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Further Product Definitions

Date
MEETING WITH
REGARDING RULEMAKING
11/15/2012
2:00 PM
More Info
NW Natural

Atmos Energy Corporation

National Fuel

MidAmerican Energy

American Gas Association
XXI. Joint Rules w/ SEC

10/18/2012
3:00 PM
More Info
WSPP, Inc. (WSPP)

Wright & Talisman, PC
XXI. Joint Rules w/ SEC

10/03/2012
2:00 PM
More Info
Southern California Edison (SCE)

Southern Co. (Southern)

Balch & Bingham LLP
XXI. Joint Rules w/ SEC

07/06/2012
10:30 AM
More Info
Cargill
XXI. Joint Rules w/ SEC

07/05/2012
10:00 AM
More Info
National Rural Electric Cooperative Association (NRECA)
XXI. Joint Rules w/ SEC

04/30/2012
10:30 AM
More Info
American Bankers Association (ABA)

Global Financial Markets Association (GFMA)

Morgan Lewis & Bockius (Morgan Lewis)

JP Morgan (JPM)

Bank of New York Mellon (BONY-Mellon)

Pershing Capital (Pershing)
XXI. Joint Rules w/ SEC

04/09/2012
11:30 AM
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Loan Syndications Trading Association (LSTA)

Richards Kibbe & Orbe (RKO)
XXI. Joint Rules w/ SEC

04/05/2012
3:00 PM
More Info
SIFMA Global FX Division (SIFMA Global FX)
XXI. Joint Rules w/ SEC

03/26/2012
4:00 PM
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Sullivan & Cromwell (S&C)
XXI. Joint Rules w/ SEC

03/09/2012
9:15 AM
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EIB

Arnold & Portner
II. Definitions

XXI. Joint Rules w/ SEC

02/21/2012
1:00 PM
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Chatham Financial (Chatham)
XXI. Joint Rules w/ SEC

01/23/2012
12:00 AM
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National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

01/18/2012
11:00 AM
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Bloomberg LP

Williams & Jensen
XXI. Joint Rules w/ SEC

01/11/2012
4:00 PM
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Skadden Arps (Skadden)

Travelers Insurance (Travelers)
XXI. Joint Rules w/ SEC

12/14/2011
11:00 AM
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World Bank Group
XXI. Joint Rules w/ SEC

12/01/2011
11:00 AM
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Mayer Brown

Deutsche Bank

Morgan Stanley

ISDA
XXI. Joint Rules w/ SEC

11/30/2011
12:30 PM
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Deutsche Bank

Goldman Sachs

SIFMA
XXI. Joint Rules w/ SEC

11/30/2011
11:00 AM
More Info
EEI Contract Drafting Committee
XXI. Joint Rules w/ SEC

11/21/2011
4:00 PM
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National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

11/18/2011
2:00 PM
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Evolution Markets

Ogilvy Government Relations
XXI. Joint Rules w/ SEC

11/16/2011
4:00 PM
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MarketAxess

Skadden
XXI. Joint Rules w/ SEC

11/16/2011
11:00 AM
More Info
The Loan Syndications and Trading Association (LSTA)

Loan Market Association (LMA)

Wilmer Hale LLP (Wilmer Hale)

Richards, Kibbe & Orbe (Richards Kibbe)
XXI. Joint Rules w/ SEC

11/15/2011
2:30 PM
More Info
NextEra Energy Resources LLC (NextEra)
XXI. Joint Rules w/ SEC

11/02/2011
3:00 PM
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SIFMA Global FX Division (SIFMA Global FX)
XXI. Joint Rules w/ SEC

10/28/2011
10:00 AM
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National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

10/26/2011
10:00 AM
More Info
New England Fuel Institute (NEFI)
XXI. Joint Rules w/ SEC

10/05/2011
2:00 PM
More Info
Traveller's Insurance

Skadden Arps (Skadden)
XXI. Joint Rules w/ SEC

10/05/2011
2:00 PM
More Info
National Association of Insurance Commissioners (NAIC)

