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External Meetings: Panel Discussion at SIFMA Compliance & Legal Seminar
Dan M. Berkovitz
Other panelists: Jane Sherburne (BNY Mellon), Annette Nazareth (Davis Polk & Wardwell), Carter McDowell (SIFMA); several hundred other conference attendees.
Representatives of numberous members of SIFMA .
Panelists discussed the CFTC and SEC process for implementing the provisions of the Dodd-Frank legislation. Other panelists also discussed the legislative outlook in the upcoming Congress.