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Swap Data Repositories Registration

Date
MEETING WITH
REGARDING RULEMAKING
03/13/2013
12:00 AM
More Info
DTCC
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

01/16/2013
12:00 PM
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CME
XIII. SEF Registration

XVI. Swap Data Repositories Registration

General

01/15/2013
2:00 PM
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ICE
XII. DCM Core Principles

XVI. Swap Data Repositories Registration

General

11/05/2012
2:00 PM
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Bloomberg
XIII. SEF Registration

XVI. Swap Data Repositories Registration

06/05/2012
10:00 AM
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Bloomberg LP
XIII. SEF Registration

XVI. Swap Data Repositories Registration

05/09/2012
2:00 PM
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DTCC
XVI. Swap Data Repositories Registration

03/14/2012
7:00 PM
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List of attendees attached.
VIII. Process for Review of Swaps

XIII. SEF Registration

XVI. Swap Data Repositories Registration

03/14/2012
2:00 PM
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DTCC
XVI. Swap Data Repositories Registration

01/04/2012
3:00 PM
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LCH.Clearnet
XVI. Swap Data Repositories Registration

01/04/2012
2:00 PM
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LCH. Clearnet
XVI. Swap Data Repositories Registration

12/15/2011
10:00 AM
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CIEBA

Clifford Chance LLP

American Benefits Council

Davis & Harman

Algemene Pension Group

K&L Gates

General Motors Pension Fund

Winston & Strawn

NISA Investment Advisors
XVI. Swap Data Repositories Registration

10/12/2011
1:35 PM
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Constellation Energy Group

Direct Energy

NextEra Energy

Hunton & Williams
XVI. Swap Data Repositories Registration

General

09/22/2011
11:00 AM
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Regions Bank

Fifth Third Bank

M&T Bank
II. Definitions

XVI. Swap Data Repositories Registration

09/21/2011
1:00 PM
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DRW

Chicago Trading Company

Infinium

Delta Strategies
II. Definitions

VIII. Process for Review of Swaps

XVI. Swap Data Repositories Registration

08/17/2011
2:00 PM
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ICE
XVI. Swap Data Repositories Registration

07/28/2011
4:00 PM
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XVI. Swap Data Repositories Registration

06/21/2011
2:30 PM
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BG Americas
XVI. Swap Data Repositories Registration

XXVI. Position Limits

General

06/17/2011
10:00 AM
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The Swedish Financial Supervisory Authority
XVI. Swap Data Repositories Registration

06/15/2011
12:30 PM
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ICAP
XIII. SEF Registration

XVI. Swap Data Repositories Registration

05/18/2011
1:00 PM
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Van Ness Feldman Law Firm

Nixon Peabody LLP

Colorado Springs Utilities

Sacremento Municipal Utility District Treasurer

Los Angeles Department of Water & Power

Public Utility District No. 1 of Chelan County

CEO Tacoma Public Utilities
V. Capital & Margin

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

05/18/2011
11:30 AM
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Van Ness Feldman Law Firm

Nixon Peabody LLP

Colorado Springs Utilities

Sacremento Municipal Utility District Treasurer

Los Angeles Deparment of Water and Power

Public Utility District No. 1 of Chelan County

CEO Tacoma Public Utilities
V. Capital & Margin

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

05/17/2011
3:00 PM
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AFME

SIFMA
XVI. Swap Data Repositories Registration

05/17/2011
2:30 PM
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ICAP
VII. DCO Core Principles

VIII. Process for Review of Swaps

XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

05/16/2011
11:00 AM
More Info
Sungard
XVI. Swap Data Repositories Registration

05/12/2011
1:00 PM
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BP
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

04/28/2011
4:30 PM
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The Depository Trust & Clearing Corporation
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

04/27/2011
12:00 PM
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Depository Trust & Clearing Corporation (DTCC)
XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

04/13/2011
3:45 PM
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Depository & Trust Clearing Corporation (DTCC)
XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

04/11/2011
4:00 PM
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International Institute of Bankers
XVI. Swap Data Repositories Registration

04/08/2011
10:00 AM
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Depository Trust & Clearing Corporation (DTCC)
XVI. Swap Data Repositories Registration

04/06/2011
4:00 PM
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Energy Data Hub, Inc.
XVI. Swap Data Repositories Registration

03/28/2011
1:00 PM
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MBIA
II. Definitions

V. Capital & Margin

XVI. Swap Data Repositories Registration

03/22/2011
12:00 PM
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European Commission
II. Definitions

VII. DCO Core Principles

XI. End-user Exception

XVI. Swap Data Repositories Registration

03/08/2011
10:00 AM
More Info
SIFMA
XVI. Swap Data Repositories Registration

02/22/2011
10:00 AM
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Getco
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XXIV. Disruptive Trading Practices