New York Department of Financial Services (NYDFS)
XXI. Joint Rules w/ SEC

10/05/2011
12:00 PM
More Info
National Rural Utilities Cooperative Finance Corporation (NRU CFC)

Russell & Barron
II. Definitions

XI. End-user Exception

XXI. Joint Rules w/ SEC

09/15/2011
3:30 PM
More Info
MFA

Sullivan Cromwell

Blackrock
XXI. Joint Rules w/ SEC

08/25/2011
2:00 PM
More Info
Edison International

Edison Mission Energy

Hogan Lovells

Ogilvy Government Relations

Sempra Energy

Southern California Edison
XXI. Joint Rules w/ SEC

07/25/2011
1:00 PM
More Info
National Rural Electric Cooperative Association (NRECA)

American Public Power Association (APPA)

ACES Power Marketing (ACES Power)

Southern Minnesota Municipal Power Agency (SMMPA)

New York Power Authority (NYPA)

Reed Smith LLP (Reed Smith)
XXI. Joint Rules w/ SEC

General

07/18/2011
2:00 PM
More Info
European Bank for Reconstruction and Development (EBRD)
XXI. Joint Rules w/ SEC

07/06/2011
4:30 PM
More Info
World Bank Group
XXI. Joint Rules w/ SEC

General

06/22/2011
9:30 AM
More Info
BG Americas & Global LNG (BG Americas)

Alpine Group

Hunton & Williams
II. Definitions

XVII. Data Recordkeeping

XXI. Joint Rules w/ SEC

06/14/2011
10:30 AM
More Info
Just Energy

Sutherland
V. Capital & Margin

XXI. Joint Rules w/ SEC

06/06/2011
2:00 PM
More Info
Allen & Overy
XXI. Joint Rules w/ SEC

05/26/2011
1:30 PM
More Info
The Loan Syndications and Trading Association (LSTA)

Loan Market Association (LMA)

Goldman Sachs International (Goldman Sachs)

Richards Kibbe & Orbe (Richards Kibbe)

WilmerHale
XXI. Joint Rules w/ SEC

05/18/2011
2:30 PM
More Info
Evolution Markets Inc. (Evolution Markets)

Ogilvy Government Relations (Ogilvy)
XXI. Joint Rules w/ SEC

05/10/2011
12:00 PM
More Info
Sutherland
XXI. Joint Rules w/ SEC

05/10/2011
10:00 AM
More Info
American Gas Association

Consolidated Edison Company of New York

National Grid Distribution Companies

Baltimore Gas & Electric Company

Washington Gas Light

Puget Sound Energy

Perkins Coie

CenterPoint Energy
XIX. Agricultural Swaps

XXI. Joint Rules w/ SEC

04/21/2011
2:00 PM
More Info
Property Casualty Insurers Association of America (PCIAA)

Raben Group
XXI. Joint Rules w/ SEC

04/19/2011
1:00 PM
More Info
The World Bank (World Bank)

International Finance Corporation (IFC)
XXI. Joint Rules w/ SEC

04/06/2011
2:00 PM
More Info
ISDA

Kalorama Partners

Mayer  Brown
II. Definitions

XIII. SEF Registration

XVIII. Real Time Reporting

XXI. Joint Rules w/ SEC

04/01/2011
1:00 PM
More Info
Constellation

BP

GenOn

Cargill

Shell

Electrip Power Supply Association (EPSA)
II. Definitions

V. Capital & Margin

XXI. Joint Rules w/ SEC

03/21/2011
3:00 PM
More Info
Shell Energy North America

Shell Oil Company
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/21/2011
2:00 PM
More Info
Shell Energy
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/21/2011
1:00 PM
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Shell Oil Company
II. Definitions

XXI. Joint Rules w/ SEC

XXVI. Position Limits

03/10/2011
1:00 AM
More Info
Assured Guaranty

Patton Boggs
XXI. Joint Rules w/ SEC

02/23/2011
2:00 PM
More Info
Bunge

Commodity Markets Council (CMC)

