registration

II. Definitions

04/15/2011
9:30 AM
More Info
California State Teachers’ Retirement System (CalSTRS)

Covington & Burling
II. Definitions

04/14/2011
11:00 AM
More Info
Steben & Co.
II. Definitions

General

04/13/2011
2:00 PM
More Info
American Electric Power

 Calpine

 Constellation

 DC Energy

 Edison Electric Institute

 Edison International

 EPSA

 Exelon

 GenOn

 Southern Company

 Sutherland

 Bracewell

 Cadwalader
II. Definitions

04/13/2011
11:30 AM
More Info
Credit Suisse

Millennium Capital

Marathon Capital

TRowe Price

BlackRock

Blue Mountain

Goldman Sachs Asset Management

King Street
II. Definitions

V. Capital & Margin

XIII. SEF Registration

04/12/2011
4:00 PM
More Info
BlackRock
II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

IX. Governance & Possible Limits

04/11/2011
10:00 AM
More Info
Institute of International Bankers

Davis Polk & Wardwell

Clearly Gottlieb
II. Definitions

04/08/2011
4:00 PM
More Info
Rabobank

Davis Polk
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

XVII. Data Recordkeeping

XVIII. Real Time Reporting

General

04/07/2011
2:00 PM
More Info
Constellation Energy

BRT

Chamber of Commerce

National Association of Manufacturers

NAREIT

Financial Executives International

IBM

Caterpillar

John Deere

GE

Forest City

Inland

MillerCoors

Ford

Energy Future Holdings

Chatham Financial

Gibson Dunn
II. Definitions

XI. End-user Exception
04/07/2011
11:00 AM
More Info
The Cypress Group (Cypress)

Primus Asset Management, Inc. (Primus)

Invicta Financial Group (Invicta)

Quadrant Structured Investment Advisers LLC (Quadrant)

U.S. Securities and Exchange Commission (SEC)
II. Definitions

04/07/2011
10:30 AM
More Info
MFX Solutions, Inc. (MFX)
II. Definitions

04/06/2011
3:00 PM
More Info
ISDA

Kalorama Partners

Mayer Brown
II. Definitions

IX. Governance & Possible Limits

XXVI. Position Limits

General

04/06/2011
2:00 PM
More Info
ISDA

Kalorama Partners

Mayer  Brown
II. Definitions

XIII. SEF Registration

XVIII. Real Time Reporting

XXI. Joint Rules w/ SEC

04/04/2011
3:00 PM
More Info
Vitol, Inc.
II. Definitions

XI. End-user Exception

XXVI. Position Limits

04/04/2011
10:00 AM
More Info
Property Casualty Insurers Assoc, The Raben Group
II. Definitions

XI. End-user Exception

04/01/2011
1:00 PM
More Info
Constellation

BP

GenOn

Cargill

Shell

Electrip Power Supply Association (EPSA)
II. Definitions

V. Capital & Margin

XXI. Joint Rules w/ SEC

03/31/2011
3:00 PM
More Info
Working Group of Commercial Energy Firms
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

XVII. Data Recordkeeping

XVIII. Real Time Reporting

General

03/31/2011
2:00 PM
More Info
Agrivisor
II. Definitions

03/31/2011
10:00 AM
More Info
Nomura

Citi

Goldman Sachs

Credit Suisse

Bank of America/Merrill Lynch

Mayer Brown
II. Definitions

03/28/2011
1:00 PM
More Info
MBIA
II. Definitions

V. Capital & Margin

XVI. Swap Data Repositories Registration

03/28/2011
11:45 AM
More Info
MBIA
II. Definitions

03/28/2011
11:00 AM
More Info
MBIA
II. Definitions

03/23/2011
4:30 PM
More Info
Next Era Energy Power Marketing, LLC

Next Era Energy Resources, LLC

Delta Strategy Group

Cadwalader, Wickersham & Taft LLP
II. Definitions

03/23/2011
4:00 PM
More Info
Bank of France
II. Definitions

03/23/2011
3:30 PM
More Info
NextEra Energy
II. Definitions

General

03/23/2011
3:00 PM
More Info
NextEra
II. Definitions

General

03/22/2011
5:00 PM
More Info
Credit Suisse, Deutsche Bank, Citi, JP Morgan, Barclays, Morgan Stanley, Goldman Sachs, UBS
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

XVII. Data Recordkeeping

XVIII. Real Time Reporting

03/22/2011
3:45 PM
More Info
Hungary, France, Sweden, UK, Poland and Netherlands
II. Definitions

VII. DCO Core Principles

03/22/2011
1:00 PM
More Info
European Parliament's Economic and Monetary Affairs Committee
II. Definitions

03/22/2011
12:00 PM
More Info
European Parliament
II. Definitions

VII. DCO Core Principles

XI. End-user Exception

XVIII. Real Time Reporting

03/22/2011
12:00 PM
More Info
European Commission
II. Definitions

VII. DCO Core Principles

XI. End-user Exception

XVI. Swap Data Repositories Registration

03/22/2011
11:00 AM
More Info
Fidelity

Vanguard

Fidelity

Wellington

Goldman Sachs Asset Management

MFS

Securities Industry Financial Markets Association (SIFMA)
II. Definitions

03/21/2011
3:00 PM
More Info
Shell Energy North America

Shell Oil Company
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/21/2011
2:00 PM
More Info
Shell Energy
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/21/2011
2:00 PM
More Info
Northland Energy Trading LLC

Sutherland
II. Definitions

03/21/2011
1:00 PM
More Info
Shell Oil Company
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/18/2011
11:00 AM
More Info
Chatham Financial
II. Definitions

03/17/2011
10:00 AM
More Info
Americans for Financial Reform

AFL-CIO

Better Markets
II. Definitions

03/16/2011
3:30 PM
More Info
Institute of International Bankers
I. Registration

II. Definitions

03/09/2011
12:00 PM
More Info
Morgan Stanely
II. Definitions

III. Business Conduct Standards w/ Counterparties

XIII. SEF Registration

XVIII. Real Time Reporting

03/07/2011
2:30 PM
More Info
Berkshire Hathaway

MidAmerican Energy Holdens Company

Burlington Northern Santa Fe

Hunton & Williams LLP
II. Definitions

03/07/2011
2:00 PM
More Info
Berkshire Hathaway

MidAmerican Energy Holdings Company

Burlington Northern Santa Fe

MidAmerican Energy Company

Hunton & Williams LLP
II. Definitions

General

03/07/2011
10:00 AM
More Info
Berkshire Hathaway

MidAmerican Energy Holdens Company

Burlington Northern Santa Fe

Hunton & Williams LLP
II. Definitions

03/04/2011
2:00 PM
More Info
European Banking Federation (EBF)

