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  • Federal Register, Volume 78 Issue 150 (Monday, August 5, 2013)[Federal Register Volume 78, Number 150 (Monday, August 5, 2013)]

    [Rules and Regulations]

    [Page 47154]

    From the Federal Register Online via the Government Printing Office []

    [FR Doc No: 2013-18773]




    17 CFR Part 37

    RIN 3038-AD18

    Core Principles and Other Requirements for Swap Execution

    Facilities; Correction

    AGENCY: Commodity Futures Trading Commission.

    ACTION: Final rule; correction.


    SUMMARY: The Commodity Futures Trading Commission is correcting a final

    rule that appeared in the Federal Register of June 4, 2013 (78 FR

    33476). The final rule applies to the registration and operation of a

    new type of regulated entity named a swap execution facility, and

    implements provisions of the Dodd-Frank Wall Street Reform and Consumer

    Protection Act.

    DATES: The effective date of this correction is August 5, 2013.

    FOR FURTHER INFORMATION CONTACT: Amir Zaidi, Special Counsel, Division

    of Market Oversight, Commodity Futures Trading Commission, Three

    Lafayette Center, 1155 21st Street NW., Washington, DC 20581; 202-418-


    SUPPLEMENTARY INFORMATION: In FR Doc. 2013-12242 appearing on page

    33476 in the Federal Register of Tuesday, June 4, 2013, the following

    corrections are made:

    Sec. 37.702 [Corrected]

    1. On page 33591, in the second column, in Sec. 37.702 General

    financial integrity, paragraph (b) is corrected to read as follows:

    (b) For transactions cleared by a derivatives clearing


    (1) By ensuring that the swap execution facility has the capacity

    to route transactions to the derivatives clearing organization in a

    manner acceptable to the derivatives clearing organization for purposes

    of clearing; and

    (2) By coordinating with each derivatives clearing organization to

    which it submits transactions for clearing, in the development of rules

    and procedures to facilitate prompt and efficient transaction

    processing in accordance with the requirements of Sec. 39.12(b)(7) of

    this chapter.

    Appendix B to Part 37--Guidance on, and Acceptable Practices in,

    Compliance With Core Principles [Corrected]

    2. On page 33600, in the second column, under the heading Core

    Principle 3 of Section 5h of the Act--Swaps Not Readily Susceptible to

    Manipulation, in paragraph (a)(3), correct the reference to ``section

    c(5)'' to read ``section c(4).''

    Dated: July 31, 2013.

    Christopher J. Kirkpatrick,

    Deputy Secretary of the Commission.

    [FR Doc. 2013-18773 Filed 8-2-13; 8:45 am]

    BILLING CODE 6351-01-P