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Foreign Exchange

  • Foreign Currency (Retail Off Exchange)

    The Commission finalized rules to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act regarding Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries.

    The Commission also finalized Conforming Changes to existing Retail Foreign Exchange Regulations in response to the Dodd-Frank Act.

    Additional information regarding these final rules is provided below, including rules, factsheets, and details of meetings held between CFTC Staff and outside parties.

    Related Federal Register Releases

    Final Rule; Interpretation: 76 FR 56103 // PDF Version
    9/12/2011
    17 CFR Part 5 Retail Foreign Exchange Transactions; Conforming Changes to Existing Regulations in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act
    Effective Date: 9/12/2011

    Final Rule: 75 FR 55409 // PDF Version
    9/10/2010
    17 CFR Parts 1, 3, 4, 5, 10, 140, 145, 147, 160, and 166 Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries

    Proposed Rule: 75 FR 3281 // PDF Version
    1/20/2010
    17 CFR Parts 1, 3, 4, 5, 10, 140, 145, 147, 160, and 166 Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries
    Comment File - Closing Date: 3/22/2010

    Final Rule: 75 FR 55310 // PDF Version
    9/10/2010
    Performance of Registration Functions by National Futures Association With Respect to Retail Foreign Exchange Dealers and Associated Persons

    Additional Information

    Fact Sheet: Final Rule Regarding Retail Foreign Exchange Transactions
    Q&A: Final Retail Foreign Exchange Rule

    Release: CFTC Releases Final Rules Regarding Retail Forex Transactions, 5883-10

Date
MEETING WITH
REGARDING RULEMAKING
06/21/2013
1:00 PM
More Info
CLS Bank International
XX. Foreign Exchange

Clearing Requirement

General

04/24/2013
3:30 PM
More Info
State Street
XX. Foreign Exchange

General

09/22/2011
2:30 PM
More Info
XX. Foreign Exchange

General

09/01/2010
8:00 AM
More Info
Represenatives of various energy companies, financial firms, consultants, and other interested persons.  The session was open to the press.
All
08/18/2010
2:00 PM
More Info
FIA
All
08/05/2010
2:00 PM
More Info
BlackRock
All
07/30/2010
10:00 AM
More Info
National Futures Association (NFA)
All
Date
SUBMISSION
09/01/2010
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Argus Oil Market Regulation Summit 2010

See Also:

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