Swiss Bankers Association

Deutsche Bank

British Bankers Association

Association of German Banks

BNP Paribas
II. Definitions

V. Capital & Margin

03/03/2011
10:00 AM
More Info
Institute of International Bankers

Royal Bank of Canada

Barclays Capital

BNP Paribas

Credit Suisse

Deutsche Bank

HSBC

Rabobank

Societe Generale

The Royal Bank of Scotland

UBS

Clearly Gottlieb
II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards – Internal

V. Capital & Margin

XVII. Data Recordkeeping

XVIII. Real Time Reporting

03/01/2011
1:00 PM
More Info
Nomura

Cypress Group
II. Definitions

02/25/2011
10:30 AM
More Info
Southern California Edison Company

Edison Mission Energy

Hogan Lovells LLP
II. Definitions

02/23/2011
2:00 PM
More Info
Bunge

Commodity Markets Council (CMC)

Arnold & Porter
II. Definitions

02/17/2011
11:00 AM
More Info
Weil, Gotshal & Manges LLP
II. Definitions

02/16/2011
2:30 PM
More Info
IntercontinentalExchange (ICE)
II. Definitions

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

XVII. Data Recordkeeping

02/16/2011
2:00 PM
More Info
Kraft Foods

Russell & Barron

Sutherland Asbill & Brennan LLP
II. Definitions

XI. End-user Exception

02/16/2011
12:00 PM
More Info
Vitol Inc.
II. Definitions

02/16/2011
11:00 AM
More Info
Participants discussed the swap dealer definition and speculative position limits.
II. Definitions

XXVI. Position Limits

02/15/2011
4:00 PM
More Info
Vitol Inc.
II. Definitions

02/15/2011
2:00 PM
More Info
National Rural Utilities Cooperative Finance Corporation

Russell Barron

Hogan Lovells
II. Definitions

02/14/2011
11:00 AM
More Info
S.A.C. Capital Advisors, L.P.

D.E. Shaw Group

Sullivan & Cromwell LLP

Citadel LLC

Brevan Howard

BlueMountain Capital Management

Elliott Management Corporation

King Street Capital Management, L.P.

Managed Funds Association
II. Definitions

02/09/2011
10:30 AM
More Info
The Federal Reserve Bank of Boston

The Federal Reserve Board

The Securities Exchange Commission

The CFTC
II. Definitions

02/08/2011
2:00 PM
More Info
Bank of Oklahoma

Frederic Dorwart (law firm)
II. Definitions

02/04/2011
2:00 PM
More Info
Capital One N.A.

B&F Capital Markets Inc.

Branch Banking & Trust Company

Wilmer Cutler Pickering Hale and Dorr LLP
II. Definitions

02/04/2011
1:00 PM
More Info
Vanguard

Goldman Sachs Asset Management

Pimco

Wellington Management Co., LLP

Fidelity Investments

SIFMA AMG

Davis Polk & Wardwell LLP
II. Definitions

02/03/2011
12:00 PM
More Info
Representatives from energy firms, electric utilitiy industry, las firm of Morgan, Lewis & Bockius
II. Definitions

XI. End-user Exception

XXV. Whistleblowers

General

02/02/2011
1:00 PM
More Info
Stanford University Graduate School of Business
II. Definitions

01/27/2011
1:00 PM
More Info
BP
II. Definitions

XXI. Joint Rules w/ SEC

01/27/2011
10:00 AM
More Info
Independent Petroleum Association of America (IPAA)
II. Definitions

V. Capital & Margin

XI. End-user Exception

01/27/2011
9:30 AM
More Info
ABASA member banks; Cecilia Calaby, ABASA; Paul Architzel, Wilmer Hale
I. Registration

II. Definitions

01/20/2011
1:00 PM
More Info
Natural Gas Supply Association and National Corn Growers Association
II. Definitions

V. Capital & Margin

XI. End-user Exception

01/19/2011
6:00 PM
More Info
ONEOK Energy Services Company (ONEOK)

Wilmer Cutler Pickering Hale and Dorr LLP (Wilmer)
II. Definitions

01/19/2011
2:30 PM
More Info
National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP
II. Definitions

XXI. Joint Rules w/ SEC

01/19/2011
2:30 PM
More Info
National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP
II. Definitions

01/14/2011
2:00 PM
More Info
Sullivan and Cromwell, LLP
I. Registration

II. Definitions

01/14/2011
10:00 AM
More Info
Barclays Bank plc

BNP Paribas S.A.

Deutsche Bank AG

Societe Generale

The Royal Bank of Scotland Group plc

UBS AG

The Royal Bank of Canada

Davis, Polk, and Wardwell, LLP
I. Registration

II. Definitions

IV. Business Conduct Standards – Internal

01/13/2011
2:00 PM
More Info
Commodity Markets Oversight Coalition
II. Definitions

XI. End-user Exception

XXVI. Position Limits

01/13/2011
2:00 PM
More Info
National Rural Utilities Cooperative Finance Corporation (NRUCFC)

Russell Barron

Hogan Lovells
II. Definitions

XI. End-user Exception

01/12/2011
10:30 AM
More Info
National Association of Regulatory Utility Commissioners (NARUC)
II. Definitions

01/06/2011
10:00 AM
More Info
Land O'Lakes, Inc.
II. Definitions

XIX. Agricultural Swaps

12/21/2010
10:30 AM
More Info
US Chamber of Commerce

Financial Executives International

General Electric

NAREIT

Procter & Gamble

IBM

General Motors

National Association of Corporate Treasurers

FMC Corporation

ConocoPhillips

Microsoft

Chatham Financial

Gibson Dunn
II. Definitions

12/16/2010
12:00 PM
More Info
Ron Eliason (Individual)
II. Definitions

XIX. Agricultural Swaps

12/14/2010
11:00 AM
More Info
Farm Credit Council

Co Bank

Agri Bank
II. Definitions

XI. End-user Exception

12/14/2010
10:00 AM
More Info
Farm Credit Council
II. Definitions

VI. Segregation and Bankruptcy

XI. End-user Exception

12/08/2010
2:00 PM
More Info
MFA

Delta Strategy Group

King Street Capital Management

BlueMountain Capital Management, LLC

Citadel LLC

Brevan Howard, Inc.