Arnold & Porter
XXI. Joint Rules w/ SEC

02/17/2011
2:00 PM
More Info
Loan Syndications and Trading Association (LSTA)

Wilmer Hale

Richards Kibbe & Orbe

Nappi & Hoppe
XXI. Joint Rules w/ SEC

02/17/2011
9:30 AM
More Info
Bank for International Settlements (BIS)

Davis Polk & Wardwell LLP (Davis Polk)
XXI. Joint Rules w/ SEC

01/27/2011
1:00 PM
More Info
BP
II. Definitions

XXI. Joint Rules w/ SEC

01/19/2011
2:30 PM
More Info
National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP
II. Definitions

XXI. Joint Rules w/ SEC

12/06/2010
11:00 AM
More Info
National Association of Insurance Commissioners (NAIC)
XXI. Joint Rules w/ SEC

11/08/2010
2:00 PM
More Info
Natural Gas Exchange (NGX)

Alston & Bird, LLP (Alston & Bird)
II. Definitions

XXI. Joint Rules w/ SEC

11/08/2010
11:00 AM
More Info
Prudential Global Funding (Prudential Global)

Genworth Financial (Genworth)

Prudential Financial (Prudential)

Genworth Financial (Genworth)

John Hancock Financial Services Inc. (John Hancock)

MetLife (MetLife)

American Council of Life Insurers (ACLI)

Lincoln Financial Group (Lincoln)

The Northwestern Mutual Life Insurance Co. (Northwestern Mutual)
II. Definitions

XXI. Joint Rules w/ SEC

11/02/2010
1:00 PM
More Info
Hess Energy

McDermott Will & Emory

Delta Strategies
XXI. Joint Rules w/ SEC

10/14/2010
9:30 AM
More Info
Firms participating in the conference.
II. Definitions

XVII. Data Recordkeeping

XIX. Agricultural Swaps

XXI. Joint Rules w/ SEC

XXVI. Position Limits

10/08/2010
1:00 PM
More Info
CLS Bank (CLS)
II. Definitions

XXI. Joint Rules w/ SEC

10/08/2010
10:00 AM
More Info
Members of MFA.
I. Registration

II. Definitions

XI. End-user Exception

XIII. SEF Registration

XXI. Joint Rules w/ SEC

XXVI. Position Limits

General

10/07/2010
2:00 PM
More Info
Alternative Invstment Management Association (AIMA)
II. Definitions

XXI. Joint Rules w/ SEC

10/06/2010
12:00 PM
More Info
Allstate Insurance Company

American International Group, Inc.

Bank of America

BNY Mellon

Citi

Deutsche Bank AG

Edward Jones

Fidelity Investments

Financial Services Forum

GE Capital

The Goldman Sachs Group, Inc.

JPMorgan Chase & Co.

MetLife, Inc.

Prudential Financial

State Street Corporation

UBS AG

US Bancorp

Wells Fargo & Company
IX. Governance & Possible Limits

XI. End-user Exception

XXI. Joint Rules w/ SEC

10/05/2010
2:00 PM
More Info
National Association of Insurance Commissioners

Securities Exchange Commission
XXI. Joint Rules w/ SEC

10/01/2010
2:00 PM
More Info
Department of Labor, Employee Benefits Security Administration

 

Securities Exchange Commission
XXI. Joint Rules w/ SEC

09/29/2010
10:00 AM
More Info
NAIC
II. Definitions

XXI. Joint Rules w/ SEC

09/21/2010
2:00 PM
More Info
Financial Services Roundtable
II. Definitions

XXI. Joint Rules w/ SEC

09/20/2010
1:00 PM
More Info
Goldman Sachs

Winston & Strawn
II. Definitions

XXI. Joint Rules w/ SEC

09/17/2010
3:00 PM
More Info
Cleary Gottlieb

Morgan Stanley

Credit Agricole

Credit Suisse

Citigroup

Barclays Capital

PNC Bank

Nomura

Bank of America Merrill Lynch

Bank of America Securities LLC

Barclays Capital

Nomura Securities Intl

HSBC Securities USA

SEC
II. Definitions

XXI. Joint Rules w/ SEC

09/16/2010
2:00 PM
More Info
Industrial Energy Consumers of America (IECA)
V. Capital & Margin

