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Disruptive Trading Practices

Date
MEETING WITH
REGARDING RULEMAKING
02/22/2011
10:00 AM
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Getco
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XXIV. Disruptive Trading Practices

01/26/2011
1:00 PM
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Better Markets
V. Capital & Margin

VII. DCO Core Principles

VIII. Process for Review of Swaps

XXIV. Disruptive Trading Practices

12/08/2010
2:00 PM
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MFA

Delta Strategy Group

King Street Capital Management

BlueMountain Capital Management, LLC

Citadel LLC

Brevan Howard, Inc.

Tudor Investment Corporation
II. Definitions

VI. Segregation and Bankruptcy

IX. Governance & Possible Limits

XII. DCM Core Principles

XIII. SEF Registration

XVI. Swap Data Repositories Registration

XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

11/05/2010
12:30 PM
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NYSE Euronext
XXIV. Disruptive Trading Practices

11/02/2010
2:30 AM
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Jump Trading
XIII. SEF Registration

XXIV. Disruptive Trading Practices

11/02/2010
12:00 AM
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CME Group
VII. DCO Core Principles

X. Systemically Important DCO Rules

XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

XXVI. Position Limits

11/01/2010
8:00 PM
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Chopper Trading LLC

Chicago Trading Co.

Allston

Gelber Group

RGM

Getco

Infinium

DRW
VII. DCO Core Principles

XIII. SEF Registration

XXIV. Disruptive Trading Practices

11/01/2010
1:00 PM
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MBF Clearing Corp.
XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

10/27/2010
3:00 PM
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Chicago Mercantile Exchange (CME)
XXIV. Disruptive Trading Practices

10/22/2010
2:00 PM
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Allston Trading

RGM Advisors

Hudson River Trading

Quantlab Financial

Summit Global Strategies

Patton Boggs

APCO Worldwide
XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

10/05/2010
8:30 AM
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Financial Industry Regulatory Authority (FINRA)
XIII. SEF Registration

XVIII. Real Time Reporting

XXIV. Disruptive Trading Practices

09/28/2010
12:30 AM
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XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

09/23/2010
12:00 PM
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NRECA, APPA
II. Definitions

XI. End-user Exception

XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

09/22/2010
3:00 PM
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Hogan Lovells US LLP
XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

09/01/2010
8:00 AM
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Represenatives of various energy companies, financial firms, consultants, and other interested persons.  The session was open to the press.
All
08/23/2010
2:30 PM
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CME Group (CME)
XXIV. Disruptive Trading Practices

08/23/2010
12:30 PM
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Intercontinental Exchange, Inc. (ICE)
XXIV. Disruptive Trading Practices

08/18/2010
2:00 PM
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FIA
All
08/05/2010
2:00 PM
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BlackRock
All
07/30/2010
10:00 AM
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National Futures Association (NFA)
All

See Also:

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