Tudor Investment Corporation
II. Definitions

VI. Segregation and Bankruptcy

IX. Governance & Possible Limits

XII. DCM Core Principles

XIII. SEF Registration

XVI. Swap Data Repositories Registration

XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

12/07/2010
11:00 AM
More Info
Managed Funds Association
I. Registration

II. Definitions

IV. Business Conduct Standards – Internal

V. Capital & Margin

12/03/2010
2:45 PM
More Info
NextEra Energy Resources, LLC
II. Definitions

V. Capital & Margin

XI. End-user Exception

XVII. Data Recordkeeping

XVIII. Real Time Reporting

11/29/2010
9:00 AM
More Info
Delta Strategy Group
II. Definitions

11/23/2010
4:30 PM
More Info
NextEra
II. Definitions

11/23/2010
4:00 PM
More Info
Constellation Energy
II. Definitions

11/23/2010
1:30 PM
More Info
Peabody
II. Definitions

11/23/2010
1:00 PM
More Info
PIMCO
II. Definitions

11/22/2010
2:00 PM
More Info
AEGON

American Benefits Council

Davis & Harman

Prudential

Securities Exchange Commission
II. Definitions

11/18/2010
10:00 AM
More Info
General Motors (GM)

Davis & Harman (DM)

NISA Investment Advisors (NISA)

Association for Financial Professionals (AFP)

Skadden (S)

American Benefits Council (ABC)

Winston & Strawn (WS)
II. Definitions

III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

XVI. Swap Data Repositories Registration

11/17/2010
3:00 PM
More Info
General Motors (GM)

NISA Investment Advisors (NISA)

Association for Financial Professionals (AFP)

American Benefits Council (ABC)

Skadden (S)

Winston & Strawn (WS)
II. Definitions

III. Business Conduct Standards w/ Counterparties

XI. End-user Exception

11/17/2010
1:00 PM
More Info
DC Bar Association Members
II. Definitions

VII. DCO Core Principles

VIII. Process for Review of Swaps

XIV. FBOT Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

11/16/2010
12:30 PM
More Info
Chesapeake Energy Corporation

Delta Strategy Group
II. Definitions

V. Capital & Margin

11/15/2010
3:00 PM
More Info
K&L Gates

Peabody Energy
II. Definitions

11/15/2010
2:00 PM
More Info
Peabody Energy (Peabody)

K&L Gates LLP (K&L Gates)
II. Definitions

11/15/2010
2:00 PM
More Info
Societe Generale
I. Registration

II. Definitions

IV. Business Conduct Standards - Internal

11/15/2010
11:30 AM
More Info
Peabody Energy
II. Definitions

11/12/2010
12:30 PM
More Info
CIEBA

American Benefits Council
II. Definitions

III. Business Conduct Standards w/ Counterparties

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

11/12/2010
9:30 AM
More Info
MetLife

Clifford Chance
II. Definitions

VII. DCO Core Principles

XIII. SEF Registration

XVIII. Real Time Reporting

11/10/2010
4:00 PM
More Info
Fidelity

PIMCO

Vanguard

Investment Company Institute (ICI)
II. Definitions

11/09/2010
4:30 PM
More Info
Electric Power Supply Association (EPSA)

PSEG Energy Resources & Trade (PSEG)

NRG Energy (NRG)

Constellation Energy

Calpine

Mirant Corporation (Mirant)

Sutherland
II. Definitions

V. Capital & Margin

11/09/2010
4:00 PM
More Info
EPSA

PSEG Energy Resources

Calpine

Sutherland

Constellation Energy

NRG
II. Definitions

V. Capital & Margin

11/09/2010
12:45 PM
More Info
Vitol, Hunton & Williams, Constellation, ConocoPhillips
II. Definitions

XI. End-user Exception

XXVI. Position Limits

11/09/2010
11:30 AM
More Info
OTC

Vitol

Constellation Energy

Conoco Phillips
II. Definitions

XIII. SEF Registration

11/09/2010
11:00 AM
More Info
Electric Power Supply Association (EPSA)
I. Registration

II. Definitions

V. Capital & Margin

11/09/2010
9:00 AM
More Info
EPSA, PSEG Energy Resources & Trade, NGR, Constellation Energy, Calpine, Mirant Corporation
II. Definitions

11/08/2010
4:00 PM
More Info
Tudor Investment Corporation
II. Definitions

VI. Segregation and Bankruptcy

VII. DCO Core Principles

11/08/2010
2:00 PM
More Info
Natural Gas Exchange (NGX)

Alston & Bird, LLP (Alston & Bird)
II. Definitions

XXI. Joint Rules w/ SEC

11/08/2010
1:00 PM
More Info
Tudor Investment Corporation

Sullivan & Cromwell LLP
II. Definitions

11/08/2010
11:00 AM
More Info
Prudential Global Funding (Prudential Global)

Genworth Financial (Genworth)

Prudential Financial (Prudential)

Genworth Financial (Genworth)

John Hancock Financial Services Inc. (John Hancock)

MetLife (MetLife)

American Council of Life Insurers (ACLI)

Lincoln Financial Group (Lincoln)

The Northwestern Mutual Life Insurance Co. (Northwestern Mutual)
II. Definitions

XXI. Joint Rules w/ SEC

11/05/2010
10:00 AM
More Info
GM Asset Management
II. Definitions

11/03/2010
7:15 PM
More Info
International Banking Institutions
II. Definitions

General

11/03/2010
6:50 PM
More Info
Skadden Arps Slate Meagher & Flom
II. Definitions

11/03/2010
2:30 PM
More Info
Nidera

National Grain and Feed Assn

Advance Trading

Advanced Market Concepts

University of Illinois

Kansas Farm Bureau

Kansas State University

Shay Grain

Kansas City Board of Trade Wheat Cash Committee

Haviland Coop

Kansas Grain and Feed Association

Illinois Farm Bureau
II. Definitions

XIX. Agricultural Swaps

XXVI. Position Limits

11/03/2010
12:00 PM
More Info
Chicago Bar Association members
II. Definitions

V. Capital & Margin

11/02/2010
3:30 PM
More Info
Winston & Strawn

CME Group

Chesapeake Energy

Citadel

Caterpillar, Inc.

Delta Strategies

U.S. Chamber of Commerce

The Boeing Company

TruMarx Data Partners Inc.

GTCR Golder Rauner

The PrivateBank & Trust Co.