XI. End-user Exception

XVII. Data Recordkeeping

XXI. Joint Rules w/ SEC

XXIII. Anti-Manipulation

XXVI. Position Limits

General

09/01/2010
8:00 AM
More Info
Represenatives of various energy companies, financial firms, consultants, and other interested persons.  The session was open to the press.
All
08/25/2010
1:00 PM
More Info
Hunton & Williams LLP

FPL Group

NextEra Energy

Vitol, Inc.

Constellation Energy

BP North America

DTE Energy Trading, Inc.

Luminant Power

MidAmerican Energy

ConocoPhillips

Direct Energy

Direct Energy Upstream

Hess Corporation
II. Definitions

IV. Business Conduct Standards - Internal

V. Capital & Margin

XXI. Joint Rules w/ SEC
08/18/2010
2:00 PM
More Info
FIA
All
08/05/2010
2:00 PM
More Info
BlackRock
All
08/03/2010
2:00 PM
More Info
ISDA

SIFMA
II. Definitions

IX. Governance & Possible Limits

VII. DCO Core Principles

VIII. Process for Review of Swaps

X. Systemically Important DCO Rules

XIII. SEF Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

XXI. Joint Rules w/ SEC

XXVIII. Volcker Rule
07/30/2010
10:00 AM
More Info
National Futures Association (NFA)
All
Date
SUBMISSION
10/18/2012
boc excerpt_1937 PDF Image
From External Meeting on 10/18/2012
10/18/2012
wspp_1937 PDF Image
From External Meeting on 10/18/2012
03/09/2012
EIB DFA Presentation_1675 PDF Image
From External Meeting on 3/9/2012
12/01/2011
SBS Followup_1169 PDF Image
From External Meeting on 12/1/2011
10/05/2011
NRU CFC Comments_1084 PDF Image
From External Meeting on 10/5/2011
07/18/2011
EBRD Letter PDF Image
EBRD, From External Meeting on 7/18/2011
06/22/2011
BG Group Meeting with CFTC Staff PDF Image
BG Group, From External Meeting on 6/22/2011
02/17/2011
Syndicated Loan Market_535 PDF Image
Loan Syndications and Trading Association, From External Meeting on 2/17/2011
11/29/2010
11/09/2010
681 Uniform 2010 Schedule DB, Part A, B and D PDF Image
National Association of Insurance Commissioners
11/09/2010
Instruct Life PDF Image
National Association of Insurance Commissioners
11/09/2010
Annual 2010 Investments Pages PDF Image
National Association of Insurance Commissioners
11/09/2010
Forecast Life Charts PDF Image
National Association of Insurance Commissioners
11/09/2010
Statement of Statutory Accounting Principles No. 60 PDF Image
National Association of Insurance Commissioners
11/09/2010
617 Uniform 2010 Schedule DB, Verification and Part C PDF Image
National Association of Insurance Commissioners
11/09/2010
Statement of Statutory Accounting Principles No. 86 PDF Image
National Association of Insurance Commissioners
11/09/2010
Annual 2010 Summary Investments Pages PDF Image
National Association of Insurance Commissioners
11/09/2010
Following-up to September 29, 2010, Meeting with SEC and CFTC Staff PDF Image
National Association of Insurance Commissioners
11/08/2010
11/08/2010
ACLI Statement for Nov 8 2010 CFTC Visit (3)_293 PDF Image
ACLI, From External Meeting on 11/8/2010
10/22/2010
10/08/2010
October 8 CLS Meeting_160 PDF Image
CLS Group, From External Meeting on 10/8/2010
09/23/2010
09/01/2010
dmb argus_72 PDF Image
Argus Oil Market Regulation Summit 2010
08/03/2010
Title VII Rulemakings PDF Image
SEC/CFTC and ISDA/SIFMA

See Also:

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CFTC's Commitment to Open Government

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