02/16/2011
2:00 PM
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Vitol
XVI. Swap Data Repositories Registration

XXVI. Position Limits

02/16/2011
1:00 PM
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Vitol
XVI. Swap Data Repositories Registration

XXVI. Position Limits

02/11/2011
1:30 PM
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SIFMA

HSBC
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

02/11/2011
1:00 PM
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SIFMA
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

01/28/2011
11:00 AM
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Reval
XVI. Swap Data Repositories Registration

01/26/2011
1:30 PM
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LCH.Clearnet

Rich Feuer Group
VI. Segregation and Bankruptcy

XVI. Swap Data Repositories Registration

01/19/2011
2:30 PM
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National Rural Electric Cooperative Association

American Public Power Association

American Public Gas Association

Large Public Power Council

ACES Power Marketing

Schiff Hardin LLP

Wilmer Cutler Pickering Hale and Dorr LLP
XVI. Swap Data Repositories Registration

01/19/2011
9:00 AM
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National Council of Farmer Cooperatives
XI. End-user Exception

XVI. Swap Data Repositories Registration

01/13/2011
3:00 PM
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Markit

Winston & Strawn

Securities and Exchange Commission (SEC)
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

12/20/2010
10:00 AM
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Samlyn Capital

Lone Pine Capital

Capital Research and Management

T Rowe Price

Wellington

Oppenheimer

Highfields Capital

Cornerstone Government Affairs

Capstone
XVI. Swap Data Repositories Registration

12/20/2010
9:00 AM
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CGA Group
XVI. Swap Data Repositories Registration

12/13/2010
2:00 PM
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Evolution Markets
XVI. Swap Data Repositories Registration

12/08/2010
2:00 PM
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MFA

Delta Strategy Group

King Street Capital Management

BlueMountain Capital Management, LLC

Citadel LLC

Brevan Howard, Inc.

Tudor Investment Corporation
II. Definitions

VI. Segregation and Bankruptcy

IX. Governance & Possible Limits

XII. DCM Core Principles

XIII. SEF Registration

XVI. Swap Data Repositories Registration

XXIII. Anti-Manipulation

XXIV. Disruptive Trading Practices

12/06/2010
11:00 AM
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Nomura
XVI. Swap Data Repositories Registration

12/03/2010
2:00 PM
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Ernst & Young LLP

FTI Consulting, Inc.

SolutionPoint International, Inc.

University of Maryland School of Law

All Stars Project, Inc.

NextEra Energy Resources, LLC

Elliot Management Corporation
V. Capital & Margin

VII. DCO Core Principles

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

11/18/2010
2:00 PM
More Info
Depository Trust & Clearing Corporation (DTCC)

Patton Boggs (PB)

APCO Worldwide (APCO)
XVI. Swap Data Repositories Registration

11/18/2010
10:00 AM
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General Motors (GM)

Davis & Harman (DM)

NISA Investment Advisors (NISA)

Association for Financial Professionals (AFP)

Skadden (S)

American Benefits Council (ABC)

Winston & Strawn (WS)
II. Definitions

III. Business Conduct Standards w/ Counterparties

VI. Segregation and Bankruptcy

XVI. Swap Data Repositories Registration

11/12/2010
12:30 PM
More Info
CIEBA

American Benefits Council
II. Definitions

III. Business Conduct Standards w/ Counterparties

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

11/10/2010
9:30 AM
More Info
D.E. Shaw & Co., L.P. (D.E. Shaw)

Deutsche Bank

International Swaps and Derivatives Association (ISDA) 

Kalorama Partners LLC (Kalorama)
I. Registration

IX. Governance & Possible Limits

XIII. SEF Registration

XVI. Swap Data Repositories Registration

11/09/2010
9:00 AM
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TriOptima
XVI. Swap Data Repositories Registration

11/04/2010
10:00 AM
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SIFMA, Morgan Stanley, Credit Suisse and Citi
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

11/03/2010
9:00 AM
More Info
DTCC Derivatives Repository Ltd, DTCC Warehouse Trust Company, Regis-TR, TriOptima, Xtrakter Limited
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

10/28/2010
3:00 PM
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TriOptima
XVI. Swap Data Repositories Registration

10/28/2010
2:00 PM
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TriOptima
XVI. Swap Data Repositories Registration

10/28/2010
1:00 PM
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SunGard Energy
XVI. Swap Data Repositories Registration

10/28/2010
12:00 PM
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ISDA

Morgan Stanley

BP
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

10/27/2010
12:00 AM
More Info
Morgan Stanley

BP

ISDA
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

10/26/2010
2:00 PM
More Info
TriOptima
XVI. Swap Data Repositories Registration

10/26/2010
10:00 AM
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CME Group
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