McGuire Woods

Chatham

Deere & Company

IMC Financial Markets

Inland
II. Definitions

V. Capital & Margin

XI. End-user Exception

XVIII. Real Time Reporting

XXVI. Position Limits

11/01/2010
10:30 AM
More Info
MFS

Wellington

Goldman Sachs

Fidelity Investments

Vanguard Group

BlackRock

AllianceBernstein

Securities Industry and Financial Markets Association (SIFMA)

Davis Polk & Wardwell LLP
II. Definitions

XXVI. Position Limits

10/29/2010
2:00 PM
More Info
Old Dominion Power (ODP); American Public Gas Association (APGA); American Public Power Association (APPA); National Rural Electric Cooperative Association (NRECA); Schiff Hardin law firm; New York Power Authority (NYPA); Aces Power Marketing (APM); and Alston & Bird law firm (Alston & Bird).
II. Definitions

XI. End-user Exception

10/27/2010
11:00 AM
More Info
Cygma

Chatham Financial LLC
II. Definitions

10/25/2010
3:00 PM
More Info
Hess Energy

Hess Energy Trading Company LLC (HETCO)

Delta Strategy Group
II. Definitions

10/25/2010
10:00 AM
More Info
Tradeweb
II. Definitions

XIII. SEF Registration

10/22/2010
2:30 PM
More Info
The World Bank
II. Definitions

IV. Business Conduct Standards - Internal

10/21/2010
1:00 PM
More Info
NextEra Energy Resources

Delta Strategy Group
II. Definitions

XI. End-user Exception

10/15/2010
9:30 AM
More Info
UBS
II. Definitions

10/15/2010
9:30 AM
More Info
UBS
II. Definitions

10/14/2010
2:00 PM
More Info
UBS
II. Definitions

XIII. SEF Registration

10/14/2010
10:00 AM
More Info
UBS
II. Definitions

XIII. SEF Registration

XVI. Swap Data Repositories Registration

10/14/2010
9:30 AM
More Info
Firms participating in the conference.
II. Definitions

XVII. Data Recordkeeping

XIX. Agricultural Swaps

XXI. Joint Rules w/ SEC

XXVI. Position Limits

10/12/2010
2:00 PM
More Info
Fidelity

ING

JPMorgan

Fidelity Investments

McDermott

SEC

Stable Value Investment Association
II. Definitions

10/08/2010
1:00 PM
More Info
CLS Bank (CLS)
II. Definitions

XXI. Joint Rules w/ SEC

10/08/2010
10:00 AM
More Info
Members of MFA.
I. Registration

II. Definitions

XI. End-user Exception

XIII. SEF Registration

XXI. Joint Rules w/ SEC

XXVI. Position Limits

General

10/07/2010
2:00 PM
More Info
Alternative Invstment Management Association (AIMA)
II. Definitions

XXI. Joint Rules w/ SEC

10/06/2010
2:30 PM
More Info
Bank of America

Sullivan & Cromwell
II. Definitions

10/06/2010
2:30 PM
More Info
Eris

DRW Trading Group
II. Definitions

XII. DCM Core Principles

XIII. SEF Registration

10/06/2010
8:30 AM
More Info
J.P. Morgan Chase & Co.
I. Registration

II. Definitions

V. Capital & Margin

VI. Segregation and Bankruptcy

VII. DCO Core Principles

VIII. Process for Review of Swaps

IX. Governance & Possible Limits

X. Systemically Important DCO Rules

XI. End-user Exception

10/05/2010
4:30 PM
More Info
NYSE Euronext

IntercontinentalExchange

DRW Trading Group
II. Definitions

XIII. SEF Registration

XIV. FBOT Registration

10/04/2010
2:30 PM
More Info
Markit

MarkitSERV

Depository Trust & Clearing Corporation (DTCC)

Winston & Strawn
II. Definitions

XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

10/04/2010
12:00 PM
More Info
Morgan Stanley
II. Definitions

09/30/2010
2:00 PM
More Info
Commodity Markets Council

Louis Dreyfus

Gavilon
II. Definitions

09/29/2010
1:00 PM
More Info
Natural Gas Supply Association
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards - Internal

V. Capital & Margin

VI. Segregation and Bankruptcy

VIII. Process for Review of Swaps

XI. End-user Exception

XXVI. Position Limits

09/29/2010
10:00 AM
More Info
NAIC
II. Definitions

XXI. Joint Rules w/ SEC

09/28/2010
3:00 PM
More Info
US Chamber of Commerce
II. Definitions

XI. End-user Exception

09/28/2010
11:00 AM
More Info
Coalition for Derivatives End-Users

US Chamber of Commerce

National Association of Manufacturers

American Petroleum Institute

National Association of Real Estate Investment Trusts

Chatham Financial

Conoco Phillips

Occidental

Ford Motor Co

Forest City Enterprises

Walt Disney

GE

Gibson Dunn
II. Definitions

09/27/2010
2:00 PM
More Info
Citigrouop

JP Morgan

Goldman Sachs

Barclays

Morgan Stanley
II. Definitions

VI. Segregation and Bankruptcy

XV. Rule Certification

09/27/2010
12:30 PM
More Info
BNP Paribas Fortis
II. Definitions

XVIII. Real Time Reporting

09/23/2010
4:00 PM
More Info
Caisse de depot et placement du Quebec

ATB Financial

Jones Day
II. Definitions

09/23/2010
12:00 PM
More Info
NRECA, APPA
II. Definitions

XI. End-user Exception

XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

09/23/2010
9:30 AM
More Info
Consumer Federation of America
II. Definitions

III. Business Conduct Standards w/ Counterparties

09/22/2010
2:30 PM
More Info
Morgan Stanley (MS)

Capital Alpha (CA)

Chesapeake Management Co. (CMC)

Millenium Partners (MP)

Deka (D)

Dutko Worldwide
II. Definitions

V. Capital & Margin

XXVI. Position Limits

09/22/2010
2:00 PM
More Info
Sullivan & Cromwell

BNP Paribas Commodities
II. Definitions

XVIII. Real Time Reporting

XXVI. Position Limits

XXVIII. Volcker Rule

09/22/2010
1:00 PM
More Info
BNP Paribas
II. Definitions

XVIII. Real Time Reporting

XXVI. Position Limits

XXVIII. Volcker Rule

09/22/2010
12:00 PM
More Info
BNP Paribas

Sullivan & Cromwell
II. Definitions

XVIII. Real Time Reporting

XXVI. Position Limits

XXVIII. Volcker Rule

09/22/2010
11:00 AM
More Info
Assured Gauranty

Patton Boggs

Davis Polk
II. Definitions

09/21/2010
2:00 PM
More Info
Financial Services Roundtable
II. Definitions

XXI. Joint Rules w/ SEC

09/21/2010
9:30 AM
More Info
U.S. Chamber of Commerce
II. Definitions

V. Capital & Margin

XVIII. Real Time Reporting

09/21/2010
8:45 AM
More Info
Chamber of Commerce

K&L Gates

Caterpillar, Inc.

