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External Meetings: Panel Discussion at SIFMA Compliance & Legal Seminar
When:
11/16/2010 9:45 AM
Rulemaking(s):
General
CFTC Staff:
Dan M. Berkovitz
Visitor(s):
Other panelists: Jane Sherburne (BNY Mellon), Annette Nazareth (Davis Polk & Wardwell), Carter McDowell (SIFMA); several hundred other conference attendees.
Organization(s):
Representatives of numberous members of SIFMA .
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Panelists discussed the CFTC and SEC process for implementing the provisions of the Dodd-Frank legislation. Other panelists also discussed the legislative outlook in the upcoming Congress.
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