10/25/2010
10:00 AM
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Coalition of Derivatives End Users
XVI. Swap Data Repositories Registration

10/19/2010
1:00 PM
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BlackRock (BR)
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

10/14/2010
3:15 PM
More Info
Barclays Capital Inc. (BC)

Winston & Strawn LLP (WS)
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

10/14/2010
10:00 AM
More Info
UBS
II. Definitions

XIII. SEF Registration

XVI. Swap Data Repositories Registration

10/12/2010
5:30 PM
More Info
Bloomberg (B)

Williams & Jensen, PLLC (WJ)
XIII. SEF Registration

XVI. Swap Data Repositories Registration

10/12/2010
1:30 PM
More Info
Reval
XVI. Swap Data Repositories Registration

10/08/2010
9:00 AM
More Info
DTCC
XVI. Swap Data Repositories Registration

10/06/2010
3:45 PM
More Info
BlackRock
VI. Segregation and Bankruptcy

XVI. Swap Data Repositories Registration

10/04/2010
2:30 PM
More Info
Markit

MarkitSERV

Depository Trust & Clearing Corporation (DTCC)

Winston & Strawn
II. Definitions

XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVIII. Real Time Reporting

09/29/2010
2:30 PM
More Info
Depository Trust & Clearing Corporation (DTCC)

APCO Worldwide (APCO)

Patton Boggs
IX. Governance & Possible Limits

XVI. Swap Data Repositories Registration

09/23/2010
1:30 PM
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London Stock Exchange (LSE)

Patton Boggs
XIII. SEF Registration

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting

09/17/2010
1:00 PM
More Info
American Benefits Council

General Dynamics

GM Asset Management

NISA Investment Advisors LLC

CIEBA

Davis & Harman LLP

Skadden
II. Definitions

III. Business Conduct Standards w/ Counterparties

IV. Business Conduct Standards - Internal

IX. Governance & Possible Limits

XI. End-user Exception

XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

09/14/2010
10:30 AM
More Info
CHS

NCFC

Land O'Lakes

Growmark
II. Definitions

XVI. Swap Data Repositories Registration

XIX. Agricultural Swaps

09/10/2010
10:30 AM
More Info
TriOptima
XVI. Swap Data Repositories Registration

XVII. Data Recordkeeping

XVIII. Real Time Reporting
09/01/2010
8:00 AM
More Info
Represenatives of various energy companies, financial firms, consultants, and other interested persons.  The session was open to the press.
All
08/18/2010
2:00 PM
More Info
FIA
All
08/05/2010
2:00 PM
More Info
BlackRock
All
07/30/2010
10:00 AM
More Info
National Futures Association (NFA)
All
Date
SUBMISSION
03/14/2012
Evercore 2012 Boca Dinner Attendees_1440 PDF Image
From External Meeting on 3/14/2012
11/03/2010
11/03/2010
Meeting Participants PDF Image
OTC Derivatives Regulators? Forum
11/03/2010
Meeting Participants PDF Image
OTC Derivatives Regulators? Forum
11/03/2010
Proposed Agenda PDF Image
OTC Derivatives Regulators? Forum
11/03/2010
Summary of ODRF meeting_2 -3 Nov_Final_329 PDF Image
OTC Derivatives Regulators Forum, From External Meeting on 11/3/2010
11/03/2010
DTCC Derivatives Repository Ltd_ODRF_PUBLIC_329 PDF Image
DTCC, From External Meeting on 11/3/2010
11/03/2010
ODRF_3 Nov Meeting_TR Attendees (3 Nov)_329 PDF Image
OTC Derivatives Regulators’ Forum, From External Meeting on 11/3/2010
11/03/2010
ODRF_ 3 Nov Agenda_TR Session (22 October)_329 PDF Image
OTC Derivatives Regulators’ Forum, From External Meeting on 11/3/2010
10/19/2010
(10-19-10) Presentation Materials - BlackRock_182 PDF Image
BlackRock, From External Meeting on 10/19/2010
09/17/2010
Comments of American Benefits Council Provided at 9-17 CFTC Meeting_25 PDF Image
American Benefits Council, From External Meeting on 9/17/2010
09/17/2010
Agenda of 9-17 CFTC-SEC Meeting with Pension Plans_25 PDF Image
American Benefits Council, From External Meeting on 9/17/2010
09/01/2010
dmb argus_72 PDF Image
Argus Oil Market Regulation Summit 2010

See Also:

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CFTC's Commitment to Open Government

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Follow the Status of Enforcement Actions