Constellation Energy

Chatham Financial

Boeing

The Walt Disney Company

Wholesale Markets Brokers Association, Americas

IBM

Thomson Reuters

CME Clearing

FMC Corporation

NASDAQ OMX

Trustmark Corporation
II. Definitions

V. Capital & Margin

XI. End-user Exception

09/20/2010
1:00 PM
More Info
Goldman Sachs

Winston & Strawn
II. Definitions

XXI. Joint Rules w/ SEC

09/17/2010
3:00 PM
More Info
Cleary Gottlieb

Morgan Stanley

Credit Agricole

Credit Suisse

Citigroup

Barclays Capital

PNC Bank

Nomura

Bank of America Merrill Lynch

Bank of America Securities LLC

Barclays Capital

Nomura Securities Intl

HSBC Securities USA

SEC
II. Definitions

XXI. Joint Rules w/ SEC

09/17/2010
1:00 PM
More Info
American Benefits Council

General Dynamics

GM Asset Management

NISA Investment Advisors LLC

CIEBA

Davis & Harman LLP

Skadden
II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards - Internal

IX. Governance & Possible Limits

XI. End-user Exception

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

09/16/2010
12:00 PM
More Info
NASDAQ

International Derivatives Clearing Group
II. Definitions

VIII. Process for Review of Swaps

XIII. SEF Registration

09/16/2010
10:30 AM
More Info
ISDA

MorganStanley

CitiBank

Societe Generale

Deutsche Bank

DE Shaw
II. Definitions

V. Capital & Margin

VIII. Process for Review of Swaps

XIII. SEF Registration

09/16/2010
9:30 AM
More Info
International Swaps and Derivatives Association's Regional Conference
II. Definitions

V. Capital & Margin

VIII. Process for Review of Swaps

XIII. SEF Registration

09/15/2010
1:30 PM
More Info
Morgan Stanley
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards - Internal

V. Capital & Margin

09/15/2010
1:00 PM
More Info
Shiff Hardin

The Energy Authority

National Rural Electric Cooperative Association (NRECA)

American Public Power Association (APPA)

ACES Power Marketing

American Public Gas Association (APGA)
II. Definitions

V. Capital & Margin

XI. End-user Exception

XVII. Data Recordkeeping

XVIII. Real Time Reporting

XXVI. Position Limits

09/15/2010
12:30 PM
More Info
Morgan Stanley
I. Registration

II. Definitions

III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

09/14/2010
4:30 PM
More Info
National Council of Farmer Cooperatives (NCFC)

Land O'Lakes

Growmark

Dairy Farmers of America (DFA)

CHS, Inc. (CHS)
II. Definitions

V. Capital & Margin

XI. End-user Exception

XIX. Agricultural Swaps

09/14/2010
1:00 PM
More Info
CHS, Inc.,

Dairy Farmers of America (DFA),

Growmark/ Agrivisor,

LandO'Lakes,

National Council of Farmer Cooperatives (NCFC)
II. Definitions

V. Capital & Margin

XI. End-user Exception

XIX. Agricultural Swaps

09/14/2010
10:30 AM
More Info
CHS

NCFC

Land O'Lakes

Growmark
II. Definitions

XVI. Swap Data Repositories Registration

XIX. Agricultural Swaps

09/14/2010
10:00 AM
More Info
National Council of Farmer Cooperatives

Land O'Lakes

Growmark

Dairy Farmers of America

CHS, Inc.
II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards - Internal

V. Capital & Margin

XI. End-user Exception

XIX. Agricultural Swaps

09/09/2010
9:00 AM
More Info
Alternative Investment Management Association (AIMA)
II. Definitions

V. Capital & Margin

VIII. Process for Review of Swaps

IX. Governance & Possible Limits

09/07/2010
4:00 PM
More Info
FXALL
II. Definitions

XIII. SEF Registration

09/07/2010
2:00 PM
More Info
FXALL

Winston and Strawn
II. Definitions

XIII. SEF Registration
09/02/2010
2:00 PM
More Info
Exelon

Bracewell and Giuliani
II. Definitions

XI. End-user Exception
09/01/2010
9:00 AM
More Info
State Regulators

NAIC

CSBS

NASAA
II. Definitions

V. Capital & Margin

VII. DCO Core Principles

VIII. Process for Review of Swaps

X. Systemically Important DCO Rules

XI. End-user Exception
09/01/2010
8:00 AM
More Info
Represenatives of various energy companies, financial firms, consultants, and other interested persons.  The session was open to the press.
All
08/30/2010
3:00 PM
More Info
Coalition for Derivatives End Users
II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards - Internal

V. Capital & Margin

VII. DCO Core Principles

XVII. Data Recordkeeping

XVIII. Real Time Reporting
08/27/2010
1:00 PM
More Info
Americans for Financial Reform
II. Definitions

III. Business Conduct Standards w/ Counterparties

V. Capital & Margin

VII. DCO Core Principles

VIII. Process for Review of Swaps

X. Systemically Important DCO Rules

XI. End-user Exception

XII. DCM Core Principles

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

XXVI. Position Limits
08/25/2010
1:00 PM
More Info
Hunton & Williams LLP

FPL Group

NextEra Energy

Vitol, Inc.

Constellation Energy

BP North America

DTE Energy Trading, Inc.

Luminant Power

MidAmerican Energy

ConocoPhillips

Direct Energy

Direct Energy Upstream

Hess Corporation
II. Definitions

IV. Business Conduct Standards - Internal

V. Capital & Margin

XXI. Joint Rules w/ SEC
08/18/2010
2:00 PM
More Info
FIA
All
08/11/2010
4:00 PM
More Info
JP Morgan Chase
II. Definitions

XIII. SEF Registration
08/05/2010
2:00 PM
More Info
BlackRock
All
08/03/2010
4:30 PM
More Info
Managed Funds Association (MFA)

Ospraie

HBK Investments L.P.

Delta Strategy Group
II. Definitions

08/03/2010
4:00 PM
More Info
Brevan Howard

Winton Capital Management Ltd.

Highbridge Capital Management, LLC

King Street Capital Management, LLC

D.E. Shaw Group

Delta Strategy Group

HBK Investments L.P.

