External Meetings: Meeting with NYSE Euronext

When:

11/15/2010 3:00 PM

Rulemaking(s):

XIII. SEF Registration

XIV. FBOT Registration

CFTC Staff:

Gary Gensler Cyrus Amir-Mokri Eric Juzenas David Van Wagner Duane Andresen

Visitor(s):

Garry P. Jones (NYSE Liffe) Dawn DeBerry Stump (NYSE)

Organization(s):

NYSE Euronext

Participants discussed the NYSE organization and soon-to-be proposed FBOT registration procedures, particularly with respect to FBOTs that currently have no-action relief. Participants also discussed the general level of oversight for DCMs and SEFs under the Dodd-Frank Act and upcoming implementing rulemakings.