BlueMountain Capital Management

Ospraie Management, LLC

Managed Funds Association
II. Definitions
08/03/2010
2:00 PM
More Info
ISDA

SIFMA
II. Definitions

IX. Governance & Possible Limits

VII. DCO Core Principles

VIII. Process for Review of Swaps

X. Systemically Important DCO Rules

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

XXI. Joint Rules w/ SEC

XXVIII. Volcker Rule
07/30/2010
10:00 AM
More Info
National Futures Association (NFA)
All
Date
SUBMISSION
03/12/2012
AFR March 12 2012 Meeting Agenda_1433 PDF Image
From External Meeting on 3/12/2012
03/12/2012
AFR March 12 2012 Handout 2012_03_16_12_03_16_1433 PDF Image
From External Meeting on 3/12/2012
03/09/2012
EIB DFA Presentation_1675 PDF Image
From External Meeting on 3/9/2012
02/29/2012
Proposed CFTC Preamble Language_BCSE_1444 PDF Image
From External Meeting on 2/29/2012
02/29/2012
BCSE 1 Page Swap Dealer Definition_1444 PDF Image
From External Meeting on 2/29/2012
02/29/2012
BCSE 1 Page Product Definition_1444 PDF Image
From External Meeting on 2/29/2012
02/29/2012
About the BCSE_1444 PDF Image
From External Meeting on 2/29/2012
11/02/2011
WGCEF Swap Dealer Tear Sheet_(37691667)_(5)_1133 PDF Image
From External Meeting on 11/2/2011
11/02/2011
WGCEF MSP One Pager 10.30.11_(37703694)_(3)_1133 PDF Image
From External Meeting on 11/2/2011
11/02/2011
occchart_1133 PDF Image
From External Meeting on 11/2/2011
10/12/2011
KfW Comment Oct 12_1083 PDF Image
From External Meeting on 10/12/2011
10/05/2011
Documents from 10/5 meeting PDF Image
JP Morgan, From External Meeting on 10/5/2011
10/05/2011
NRU CFC Comments_1084 PDF Image
From External Meeting on 10/5/2011
10/04/2011
Church Alliance Cover Letter PDF Image
Church Alliance, From External Meeting on 10/4/2011
10/04/2011
The Church Alliance Follow Up to Meeting on September 9 at CFTC PDF Image
Church Alliance, From External Meeting on 10/4/2011
10/04/2011
Special Entity Definition – Opt-In for Church Plans PDF Image
Church Group, From External Meeting on 10/4/2011
10/04/2011
Church Plans – Definitions and Legislative History PDF Image
Church Alliance, From External Meeting on 10/4/2011
09/09/2011
Proposed Agenda for CFTC Meeting PDF Image
Church Alliance, From External Meeting on 9/9/2011
08/08/2011
CFTC meeting notes PDF Image
Regions Bank / M&T Bank / Fifth Third Bank, From External Meeting on 8/8/2011
06/22/2011
BG Group Meeting with CFTC Staff PDF Image
BG Group, From External Meeting on 6/22/2011
05/20/2011
05/11/2011
Gavilon Handout 1 May 11 2011_761 PDF Image
From External Meeting on 5/11/2011
05/11/2011
Gavilon Handout 2 May 11 2011_761 PDF Image
From External Meeting on 5/11/2011
05/04/2011
Re: CFTC Legal Authority over Interaffiliate Transactions PDF Image
Prudential, From External Meeting on 5/4/2011
05/04/2011
Comment Letter with respect to the ANPRM re Definitions PDF Image
Prudential, From External Meeting on 5/4/2011
04/28/2011
Staff Meeting Agenda PDF Image
Working Group of Commercial Energy Firms, From External Meeting on 4/28/2011
04/22/2011
OTC Swap Market Rulemaking PDF Image
Riverside Risk Advisors, From External Meeting on 4/22/2011
04/15/2011
Goldman Sachs Meeting Notes 2011 04 15_702 PDF Image
From External Meeting on 4/15/2011
04/12/2011
SDs and MSPs Should Not be Treated as Identical Twins PDF Image
BlackRock, From External Meeting on 4/12/2011
04/11/2011
Proposed Framework for Swap Dealer Registration and Regulation PDF Image
Institute of International Bankers, From External Meeting on 4/11/2011
04/08/2011
April 11 Mtg. Summary with Rabobank_752 PDF Image
From External Meeting on 4/8/2011
04/07/2011
Re: Determination of Foreign Exchange Swaps and Forwards - Request for comment PDF Image
Brian Cox, MFX Solutions, Inc., From External Meeting on 4/7/2011
04/07/2011
RE: MFX Solutions, Inc. PDF Image
Brian Cox, MFX Solutions, Inc., From External Meeting on 4/7/2011
04/07/2011
MFX: What we do PDF Image
MFX Solutions, Inc., From External Meeting on 4/7/2011
03/23/2011
Next Era Presentation PDF Image
Next Era, From External Meeting on 3/23/2011
03/23/2011
Next Era Energy Resources Presentation PDF Image
Next Era Energy Resources, From External Meeting on 3/23/2011
03/21/2011
Agenda - Meeting on Swap Dealer Definition PDF Image
Northland Energy Trading LLC, From External Meeting on 3/21/2011
02/16/2011
01/19/2011
RE: Proposed Meeting with Not-For-Profit Energy End User Coalition PDF Image
NFP Energy, From External Meeting on 1/19/2011
01/14/2011
Summary of Foreign Banks Meeting PDF Image
Foreign Banks, From External Meeting on 1/14/2011
01/14/2011
Summary of Meeting re Edge Act Banks PDF Image
Edge Act Corporations, From External Meeting on 1/14/2011
01/13/2011
National Rural Utilities Cooperative Finance Corporation Views on Implementation of the Dodd-Frank Act PDF Image
National Rural Utilities Cooperative Finance Corporation, From External Meeting on 1/13/2011
01/13/2011
Implementation of Dodd-Frank 2011 PDF Image
National Rural Utilities Cooperative Finance Corporation, From External Meeting on 1/13/2011
01/12/2011
NARUC Paper Presented at 1-12 meeting_422 PDF Image
NARUC, From External Meeting on 1/12/2011
12/16/2010
Eliason Comment Spreadsheet_415 PDF Image
Ron Eliason, From External Meeting on 12/16/2010
12/16/2010
Comment from Eliason_415 PDF Image
Ron Eliason, From External Meeting on 12/16/2010
12/15/2010
12/15/2010
No Loopholes in Dodd-Frank PDF Image
Jenifer Mitchell
12/15/2010
12/15/2010
12/15/2010
No Loopholes in Dodd-Frank PDF Image
Jack David Marcus
12/14/2010
12/14/2010
12/14/2010
12/13/2010
12/12/2010
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12/12/2010
12/11/2010
12/10/2010
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Re: No loopholes in Dodd-Frank PDF Image
Linda Knickerbocker
12/09/2010
12/09/2010
12/09/2010
12/09/2010
12/08/2010
12/08/2010
Re: No loopholes in Dodd-Frank PDF Image
HenriDeE DeBardeleben
12/08/2010
12/08/2010
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12/05/2010
Re: No loopholes in Dodd-Frank PDF Image
Elizabeth Maxfield and Ross Pumfrey
12/05/2010
12/05/2010
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12/04/2010
Re: No loopholes in Dodd-Frank PDF Image
Michael Miller, Jr.
12/04/2010
12/04/2010
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12/03/2010
Re: No loopholes in Dodd-Frank PDF Image
Mr.& Mrs. Terry Cadwallader
12/03/2010
12/03/2010
12/03/2010
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Re: No loopholes in Dodd-Frank PDF Image
Michael Lewandowski
12/03/2010
Re: No loopholes in Dodd-Frank PDF Image
Tamara Pullum-Vachon
12/03/2010
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Re: No loopholes in Dodd-Frank PDF Image
luis david saraiva grivol
12/03/2010
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Re: No loopholes in Dodd-Frank PDF Image
Anthony Martin Dambrosi
12/03/2010
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Re: No loopholes in Dodd-Frank PDF Image
David R. Britton Jr.
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Ross and Nancy Miller
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Martha Miller-Hampton
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Seth SnappRuth A. Fox, M.D.
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
David and Caryl Browne
12/02/2010
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12/02/2010
Re: No loopholes in Dodd-Frank PDF Image
B J, B.J, Burt J; J & Jr Bittner
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Michael Miller, Jr.
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
PATTI CONSTANTINO-MARTIN
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
GlennaMae Hendricks
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Duane J. Matthiesen
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Marnie Schwartz-Hanley
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Barbara and Jim Dale
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
JEMM..MOHAMED BEN HEDI
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Rev. Norma Fleischer
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Maximillian F.O. Gutierrez
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
MR. & MRS. BRUCE Revesz
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
David Kreiss-Tomkins
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Karen Hedwig Backman
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Carolyn Fields Wilkins
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Stephen and Robin Newberg
12/02/2010
12/02/2010
12/02/2010
12/02/2010
12/02/2010
No loopholes in Dodd-Frank PDF Image
Lenore Greenberg
12/02/2010
12/02/2010
12/02/2010
No loopholes in Dodd-Frank PDF Image
Andrew Kasehagen
12/02/2010
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12/02/2010
No loopholes in Dodd-Frank PDF Image
Wilfredo Maldonado
12/02/2010
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12/02/2010
No loopholes in Dodd-Frank PDF Image
Charles Lester McLeod
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Sharon Ouderkirk
12/02/2010
12/02/2010
No loopholes in Dodd-Frank PDF Image
Nathaniel Jungbluth
12/02/2010
12/02/2010
No loopholes in Dodd-Frank PDF Image
Margaret Broughton
12/02/2010
12/02/2010
No loopholes in Dodd-Frank PDF Image
Carla Rautenberg
12/02/2010
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No loopholes in Dodd-Frank PDF Image
David Whitehouse
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Matthew Filipowicz
12/02/2010
No loopholes in Dodd-Frank PDF Image
Dittman David N.
12/02/2010
12/02/2010
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12/02/2010
No loopholes in Dodd-Frank PDF Image
Andrew & Kathleen Wittenborn
12/02/2010
No loopholes in Dodd-Frank PDF Image
Larry and Mary Jo Reiter
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Jerry Manganello
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Lucien Pan Morningstar
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Mary Gail Decker
12/02/2010
No loopholes in Dodd-Frank PDF Image
Mary Gail Decker
12/02/2010
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12/02/2010
No loopholes in Dodd-Frank PDF Image
Dennis Feichtinger
12/02/2010
12/02/2010
No loopholes in Dodd-Frank PDF Image
Charity Moschopoulos
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Dennis Feichtinger
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Alexander Leo Reilly
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Laurence Skirvin
12/02/2010
No loopholes in Dodd-Frank PDF Image
Jennifer Scherer
12/02/2010
No loopholes in Dodd-Frank PDF Image
Charles Infantino
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Christine Mathews
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Letitia A. Ellsworth
12/02/2010
12/02/2010
12/02/2010
No loopholes in Dodd-Frank PDF Image
Thierry Deshayes
12/02/2010
No loopholes in Dodd-Frank PDF Image
Laurernce Sessler
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Paul Bridgewater
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Joseph Tripician
12/02/2010
12/02/2010
12/02/2010
No loopholes in Dodd-Frank PDF Image
Sam F. Broughton, Ph. D.
12/02/2010
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No loopholes in Dodd-Frank PDF Image
David Sandrowitz
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Jean Marie Naples
12/02/2010
No loopholes in Dodd-Frank PDF Image
Isabeau Premont-Schwartz
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Patricia Starnes
12/02/2010
12/02/2010
No loopholes in Dodd-Frank PDF Image
Christine Arsenault
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Stephanie Hosking
12/02/2010
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No loopholes in Dodd-Frank PDF Image
Col. and Mrs. B. Jones
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Rosemary Graham-Gardner
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Ralph Hitchcock, Jr.
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Mary Margaret Switlik
12/02/2010
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Re: No loopholes in Dodd-Frank PDF Image
Patricia Huntington
12/02/2010
12/02/2010
12/02/2010
12/02/2010
12/02/2010
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12/02/2010
Re: No loopholes in Dodd-Frank PDF Image
Ralph and Kelly Hochendoner
12/02/2010
12/02/2010
Re: No loopholes in Dodd-Frank PDF Image
Catherine Patterson
12/02/2010
12/02/2010
12/02/2010
12/02/2010
12/02/2010
Re: No loopholes in Dodd-Frank PDF Image
Daniel Merritt-LeSatz
12/02/2010
12/02/2010
12/01/2010
12/01/2010
12/01/2010
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12/01/2010
12/01/2010
No loopholes in Dodd-Frank PDF Image
Sandra D. Miller
12/01/2010
No loopholes in Dodd-Frank PDF Image
Sandra D. Miller
12/01/2010
12/01/2010
12/01/2010
No loopholes in Dodd-Frank PDF Image
Elaina Feliciano
12/01/2010
12/01/2010
No loopholes in Dodd-Frank PDF Image
Brian and Maria Kelly
12/01/2010
12/01/2010
12/01/2010
12/01/2010
12/01/2010
12/01/2010
No loopholes in Dodd-Frank PDF Image
Yolanda Gerritsen
12/01/2010
12/01/2010
12/01/2010
12/01/2010
No loopholes in Dodd-Frank PDF Image
Dave Clemson Jr.
12/01/2010
12/01/2010
No loopholes in Dodd-Frank PDF Image
Michael Pessatore
12/01/2010
12/01/2010
12/01/2010
No loopholes in Dodd-Frank PDF Image
Winifred De Palma
12/01/2010
12/01/2010
12/01/2010
No loopholes in Dodd-Frank PDF Image
Maureen Dougherty
12/01/2010
12/01/2010
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12/01/2010
No loopholes in Dodd-Frank PDF Image
Patrick Corcione
12/01/2010
12/01/2010
12/01/2010
12/01/2010
12/01/2010
No loopholes in Dodd-Frank PDF Image
Judith Schrepfer
12/01/2010
12/01/2010
12/01/2010
No loopholes in Dodd-Frank PDF Image
Richard Matthews
12/01/2010
12/01/2010
12/01/2010
12/01/2010
11/23/2010
11/22/2010
CFTC letter regarding ECP PDF Image
B&F Capital Markets, Inc.
11/22/2010
11/19/2010
Definitions PDF Image
Jon Hixson
11/16/2010
"Joint Letter Regarding Implementation of ""Swaps Dealer"" Definition" PDF Image
Natural Gas Supply Association and the National Corn Growers Association
11/15/2010
Dodd-Frank_Presentation_-_Final_Version_-_Nov_14_2010-CLT2_318 PDF Image
Peabody, From External Meeting on 11/15/2010
11/11/2010
Definition of Swap Dealer PDF Image
Securities Industry and Financial Markets Association
11/08/2010
Dodd-Frank Act Issues PDF Image
Tudor Investment Corp
11/08/2010
11/08/2010
ACLI Statement for Nov 8 2010 CFTC Visit (3)_293 PDF Image
ACLI, From External Meeting on 11/8/2010
11/08/2010
Tudor Investments CFTC Nov 8 2010 Meeting Outline_288 PDF Image
Tudor Investments, From External Meeting on 11/8/2010
10/25/2010
10/25/2010
Hess Presentation to CFTC Oct 25_231 PDF Image
Hess, From External Meeting on 10/25/2010
10/21/2010
Presentation to CFTC PDF Image
NextEra Energy Resources
10/21/2010
NextEra Energy Resources Presentation to CFTC Oct 21_211 PDF Image
NextEra Energy Resources, From External Meeting on 10/21/2010
10/12/2010
Stable Value Funds Overview PDF Image
Stable Value Investment Association
10/12/2010
Updated_CFTC_Presentation_175 PDF Image
Stable Value Investment Association (SVIA), From External Meeting on 10/12/2010
10/11/2010
NGFA Comments on Dodd-Frank Act PDF Image
National Grain and Feed Association
10/08/2010
October 8 CLS Meeting_160 PDF Image
CLS Group, From External Meeting on 10/8/2010
10/06/2010
10/06/2010
Bank of America - CFTC Agenda - Oct 6_184 PDF Image
Bank of America, From External Meeting on 10/6/2010
10/04/2010
Morgan Stanley Title VII Definitions ANPR Comment Letter_117 PDF Image
Morgan Stanley, From External Meeting on 10/4/2010
09/30/2010
Title_VII_Definitions_CMC_Comments_FINAL_109 PDF Image
Commodity Markets Council (CMC), From External Meeting on 9/30/2010
09/29/2010
Natural Gas Supply Association PDF Image
Natural Gas Supply Association
09/29/2010
NGSA CFTC Comments_09.28.2010_100 PDF Image
Natural Gas Supply Association (NGSA), From External Meeting on 9/29/2010
09/28/2010
Coalition for Derivatives End Users CFTC-SEC ANPR re Derivatives Definitions_105 PDF Image
Coalition for Derivatives End Users, From External Meeting on 9/28/2010
09/23/2010
Definitions of Swaps PDF Image
Trend Exchange
09/22/2010
Assured Guaranty PowerPoint092210_54 PDF Image
Assured Guaranty, From External Meeting on 9/22/2010
09/22/2010
Specimen FG Policy_54 PDF Image
Assured Guaranty, From External Meeting on 9/22/2010
09/17/2010
Agenda of 9-17 CFTC-SEC Meeting with Pension Plans_25 PDF Image
American Benefits Council, From External Meeting on 9/17/2010
09/17/2010
Comments of American Benefits Council Provided at 9-17 CFTC Meeting_25 PDF Image
American Benefits Council, From External Meeting on 9/17/2010
09/16/2010
Delegate List - 2010 ISDA Regional Conference PDF Image
Delegate List - 2010 ISDA Regional Conference
09/16/2010
ISDA 2010 Regional Conference Participants_19 PDF Image
ISDA, From External Meeting on 9/16/2010
09/15/2010
09/15/2010
Meeting Summary with Morgan Stanley_14 PDF Image
Morgan Stanley, From External Meeting on 9/15/2010
09/15/2010
CFTC Agenda - September 15 20101 (2)_26 PDF Image
NFP Energy End User Coalition, From External Meeting on 9/15/2010
09/14/2010
Co-op Fertilizer Hedging PDF Image
Co-op Fertilizer Hedging
09/14/2010
Farmer/Co-op Fuel Hedging PDF Image
Farmer/Co-op Fuel Hedging
09/14/2010
Grain Farmer/Co-op Hedging PDF Image
Grain Farmer/Co-op Hedging
09/14/2010
Over the Counter Derivatives PDF Image
Over the Counter Derivatives
09/14/2010
Dairy Farmer/Co-op Hedging PDF Image
Dairy Farmer/Co-op Hedging
09/14/2010
NCFC Hedging Fertilizer_7 PDF Image
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/14/2010
NCFC Hedging Dairy_7 PDF Image
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/14/2010
Dodd-Frank OTC Derivatives 2010_7 PDF Image
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/14/2010
NCFC Grain Farmer Co-op Hedging_7 PDF Image
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/14/2010
Docs from NCFC Meeting_8 PDF Image
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/14/2010
NCFC Fuel Farmer Co-op Hedging_7 PDF Image
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/03/2010
09/03/2010
Letter to Chairman Gensler PDF Image
Assured Guaranty
09/01/2010
dmb argus_72 PDF Image
Argus Oil Market Regulation Summit 2010
08/25/2010
Proposed agenda for meeting PDF Image
Working group of Commercial Energy Firms
08/23/2010
08/03/2010
Title VII Rulemakings PDF Image
SEC/CFTC and ISDA/SIFMA

See Also:

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